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DRW Securities Portfolio holdings

AUM $7.21B
1-Year Est. Return 20.54%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+20.54%
3 Year Est. Return
+87.88%
5 Year Est. Return
+88.87%
10 Year Est. Return
+277.95%
AUM
$1.19B
AUM Growth
+$641M
Cap. Flow
+$715M
Cap. Flow %
60.23%
Top 10 Hldgs %
92.02%
Holding
161
New
40
Increased
17
Reduced
22
Closed
71

Top Buys

Rank Stock Value
1
TVIX
VelocityShares Daily 2x VIX Short Term ETN
TVIX
+$7.32M
2
VALE icon
Vale
VALE
+$7.13M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$6.25M
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$3.76M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.71M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$65.8M
2
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$20.6M
3
SVXY icon
ProShares Short VIX Short-Term Futures ETF
SVXY
+$19.4M
4
BIIB icon
Biogen
BIIB
+$9.99M
5
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$8.64M

Sector Composition

Rank Sector Weight
1 Technology 0.76%
2 Materials 0.5%
3 Industrials 0.43%
4 Financials 0.42%
5 Real Estate 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
51
CALL
State Street Technology Select Sector SPDR ETF
XLK
$115B
$399K 0.03%
+20,000
New +$396K
PST icon
52
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.6M
$372K 0.03%
14,013
-22,192
-61% -$592K
NPI
53
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$368K 0.03%
27,432
-1,068
-4% -$14.4K
CCI icon
54
Crown Castle
CCI
$32.7B
$362K 0.03%
+4,500
New +$348K
CFD
55
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$360K 0.03%
26,100
-5,500
-17% -$83.8K
TRNX
56
DELISTED
TORNIER N V SHARES (NLD)
TRNX
$359K 0.03%
+15,000
New +$335K
IMMR icon
57
Immersion
IMMR
$216M
$343K 0.03%
+40,000
New +$451K
JIVE
58
DELISTED
Jive Software, Inc.
JIVE
$321K 0.03%
55,000
+22,000
+67% +$157K
GEG icon
59
Great Elm Group
GEG
$68.4M
$298K 0.03%
13,333
-6,667
-33% -$162K
FSD
60
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$293K 0.02%
17,123
-3,100
-15% -$54.4K
DHT icon
61
DHT Holdings
DHT
$2.97B
$286K 0.02%
46,370
-32,630
-41% -$221K
SMH icon
62
VanEck Semiconductor ETF
SMH
$67.6B
$261K 0.02%
+10,200
New +$258K
NIO
63
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$244K 0.02%
17,139
– –
NPM
64
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$243K 0.02%
17,700
+2,000
+13% +$27.3K
CTRL
65
DELISTED
Control4 Corporation
CTRL
$240K 0.02%
+18,600
New +$293K
DGII icon
66
Digi International
DGII
$2.52B
$225K 0.02%
30,000
+17,350
+137% +$145K
IWD icon
67
iShares Russell 1000 Value ETF
IWD
$82B
$220K 0.02%
+2,200
New +$223K
VKQ icon
68
Invesco Municipal Trust
VKQ
$536M
$213K 0.02%
17,000
– –
BCF
69
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$210K 0.02%
24,806
+1,000
+4% +$9.18K
NVG icon
70
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$197K 0.02%
13,951
-6,642
-32% -$95.2K
NMRX
71
DELISTED
Numerex Corp
NMRX
$192K 0.02%
+18,350
New +$200K
VKI icon
72
Invesco Advantage Municipal Income Trust II
VKI
$394M
$183K 0.02%
16,100
– –
CTLP
73
DELISTED
Cantaloupe
CTLP
$180K 0.02%
100,000
+13,000
+15% +$25.8K
VMO icon
74
Invesco Municipal Opportunity Trust
VMO
$647M
$180K 0.02%
14,400
– –
JIVE
75
CALL
DELISTED
Jive Software, Inc.
JIVE
$175K 0.01%
30,000
+5,000
+20% +$35.7K
1 2
3
4 5

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FPP
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UB
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TSC
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FPA
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SC
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GLF
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SIMG
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DRW Securities's Q3 2014 Portfolio in Review

As of Q3 2014, DRW Securities held 161 positions worth $1.19B, up 117% from $546M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

DRW Securities deployed $715M of net new capital in Q3 2014, opening 40 new positions and adding to 17 existing holdings. Its largest new stake was VelocityShares Daily 2x VIX Short Term ETN: 10 shares worth $7.86M.

By sector, the portfolio is most concentrated in Technology at 0.76% of assets, down from 1.4% a quarter earlier, followed by Materials and Industrials.

On the sell side, the largest reduction was Brookfield Property Partners L.P. Limited Partnership Units, an estimated $1.99M trimmed.

  • DRW Securities's largest Q3 2014 buy was VelocityShares Daily 2x VIX Short Term ETN: 10 shares worth $7.86M.
  • DRW Securities added most to Garrison Capital Inc. in Q3 2014, an estimated $717K increase.
  • DRW Securities's biggest Q3 2014 reduction was Brookfield Property Partners L.P. Limited Partnership Units, cutting an estimated $1.99M.
  • DRW Securities fully exited Vanguard Total Bond Market in Q3 2014, selling an estimated $65.8M.
  • DRW Securities's ten largest holdings make up 92% of its $1.19B portfolio in Q3 2014.
  • DRW Securities opened 40 new positions and closed 71 in Q3 2014.
  • DRW Securities's portfolio value rose 117% quarter-over-quarter to $1.19B.

Based on DRW Securities's 13F filing for Q3 2014, filed 14 Nov 2014.