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DRW Securities Portfolio holdings

AUM $7.21B
1-Year Est. Return 20.54%
This Fund
S&P 500
This Quarter Est. Return
+2.04%
1 Year Est. Return
+20.54%
3 Year Est. Return
+87.88%
5 Year Est. Return
+88.87%
10 Year Est. Return
+277.95%
AUM
$1.32B
AUM Growth
-$152M
Cap. Flow
-$87.6M
Cap. Flow %
-6.66%
Top 10 Hldgs %
91.95%
Holding
113
New
32
Increased
13
Reduced
16
Closed
43

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$218M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.9M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.5M
4
SSO icon
ProShares Ultra S&P500
SSO
+$11.1M
5
QID icon
ProShares UltraShort QQQ
QID
+$6.72M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$105M
2
QLD icon
ProShares Ultra QQQ
QLD
+$5.61M
3
BND icon
Vanguard Total Bond Market
BND
+$5.19M
4
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$2.93M
5
SH icon
ProShares Short S&P500
SH
+$2.58M

Sector Composition

Rank Sector Weight
1 Financials 0.44%
2 Industrials 0.18%
3 Energy 0.02%
4 Consumer Staples 0.02%
5 Healthcare 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PST icon
51
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.6M
$319K 0.02%
14,139
+200
+1% +$4.33K
NTIP icon
52
Network-1 Technologies
NTIP
$36.6M
$316K 0.02%
92,800
-9,700
-9% -$28.4K
FWP
53
DELISTED
Forward Pharma A/S American Depositary Shares
FWP
$285K 0.02%
2,714
+214
+9% +$28.2K
ISD
54
PGIM High Yield Bond Fund
ISD
$414M
$265K 0.02%
17,105
+5,277
+45% +$81.3K
UGP icon
55
PUT
Ultrapar
UGP
$6.87B
$265K 0.02%
+25,600
New +$269K
UGP icon
56
Ultrapar
UGP
$6.87B
$261K 0.02%
+25,212
New +$265K
BTI icon
57
British American Tobacco
BTI
$132B
$260K 0.02%
+4,608
New +$261K
ERUS
58
DELISTED
iShares MSCI Russia ETF
ERUS
$260K 0.02%
+7,764
New +$237K
FNF icon
59
CALL
Fidelity National Financial
FNF
$13.9B
$255K 0.02%
+10,803
New +$259K
BGB
60
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$238K 0.02%
+15,500
New +$231K
BGX
61
Blackstone Long-Short Credit Income Fund
BGX
$135M
$215K 0.02%
+13,529
New +$208K
ETP
62
CALL
DELISTED
Energy Transfer Partners, L.P.
ETP
$209K 0.02%
+8,700
New +$220K
JQC icon
63
Nuveen Credit Strategies Income Fund
JQC
$702M
$181K 0.01%
20,400
-1,000
-5% -$8.52K
SPXS icon
64
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$332M
$170K 0.01%
31
-68
-69% -$403K
APOL
65
CALL
DELISTED
Apollo Education Group Inc Class A
APOL
$144K 0.01%
+14,500
New +$132K
TVIX
66
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$144K 0.01%
15
+4
+36% +$55.5K
ARLZ
67
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$136K 0.01%
30,766
-54,699
-64% -$260K
PRZM
68
DELISTED
Prism Technologies Group, Inc
PRZM
$63K ﹤0.01%
209,300
+9,300
+5% +$2.06K
ICAD
69
DELISTED
iCAD Inc
ICAD
$42K ﹤0.01%
13,020
+900
+7% +$3.41K
ASRT
70
CALL
DELISTED
Assertio
ASRT
– –
-232
Closed -$347K
ASRT
71
DELISTED
Assertio
ASRT
– –
-931
Closed -$1.4M
AXP icon
72
CALL
American Express
AXP
$223B
– –
-150,000
Closed -$9.61M
BND icon
73
Vanguard Total Bond Market
BND
$157B
– –
-61,645
Closed -$5.19M
CYTK icon
74
Cytokinetics
CYTK
$11B
– –
-10,000
Closed -$92K
DIA icon
75
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
– –
-6,944
Closed -$1.27M
1 2
3
4 5

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CFG
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FPP
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UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return
TSC
Two Seas Capital Rye, New York $7.15B AUM 169.27% 1-Year Est. Return
FPA
First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return
SC
Saturna Capital Bellingham, Washington $7.13B AUM 35.47% 1-Year Est. Return
GLF
Groupe la Francaise Paris, France $7.29B AUM 37.28% 1-Year Est. Return
SIMG
Stephens Investment Management Group Houston, Texas $7.3B AUM 41.96% 1-Year Est. Return

DRW Securities's Q4 2016 Portfolio in Review

As of Q4 2016, DRW Securities held 113 positions worth $1.32B, down 10% from $1.47B the previous quarter. Its ten largest holdings account for 92% of the portfolio.

DRW Securities withdrew a net $87.6M in Q4 2016, closing 43 positions and reducing 16 holdings. Its most notable exit was SPDR Gold Trust, an estimated $105M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.44% of assets, up from 0.36% a quarter earlier, followed by Industrials and Energy.

Against the trend, DRW Securities opened a new position in State Street SPDR S&P 500 ETF Trust worth $223M.

  • DRW Securities's largest Q4 2016 buy was State Street SPDR S&P 500 ETF Trust: 996,764 shares worth $223M.
  • DRW Securities added most to Direxion Daily S&P 500 Bull 3x ETF in Q4 2016, an estimated $4.72M increase.
  • DRW Securities's biggest Q4 2016 reduction was iShares Silver Trust, cutting an estimated $2.08M.
  • DRW Securities fully exited SPDR Gold Trust in Q4 2016, selling an estimated $105M.
  • DRW Securities's ten largest holdings make up 92% of its $1.32B portfolio in Q4 2016.
  • DRW Securities opened 32 new positions and closed 43 in Q4 2016.
  • DRW Securities's portfolio value fell 10% quarter-over-quarter to $1.32B.

Based on DRW Securities's 13F filing for Q4 2016, filed 14 Feb 2017.