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DRW Securities Portfolio holdings

AUM $7.21B
1-Year Est. Return 20.54%
This Fund
S&P 500
This Quarter Est. Return
+1.23%
1 Year Est. Return
+20.54%
3 Year Est. Return
+87.88%
5 Year Est. Return
+88.87%
10 Year Est. Return
+277.95%
AUM
$1.47B
AUM Growth
-$187M
Cap. Flow
-$209M
Cap. Flow %
-14.21%
Top 10 Hldgs %
93.91%
Holding
118
New
43
Increased
8
Reduced
15
Closed
37

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$5.57M
2
QLD icon
ProShares Ultra QQQ
QLD
+$5.3M
3
BND icon
Vanguard Total Bond Market
BND
+$5.19M
4
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$2.9M
5
SDS icon
ProShares UltraShort S&P500
SDS
+$2.84M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$89.7M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$14.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$12.9M
4
MA icon
Mastercard
MA
+$9.78M
5
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$9.42M

Sector Composition

Rank Sector Weight
1 Financials 0.36%
2 Healthcare 0.28%
3 Industrials 0.16%
4 Technology 0.03%
5 Consumer Staples 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMPV
51
DELISTED
Imperva, Inc.
IMPV
$450K 0.03%
+8,379
New +$389K
ARLZ
52
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$415K 0.03%
+85,465
New +$390K
IEF icon
53
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$394K 0.03%
3,520
-10,113
-74% -$1.13M
SPTI icon
54
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$367K 0.03%
11,976
– –
FWP
55
DELISTED
Forward Pharma A/S American Depositary Shares
FWP
$367K 0.03%
2,500
+35
+1% +$4.93K
ASRT
56
CALL
DELISTED
Assertio
ASRT
$347K 0.02%
+232
New +$291K
XLNX
57
DELISTED
Xilinx Inc
XLNX
$338K 0.02%
+6,216
New +$319K
VGSH icon
58
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$335K 0.02%
5,466
– –
SQQQ icon
59
ProShares UltraPro Short QQQ
SQQQ
$2.21B
$333K 0.02%
+2
New +$297K
CBOE icon
60
Cboe Global Markets
CBOE
$29.8B
$287K 0.02%
4,431
– –
PST icon
61
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.6M
$281K 0.02%
13,939
– –
NTIP icon
62
Network-1 Technologies
NTIP
$36.6M
$280K 0.02%
102,500
-54,698
-35% -$146K
TYD icon
63
Direxion Daily 7-10 Year Treasury Bull 3X ETF
TYD
$31.7M
$257K 0.02%
+4,747
New +$256K
USFD icon
64
US Foods
USFD
$21.4B
$236K 0.02%
+10,000
New +$243K
TMF icon
65
Direxion Daily 20+ Year Treasury Bull 3X ETF
TMF
$2.22B
$233K 0.02%
842
– –
LRMR icon
66
Larimar Therapeutics
LRMR
$416M
$232K 0.02%
+5,833
New +$265K
NTG
67
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$230K 0.02%
1,150
-250
-18% -$48.2K
QLTI
68
DELISTED
QLT Inc
QLTI
$228K 0.02%
110,900
+30,000
+37% +$44.8K
TLT icon
69
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$220K 0.02%
+1,599
New +$222K
TVIX
70
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$201K 0.01%
+11
New +$299K
ISD
71
PGIM High Yield Bond Fund
ISD
$414M
$189K 0.01%
11,828
-1,355
-10% -$21.6K
JQC icon
72
Nuveen Credit Strategies Income Fund
JQC
$702M
$181K 0.01%
21,400
-19,100
-47% -$160K
GERN icon
73
Geron
GERN
$911M
$170K 0.01%
+75,000
New +$194K
CY
74
CALL
DELISTED
Cypress Semiconductor
CY
$163K 0.01%
+13,400
New +$153K
MORE
75
CALL
DELISTED
Monogram Residential Trust, Inc.
MORE
$119K 0.01%
+11,200
New +$117K
1 2
3
4 5

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FPP
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UB
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TSC
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FPA
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SC
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GLF
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SIMG
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DRW Securities's Q3 2016 Portfolio in Review

As of Q3 2016, DRW Securities held 118 positions worth $1.47B, down 11% from $1.66B the previous quarter. Its ten largest holdings account for 94% of the portfolio.

DRW Securities withdrew a net $209M in Q3 2016, closing 37 positions and reducing 15 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $89.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.36% of assets, down from 1.4% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, DRW Securities opened a new position in iShares 0-1 Year Treasury Bond ETF worth $5.57M.

  • DRW Securities's largest Q3 2016 buy was iShares 0-1 Year Treasury Bond ETF: 50,444 shares worth $5.57M.
  • DRW Securities added most to Direxion Daily Small Cap Bear 3x ETF in Q3 2016, an estimated $2.9M increase.
  • DRW Securities's biggest Q3 2016 reduction was VelocityShares Daily Inverse VIX Short Term ETN, cutting an estimated $9.42M.
  • DRW Securities fully exited State Street SPDR S&P 500 ETF Trust in Q3 2016, selling an estimated $89.7M.
  • DRW Securities's ten largest holdings make up 94% of its $1.47B portfolio in Q3 2016.
  • DRW Securities opened 43 new positions and closed 37 in Q3 2016.
  • DRW Securities's portfolio value fell 11% quarter-over-quarter to $1.47B.

Based on DRW Securities's 13F filing for Q3 2016, filed 14 Nov 2016.