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DRW Securities Portfolio holdings

AUM $7.21B
1-Year Est. Return 20.54%
This Fund
S&P 500
This Quarter Est. Return
+0.16%
1 Year Est. Return
+20.54%
3 Year Est. Return
+87.88%
5 Year Est. Return
+88.87%
10 Year Est. Return
+277.95%
AUM
$1.31B
AUM Growth
-$1.45B
Cap. Flow
-$1.35B
Cap. Flow %
-103.2%
Top 10 Hldgs %
86.55%
Holding
293
New
91
Increased
21
Reduced
44
Closed
126

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$42.2M
2
RMGN
RMG Networks Holding Corporation
RMGN
+$20.9M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.8M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$7.34M
5
IYH icon
iShares US Healthcare ETF
IYH
+$6.26M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$35.5M
2
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
+$26.1M
3
AAPL icon
Apple
AAPL
+$22.1M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.1M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$9.09M

Sector Composition

Rank Sector Weight
1 Industrials 1.61%
2 Real Estate 0.76%
3 Technology 0.6%
4 Healthcare 0.51%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDP icon
226
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
– –
-18,003
Closed -$562K
PEJ icon
227
Invesco Leisure and Entertainment ETF
PEJ
$252M
– –
-53,728
Closed -$1.5M
PFE icon
228
Pfizer
PFE
$140B
– –
-73,094
Closed -$1.94M
PG icon
229
Procter & Gamble
PG
$343B
– –
-4,176
Closed -$322K
PSCE icon
230
Invesco S&P SmallCap Energy ETF
PSCE
$101M
– –
-3,914
Closed -$767K
PSX icon
231
Phillips 66
PSX
$82.9B
– –
-13,379
Closed -$788K
PSX icon
232
PUT
Phillips 66
PSX
$82.9B
– –
-14,000
Closed -$825K
QCLN icon
233
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$633M
– –
-11,179
Closed -$158K
QTEC icon
234
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
– –
-31,316
Closed -$904K
RFG icon
235
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$343M
– –
-148,375
Closed -$3.02M
RZG icon
236
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$139M
– –
-70,515
Closed -$1.51M
SAA icon
237
ProShares Ulta SmallCap600
SAA
$29M
– –
-383,500
Closed -$2.77M
SCCO icon
238
Southern Copper
SCCO
$141B
– –
-9,068
Closed -$232K
SCHB icon
239
Schwab US Broad Market ETF
SCHB
$42.8B
– –
-40,782
Closed -$264K
SCHD icon
240
Schwab US Dividend Equity ETF
SCHD
$102B
– –
-211,797
Closed -$2.31M
SCHM icon
241
Schwab US Mid-Cap ETF
SCHM
$14.6B
– –
-443,646
Closed -$4.73M
SCHV
242
Schwab US Large-Cap Value ETF
SCHV
$15.8B
– –
-64,227
Closed -$775K
SDY icon
243
State Street SPDR S&P Dividend ETF
SDY
$21.9B
– –
-3,183
Closed -$211K
SEF icon
244
ProShares Short Financials
SEF
$13.3M
– –
-1,649
Closed -$311K
SHY icon
245
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
– –
-7,129
Closed -$601K
SJB icon
246
ProShares Short High Yield
SJB
$52.1M
– –
-24,116
Closed -$764K
SLX icon
247
VanEck Steel ETF
SLX
$166M
– –
-17,811
Closed -$677K
SOXS icon
248
Direxion Daily Semiconductor Bear 3X ETF
SOXS
$1.74B
– –
0
– -$484K
SPLV icon
249
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
– –
-41,644
Closed -$1.3M
SPXU icon
250
ProShares UltraPro Short S&P 500
SPXU
$436M
– –
-11
Closed -$446K
8 9
10
11 12

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CFG
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FPP
Findlay Park Partners London, United Kingdom $7.17B AUM 17.27% 1-Year Est. Return
UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return
TSC
Two Seas Capital Rye, New York $7.15B AUM 169.27% 1-Year Est. Return
FPA
First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return
SC
Saturna Capital Bellingham, Washington $7.13B AUM 35.47% 1-Year Est. Return
GLF
Groupe la Francaise Paris, France $7.29B AUM 37.28% 1-Year Est. Return
SIMG
Stephens Investment Management Group Houston, Texas $7.3B AUM 41.96% 1-Year Est. Return

DRW Securities's Q3 2013 Portfolio in Review

As of Q3 2013, DRW Securities held 293 positions worth $1.31B, down 53% from $2.75B the previous quarter. Its ten largest holdings account for 87% of the portfolio.

DRW Securities withdrew a net $1.35B in Q3 2013, closing 126 positions and reducing 44 holdings. Its most notable exit was iShares Russell 1000 ETF, an estimated $35.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.6% of assets, up from 0.21% a quarter earlier, followed by Real Estate and Technology.

Against the trend, DRW Securities opened a new position in iShares 0-1 Year Treasury Bond ETF worth $42.2M.

  • DRW Securities's largest Q3 2013 buy was iShares 0-1 Year Treasury Bond ETF: 382,666 shares worth $42.2M.
  • DRW Securities added most to Invesco S&P 500 Top 50 ETF in Q3 2013, an estimated $3.67M increase.
  • DRW Securities's biggest Q3 2013 reduction was Apple, cutting an estimated $22.1M.
  • DRW Securities fully exited iShares Russell 1000 ETF in Q3 2013, selling an estimated $35.5M.
  • DRW Securities's ten largest holdings make up 87% of its $1.31B portfolio in Q3 2013.
  • DRW Securities opened 91 new positions and closed 126 in Q3 2013.
  • DRW Securities's portfolio value fell 53% quarter-over-quarter to $1.31B.

Based on DRW Securities's 13F filing for Q3 2013, filed 15 Nov 2013.