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DWA

Dougherty Wealth Advisers Portfolio holdings

AUM $183M
1-Year Est. Return 23.34%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+23.34%
3 Year Est. Return
+67.49%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$30.4M
AUM Growth
-$4.99M
Cap. Flow
-$5.22M
Cap. Flow %
-17.16%
Top 10 Hldgs %
45.3%
Holding
264
New
13
Increased
7
Reduced
47
Closed
81

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$341K
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$209K
3
VUG icon
Vanguard Growth ETF
VUG
+$198K
4
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$158K
5
VIOG icon
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
+$50.7K

Top Sells

Rank Stock Value
1
BWB icon
Bridgewater Bancshares
BWB
+$1.1M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$505K
3
CHRD icon
Chord Energy
CHRD
+$370K
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$303K
5
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$249K

Sector Composition

Rank Sector Weight
1 Technology 10.35%
2 Financials 8.8%
3 Industrials 6.34%
4 Healthcare 5.13%
5 Communication Services 4.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
201
iShares Russell 2000 ETF
IWM
$80.3B
– –
-29
Closed -$5K
KO icon
202
Coca-Cola
KO
$362B
– –
-19
Closed -$1K
LUMN icon
203
Lumen
LUMN
$6.45B
– –
-332
Closed -$4K
MEOH icon
204
Methanex
MEOH
$4.19B
– –
-201
Closed -$9K
MUFG icon
205
Mitsubishi UFJ Financial
MUFG
$260B
– –
-2,926
Closed -$14K
NKE icon
206
Nike
NKE
$62.5B
$0 ﹤0.01%
+3
New +$257
OXY icon
207
Occidental Petroleum
OXY
$54.6B
– –
-48
Closed -$2K
PIPR icon
208
Piper Sandler
PIPR
$5.15B
– –
-64
Closed -$1K
REZI icon
209
Resideo Technologies
REZI
$5.34B
– –
-102
Closed -$2K
SCHA icon
210
Schwab U.S Small- Cap ETF
SCHA
$22.4B
– –
-276
Closed -$5K
SCHE icon
211
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
– –
-170
Closed -$4K
SCHF icon
212
Schwab International Equity ETF
SCHF
$65.9B
– –
-266
Closed -$4K
SCHW
213
Charles Schwab
SCHW
$181B
– –
-330
Closed -$13K
T icon
214
AT&T
T
$167B
– –
-205
Closed -$5K
TTE icon
215
TotalEnergies
TTE
$187B
– –
-22
Closed -$1K
VBR icon
216
Vanguard Small-Cap Value ETF
VBR
$37.3B
– –
-90
Closed -$12K
VEU icon
217
Vanguard FTSE All-World ex-US ETF
VEU
$65.9B
– –
-87
Closed -$4K
VOO icon
218
Vanguard S&P 500 ETF
VOO
$968B
– –
-18
Closed -$5K
VYM icon
219
Vanguard High Dividend Yield ETF
VYM
$81.3B
– –
-56
Closed -$5K
VZ icon
220
Verizon
VZ
$198B
– –
-71
Closed -$4K
WB icon
221
Weibo
WB
$1.92B
– –
-78
Closed -$4K
XEL icon
222
Xcel Energy
XEL
$50.4B
– –
-500
Closed -$30K
XOM icon
223
ExxonMobil
XOM
$642B
– –
-46
Closed -$4K
UNVR
224
DELISTED
Univar Solutions Inc.
UNVR
– –
-178
Closed -$4K
ABB
225
DELISTED
ABB Ltd
ABB
– –
-812
Closed -$16K
6 7 8
9
10

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ACG
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CF
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QC
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SPI
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RMC
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MCM
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Dougherty Wealth Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, Dougherty Wealth Advisers held 264 positions worth $30.4M, down 14% from $35.4M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Dougherty Wealth Advisers withdrew a net $5.22M in Q3 2019, closing 81 positions and reducing 47 holdings. Its most notable exit was Bridgewater Bancshares, an estimated $1.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.7% a quarter earlier, followed by Financials and Industrials.

Against the trend, Dougherty Wealth Advisers opened a new position in W.P. Carey worth $36K.

  • Dougherty Wealth Advisers's largest Q3 2019 buy was W.P. Carey: 408 shares worth $36K.
  • Dougherty Wealth Advisers added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $341K increase.
  • Dougherty Wealth Advisers's biggest Q3 2019 reduction was Vanguard Total Stock Market ETF, cutting an estimated $505K.
  • Dougherty Wealth Advisers fully exited Bridgewater Bancshares in Q3 2019, selling an estimated $1.1M.
  • Dougherty Wealth Advisers's ten largest holdings make up 45% of its $30.4M portfolio in Q3 2019.
  • Dougherty Wealth Advisers opened 13 new positions and closed 81 in Q3 2019.
  • Dougherty Wealth Advisers's portfolio value fell 14% quarter-over-quarter to $30.4M.

Based on Dougherty Wealth Advisers's 13F filing for Q3 2019, filed 12 Nov 2019.