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DWA

Dougherty Wealth Advisers Portfolio holdings

AUM $183M
1-Year Est. Return 23.34%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+23.34%
3 Year Est. Return
+67.49%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$30.4M
AUM Growth
-$4.99M
Cap. Flow
-$5.22M
Cap. Flow %
-17.16%
Top 10 Hldgs %
45.3%
Holding
264
New
13
Increased
7
Reduced
47
Closed
81

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$341K
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$209K
3
VUG icon
Vanguard Growth ETF
VUG
+$198K
4
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$158K
5
VIOG icon
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
+$50.7K

Top Sells

Rank Stock Value
1
BWB icon
Bridgewater Bancshares
BWB
+$1.1M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$505K
3
CHRD icon
Chord Energy
CHRD
+$370K
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$303K
5
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$249K

Sector Composition

Rank Sector Weight
1 Technology 10.35%
2 Financials 8.8%
3 Industrials 6.34%
4 Healthcare 5.13%
5 Communication Services 4.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSI icon
151
iShares MSCI KLD 400 Social ETF
DSI
$5.15B
$19K 0.06%
338
+38
+13% +$2.1K
GLD icon
152
SPDR Gold Trust
GLD
$132B
$19K 0.06%
+135
New +$18.8K
AMLP icon
153
Alerian MLP ETF
AMLP
$12.7B
$17K 0.06%
377
+8
+2% +$378
HD icon
154
Home Depot
HD
$335B
$16K 0.05%
67
-25
-27% -$5.46K
KMI icon
155
Kinder Morgan
KMI
$70.6B
$16K 0.05%
+800
New +$16.4K
MFC icon
156
Manulife Financial
MFC
$73.2B
$16K 0.05%
892
– –
MMM icon
157
3M
MMM
$91.9B
$16K 0.05%
120
-239
-67% -$33.4K
COST icon
158
Costco
COST
$422B
$15K 0.05%
52
– –
FWONA icon
159
Liberty Media Series A
FWONA
$22.6B
$15K 0.05%
383
– –
PARA
160
DELISTED
Paramount Global Class B
PARA
$15K 0.05%
383
– –
CRBN icon
161
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.14B
$13K 0.04%
108
– –
TMO icon
162
Thermo Fisher Scientific
TMO
$208B
$13K 0.04%
45
-110
-71% -$31.5K
PG icon
163
Procter & Gamble
PG
$346B
$12K 0.04%
100
-250
-71% -$29.5K
AGG icon
164
iShares Core US Aggregate Bond ETF
AGG
$138B
$11K 0.04%
+100
New +$11.2K
HRL icon
165
Hormel Foods
HRL
$14.3B
$9K 0.03%
200
-700
-78% -$29.4K
IXN icon
166
iShares Global Tech ETF
IXN
$8.27B
$9K 0.03%
300
– –
ABT icon
167
Abbott
ABT
$182B
$8K 0.03%
100
– –
BATRK icon
168
Atlanta Braves Holdings Series B
BATRK
$3.25B
$8K 0.03%
294
– –
GLIBA
169
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$7K 0.02%
115
– –
KTB icon
170
Kontoor Brands
KTB
$4.74B
$6K 0.02%
161
– –
CHRD icon
171
Chord Energy
CHRD
$7.42B
$4K 0.01%
1,045
-93,955
-99% -$370K
CMCO icon
172
Columbus McKinnon
CMCO
$472M
$3K 0.01%
+70
New +$2.6K
DD icon
173
DuPont de Nemours
DD
$18.9B
$2K 0.01%
19
– –
DOW icon
174
Dow Inc
DOW
$20.8B
$1K ﹤0.01%
24
– –
MANU icon
175
Manchester United
MANU
$3.96B
$1K ﹤0.01%
50
– –
5 6
7
8 9

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MAM
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WA
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ACG
Ampersand Capital Group Burlingame, California $183M AUM 3.46% 1-Year Est. Return
CF
Claris Financial Glen Allen, Virginia $183M AUM 17.41% 1-Year Est. Return
QC
Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return
SPI
Sutton Place Investors Katonah, New York $183M AUM 19.55% 1-Year Est. Return
RMC
Ring Mountain Capital Tiburon, California $183M AUM 38.9% 1-Year Est. Return
MCM
McDonough Capital Management Orlando, Florida $183M AUM 25.44% 1-Year Est. Return

Dougherty Wealth Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, Dougherty Wealth Advisers held 264 positions worth $30.4M, down 14% from $35.4M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Dougherty Wealth Advisers withdrew a net $5.22M in Q3 2019, closing 81 positions and reducing 47 holdings. Its most notable exit was Bridgewater Bancshares, an estimated $1.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.7% a quarter earlier, followed by Financials and Industrials.

Against the trend, Dougherty Wealth Advisers opened a new position in W.P. Carey worth $36K.

  • Dougherty Wealth Advisers's largest Q3 2019 buy was W.P. Carey: 408 shares worth $36K.
  • Dougherty Wealth Advisers added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $341K increase.
  • Dougherty Wealth Advisers's biggest Q3 2019 reduction was Vanguard Total Stock Market ETF, cutting an estimated $505K.
  • Dougherty Wealth Advisers fully exited Bridgewater Bancshares in Q3 2019, selling an estimated $1.1M.
  • Dougherty Wealth Advisers's ten largest holdings make up 45% of its $30.4M portfolio in Q3 2019.
  • Dougherty Wealth Advisers opened 13 new positions and closed 81 in Q3 2019.
  • Dougherty Wealth Advisers's portfolio value fell 14% quarter-over-quarter to $30.4M.

Based on Dougherty Wealth Advisers's 13F filing for Q3 2019, filed 12 Nov 2019.