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DRW Securities Portfolio holdings

AUM $4.11B
1-Year Est. Return 21.98%
This Fund
S&P 500
This Quarter Est. Return
-10.41%
1 Year Est. Return
+21.98%
3 Year Est. Return
+96.16%
5 Year Est. Return
+100.81%
10 Year Est. Return
+306.64%
AUM
$903M
AUM Growth
-$17.9M
Cap. Flow
-$7.67M
Cap. Flow %
-0.85%
Top 10 Hldgs %
93.34%
Holding
139
New
30
Increased
24
Reduced
13
Closed
62

Top Buys

Rank Stock Value
1
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$27.4M
2
GILD icon
Gilead Sciences
GILD
+$5.66M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$3.97M
4
PFE icon
Pfizer
PFE
+$3.04M
5
NVO
Novo Nordisk
NVO
+$2.83M

Top Sells

Rank Stock Value
1
VRTX icon
Vertex Pharmaceuticals
VRTX
+$10.2M
2
BND icon
Vanguard Total Bond Market
BND
+$8.62M
3
TVIX
VelocityShares Daily 2x VIX Short Term ETN
TVIX
+$5.39M
4
BLUE
bluebird bio
BLUE
+$3.78M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.64M

Sector Composition

Rank Sector Weight
1 Miscellaneous 96.17%
2 Financials 1.46%
3 Healthcare 1.33%
4 Industrials 0.34%
5 Technology 0.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSL
51
DoubleLine Income Solutions Fund
DSL
$1.2B
$469K 0.05%
27,135
+8,500
+46% +$160K
BXE
52
DELISTED
Bellatrix Exploration Ltd.
BXE
$454K 0.05%
59,700
-19,300
-24% -$180K
INF
53
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$448K 0.05%
35,788
+8,237
+30% +$120K
LMT icon
54
CALL
Lockheed Martin
LMT
$121B
$435K 0.05%
+2,100
New +$427K
KYNB
55
Kyntra Bio
KYNB
$34.6M
$329K 0.04%
+600
New +$363K
PST icon
56
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.7M
$318K 0.04%
13,939
+26
+0.2% +$616
KEYS icon
57
CALL
Keysight
KEYS
$55.7B
$308K 0.03%
+10,000
New +$311K
BGG
58
PUT
DELISTED
Briggs & Stratton Corp.
BGG
$299K 0.03%
+15,500
New +$297K
LBTYA icon
59
CALL
Liberty Global Class A
LBTYA
$3.62B
$292K 0.03%
+7,793
New +$339K
LTRX icon
60
Lantronix
LTRX
$244M
$281K 0.03%
225,000
+2,000
+0.9% +$2.76K
DISH
61
DELISTED
DISH Network Corp.
DISH
$266K 0.03%
+4,558
New +$289K
NCMI icon
62
National CineMedia
NCMI
$233M
$255K 0.03%
1,900
+650
+52% +$93.6K
NTIP icon
63
Network-1 Technologies
NTIP
$36.6M
$253K 0.03%
125,000
-40,100
-24% -$87.9K
ICAD
64
DELISTED
iCAD Inc
ICAD
$249K 0.03%
73,356
+1,200
+2% +$4.36K
FSD
65
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$241K 0.03%
17,123
– –
AGG icon
66
iShares Core US Aggregate Bond ETF
AGG
$138B
$235K 0.03%
2,142
-3,320
-61% -$362K
SMC
67
CALL
Summit Midstream
SMC
$471M
$226K 0.03%
+853
New +$325K
BGG
68
DELISTED
Briggs & Stratton Corp.
BGG
$212K 0.02%
+11,000
New +$211K
JIVE
69
CALL
DELISTED
Jive Software, Inc.
JIVE
$187K 0.02%
40,000
– –
DHF
70
BNY Mellon High Yield Strategies Fund
DHF
$172M
$179K 0.02%
58,518
+5,000
+9% +$16.2K
ELON
71
DELISTED
Echelon Corp
ELON
$168K 0.02%
28,200
+1,700
+6% +$10.3K
OTIV
72
DELISTED
OTI On Track Innovations Ltd
OTIV
$152K 0.02%
+190,000
New +$203K
EJ
73
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$133K 0.01%
+22,400
New +$134K
USA icon
74
Liberty All-Star Equity Fund
USA
$1.84B
$78K 0.01%
15,395
+395
+3% +$2.17K
FNJN
75
DELISTED
Finjan Holdings, Inc.
FNJN
$70K 0.01%
42,500
+30,000
+240% +$50.1K
1 2
3
4 5

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HCM
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GCC
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BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 44.45% 1-Year Est. Return
BB
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JIM
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DWP
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PL
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FMII
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DRW Securities's Q3 2015 Portfolio in Review

As of Q3 2015, DRW Securities held 139 positions worth $903M, down 1.9% from $921M the previous quarter. Its ten largest holdings account for 93% of the portfolio.

DRW Securities's Q3 2015 filing shows 30 new, 24 increased, 13 reduced and 62 closed positions. Its largest new stake was Gilead Sciences: 51,000 shares worth $5.01M. The largest sale was Vertex Pharmaceuticals, an estimated $10.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 96% of assets, up from 94% a quarter earlier, followed by Financials and Healthcare.

  • DRW Securities's largest Q3 2015 buy was Gilead Sciences: 51,000 shares worth $5.01M.
  • DRW Securities added most to VelocityShares Daily Inverse VIX Short Term ETN in Q3 2015, an estimated $27.4M increase.
  • DRW Securities's biggest Q3 2015 reduction was Vanguard Total Bond Market, cutting an estimated $8.62M.
  • DRW Securities fully exited Vertex Pharmaceuticals in Q3 2015, selling an estimated $10.2M.
  • DRW Securities's ten largest holdings make up 93% of its $903M portfolio in Q3 2015.
  • DRW Securities opened 30 new positions and closed 62 in Q3 2015.
  • DRW Securities's portfolio value fell 1.9% quarter-over-quarter to $903M.

Based on DRW Securities's 13F filing for Q3 2015, filed 16 Nov 2015.