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DD

Dominick & Dominick Portfolio holdings

AUM $197M
1-Year Est. Return 11.37%
This Fund
S&P 500
This Quarter Est. Return
+1.61%
1 Year Est. Return
+11.37%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$204M
AUM Growth
-$4.72M
Cap. Flow
-$7.21M
Cap. Flow %
-3.53%
Top 10 Hldgs %
29.81%
Holding
223
New
27
Increased
64
Reduced
54
Closed
34

Top Buys

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$1.18M
2
WTRG icon
Essential Utilities
WTRG
+$1.08M
3
XRAY icon
Dentsply Sirona
XRAY
+$1.05M
4
GE icon
GE Aerospace
GE
+$851K
5
EBAY icon
eBay
EBAY
+$844K

Top Sells

Rank Stock Value
1
RWM icon
ProShares Short Russell2000
RWM
+$3.37M
2
BAX icon
Baxter International
BAX
+$1.54M
3
CAT icon
Caterpillar
CAT
+$1.33M
4
BANX
ArrowMark Financial
BANX
+$1.29M
5
DE icon
Deere & Co
DE
+$905K

Sector Composition

Rank Sector Weight
1 Healthcare 18.78%
2 Industrials 11.44%
3 Energy 11.14%
4 Technology 11.02%
5 Consumer Staples 10.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVP
176
DELISTED
Avon Products, Inc.
AVP
$185K 0.09%
12,628
– –
VRML
177
DELISTED
Vermillion, Inc.
VRML
$150K 0.07%
50,800
+1,500
+3% +$4.32K
SCU
178
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$149K 0.07%
+1,083
New +$156K
NRK icon
179
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$904M
$136K 0.07%
10,643
– –
PHYS icon
180
Sprott Physical Gold
PHYS
$14.5B
$133K 0.07%
+12,472
New +$134K
MDXG icon
181
MiMedx Group
MDXG
$649M
$119K 0.06%
19,400
-1,200
-6% -$8.82K
TURN
182
DELISTED
180 Degree Capital
TURN
$116K 0.06%
11,167
+6,934
+164% +$65.9K
ETY icon
183
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
$112K 0.05%
+10,000
New +$111K
ALU
184
DELISTED
Alcatel-Lucent
ALU
$98K 0.05%
25,000
+5,000
+25% +$20.7K
MNKD icon
185
MannKind Corp
MNKD
$1.21B
$78K 0.04%
3,900
+1,000
+34% +$28.4K
PSTV icon
186
Plus Therapeutics
PSTV
$25.9M
– –
0
– –
ZNGA
187
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$71K 0.03%
16,500
-8,000
-33% -$36.9K
RAD
188
DELISTED
Rite Aid Corporation
RAD
$63K 0.03%
+500
New +$60.9K
DRYS
189
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
AAL icon
190
American Airlines Group
AAL
$10.2B
– –
-8,325
Closed -$210K
AMZN icon
191
Amazon
AMZN
$2.48T
– –
-19,100
Closed -$381K
BANX
192
ArrowMark Financial
BANX
$194M
– –
-52,500
Closed -$1.29M
BNY
193
Bank of New York Mellon
BNY
$106B
– –
-7,101
Closed -$248K
C icon
194
Citigroup
C
$222B
– –
-3,950
Closed -$206K
CG icon
195
Carlyle Group
CG
$16.7B
– –
-9,500
Closed -$338K
CLH icon
196
Clean Harbors
CLH
$16B
– –
-7,000
Closed -$415K
CLNE icon
197
Clean Energy Fuels
CLNE
$421M
– –
-24,801
Closed -$319K
CTAS icon
198
Cintas
CTAS
$86B
– –
-29,732
Closed -$443K
DG icon
199
Dollar General
DG
$27.8B
– –
-10,100
Closed -$609K
DVN icon
200
Devon Energy
DVN
$49.2B
– –
-11,124
Closed -$688K
5 6 7
8
9

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SJ
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GGPS
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BMCX
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CGOF
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FCB
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Dominick & Dominick's Q1 2014 Portfolio in Review

As of Q1 2014, Dominick & Dominick held 223 positions worth $204M, down 2.3% from $209M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Dominick & Dominick withdrew a net $7.21M in Q1 2014, closing 34 positions and reducing 54 holdings. Its most notable exit was ArrowMark Financial, an estimated $1.29M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 17% a quarter earlier, followed by Industrials and Energy.

Against the trend, Dominick & Dominick opened a new position in Essential Utilities worth $1.13M.

  • Dominick & Dominick's largest Q1 2014 buy was Essential Utilities: 44,918 shares worth $1.13M.
  • Dominick & Dominick added most to Gilead Sciences in Q1 2014, an estimated $1.18M increase.
  • Dominick & Dominick's biggest Q1 2014 reduction was ProShares Short Russell2000, cutting an estimated $3.37M.
  • Dominick & Dominick fully exited ArrowMark Financial in Q1 2014, selling an estimated $1.29M.
  • Dominick & Dominick's ten largest holdings make up 30% of its $204M portfolio in Q1 2014.
  • Dominick & Dominick opened 27 new positions and closed 34 in Q1 2014.
  • Dominick & Dominick's portfolio value fell 2.3% quarter-over-quarter to $204M.

Based on Dominick & Dominick's 13F filing for Q1 2014, filed 13 May 2014.