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DWA

Dougherty Wealth Advisers Portfolio holdings

AUM $183M
1-Year Est. Return 23.34%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+23.34%
3 Year Est. Return
+67.49%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$30.4M
AUM Growth
-$4.99M
Cap. Flow
-$5.22M
Cap. Flow %
-17.16%
Top 10 Hldgs %
45.3%
Holding
264
New
13
Increased
7
Reduced
47
Closed
81

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$341K
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$209K
3
VUG icon
Vanguard Growth ETF
VUG
+$198K
4
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$158K
5
VIOG icon
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
+$50.7K

Top Sells

Rank Stock Value
1
BWB icon
Bridgewater Bancshares
BWB
+$1.1M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$505K
3
CHRD icon
Chord Energy
CHRD
+$370K
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$303K
5
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$249K

Sector Composition

Rank Sector Weight
1 Technology 10.35%
2 Financials 8.8%
3 Industrials 6.34%
4 Healthcare 5.13%
5 Communication Services 4.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMBC.WS
226
DELISTED
Ambac Financial Group
AMBC.WS
– –
-625
Closed -$5K
UMPQ
227
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-1,506
Closed -$25K
ALXN
228
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-273
Closed -$36K
VAR
229
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-212
Closed -$29K
HCR
230
DELISTED
Hi-Crush Inc. Common Stock
HCR
– –
-1,430
Closed -$4K
SPDC
231
DELISTED
SPEED COMMERCE, INC COM STK
SPDC
– –
-449
Closed –
NASB
232
DELISTED
NASB FINL INC
NASB
– –
-1,000
Closed -$41K
EMKR
233
DELISTED
Emcore Corp
EMKR
– –
-1,000
Closed -$33K
IFX
234
DELISTED
INFINEON TECH AG ADS(REP1 ORD)
IFX
– –
-1,966
Closed -$35K
DASTY
235
DELISTED
DASSAULT SYSTEMES SA ADR
DASTY
– –
-301
Closed -$48K
TMA
236
DELISTED
THORNBURG MTG INC COM NEW (MD)
TMA
– –
-400
Closed –
PFSW
237
DELISTED
PFSweb, Inc.
PFSW
– –
-212
Closed -$1K
DAKP
238
DELISTED
DAKOTA PLAINS HOLDINGS, INC. COMMON STOCK
DAKP
– –
-3,266
Closed –
6 7 8 9
10

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Dougherty Wealth Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, Dougherty Wealth Advisers held 264 positions worth $30.4M, down 14% from $35.4M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Dougherty Wealth Advisers withdrew a net $5.22M in Q3 2019, closing 81 positions and reducing 47 holdings. Its most notable exit was Bridgewater Bancshares, an estimated $1.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.7% a quarter earlier, followed by Financials and Industrials.

Against the trend, Dougherty Wealth Advisers opened a new position in W.P. Carey worth $36K.

  • Dougherty Wealth Advisers's largest Q3 2019 buy was W.P. Carey: 408 shares worth $36K.
  • Dougherty Wealth Advisers added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $341K increase.
  • Dougherty Wealth Advisers's biggest Q3 2019 reduction was Vanguard Total Stock Market ETF, cutting an estimated $505K.
  • Dougherty Wealth Advisers fully exited Bridgewater Bancshares in Q3 2019, selling an estimated $1.1M.
  • Dougherty Wealth Advisers's ten largest holdings make up 45% of its $30.4M portfolio in Q3 2019.
  • Dougherty Wealth Advisers opened 13 new positions and closed 81 in Q3 2019.
  • Dougherty Wealth Advisers's portfolio value fell 14% quarter-over-quarter to $30.4M.

Based on Dougherty Wealth Advisers's 13F filing for Q3 2019, filed 12 Nov 2019.