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DWA

Dougherty Wealth Advisers Portfolio holdings

AUM $183M
1-Year Est. Return 23.34%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+23.34%
3 Year Est. Return
+67.49%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$30.4M
AUM Growth
-$4.99M
Cap. Flow
-$5.22M
Cap. Flow %
-17.16%
Top 10 Hldgs %
45.3%
Holding
264
New
13
Increased
7
Reduced
47
Closed
81

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$341K
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$209K
3
VUG icon
Vanguard Growth ETF
VUG
+$198K
4
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$158K
5
VIOG icon
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
+$50.7K

Top Sells

Rank Stock Value
1
BWB icon
Bridgewater Bancshares
BWB
+$1.1M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$505K
3
CHRD icon
Chord Energy
CHRD
+$370K
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$303K
5
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$249K

Sector Composition

Rank Sector Weight
1 Technology 10.35%
2 Financials 8.8%
3 Industrials 6.34%
4 Healthcare 5.13%
5 Communication Services 4.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUMU
176
DELISTED
Qumu Corp.
QUMU
$1K ﹤0.01%
+300
New +$1.05K
ALC icon
177
Alcon
ALC
$32.8B
– –
-178
Closed -$11K
AMAT icon
178
Applied Materials
AMAT
$410B
$0 ﹤0.01%
+1
New +$48
OSG
179
Octave Specialty Group
OSG
$258M
– –
-84
Closed -$1K
BN icon
180
Brookfield
BN
$103B
$0 ﹤0.01%
+3
New +$54
BMY icon
181
Bristol-Myers Squibb
BMY
$128B
– –
-1,255
Closed -$57K
BRK.B icon
182
Berkshire Hathaway Class B
BRK.B
$1.07T
– –
-529
Closed -$113K
BWB icon
183
Bridgewater Bancshares
BWB
$575M
– –
-95,000
Closed -$1.1M
CHKP icon
184
Check Point Software Technologies
CHKP
$13.6B
– –
-162
Closed -$19K
CMCSA icon
185
Comcast
CMCSA
$80.9B
– –
-968
Closed -$41K
CNX icon
186
CNX Resources
CNX
$4.77B
$0 ﹤0.01%
+3
New +$22
CTVA icon
187
Corteva
CTVA
$58.6B
– –
-24
Closed -$1K
DBRG icon
188
DigitalBridge
DBRG
$2.93B
$0 ﹤0.01%
+1
New +$21
DGII icon
189
Digi International
DGII
$2.55B
– –
-106
Closed -$1K
EFA icon
190
iShares MSCI EAFE ETF
EFA
$76.8B
– –
-56
Closed -$4K
ENB icon
191
Enbridge
ENB
$121B
– –
-74
Closed -$3K
F icon
192
Ford
F
$58.5B
– –
-1,000
Closed -$10K
FEZ icon
193
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.32B
– –
-78
Closed -$3K
GALT icon
194
Galectin Therapeutics
GALT
$223M
– –
-5,000
Closed -$21K
GE icon
195
GE Aerospace
GE
$375B
– –
-100
Closed -$5K
GRMN
196
Garmin
GRMN
$46.8B
$0 ﹤0.01%
+1
New +$81
HAL icon
197
Halliburton
HAL
$26.8B
– –
-2,000
Closed -$45K
IBM icon
198
IBM
IBM
$204B
– –
-18
Closed -$2K
BRSL
199
Brightstar Lottery PLC
BRSL
$1.93B
$0 ﹤0.01%
+1
New +$13
ING icon
200
ING
ING
$95.7B
– –
-530
Closed -$6K
6 7
8
9 10

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ACG
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CF
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QC
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SPI
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RMC
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MCM
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Dougherty Wealth Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, Dougherty Wealth Advisers held 264 positions worth $30.4M, down 14% from $35.4M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Dougherty Wealth Advisers withdrew a net $5.22M in Q3 2019, closing 81 positions and reducing 47 holdings. Its most notable exit was Bridgewater Bancshares, an estimated $1.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.7% a quarter earlier, followed by Financials and Industrials.

Against the trend, Dougherty Wealth Advisers opened a new position in W.P. Carey worth $36K.

  • Dougherty Wealth Advisers's largest Q3 2019 buy was W.P. Carey: 408 shares worth $36K.
  • Dougherty Wealth Advisers added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $341K increase.
  • Dougherty Wealth Advisers's biggest Q3 2019 reduction was Vanguard Total Stock Market ETF, cutting an estimated $505K.
  • Dougherty Wealth Advisers fully exited Bridgewater Bancshares in Q3 2019, selling an estimated $1.1M.
  • Dougherty Wealth Advisers's ten largest holdings make up 45% of its $30.4M portfolio in Q3 2019.
  • Dougherty Wealth Advisers opened 13 new positions and closed 81 in Q3 2019.
  • Dougherty Wealth Advisers's portfolio value fell 14% quarter-over-quarter to $30.4M.

Based on Dougherty Wealth Advisers's 13F filing for Q3 2019, filed 12 Nov 2019.