DD

Dominick & Dominick Portfolio holdings

AUM $197M
1-Year Return 11.37%
This Quarter Return
+8.03%
1 Year Return
+11.37%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$209M
AUM Growth
+$28.9M
Cap. Flow
+$14.6M
Cap. Flow %
7%
Top 10 Hldgs %
30.05%
Holding
211
New
39
Increased
44
Reduced
82
Closed
16

Top Buys

1
RWM icon
ProShares Short Russell2000
RWM
$3.93M
2
K icon
Kellanova
K
$1.43M
3
BANX
ArrowMark Financial
BANX
$1.29M
4
SYY icon
Sysco
SYY
$1.21M
5
DE icon
Deere & Co
DE
$1.07M

Top Sells

1
INTC icon
Intel
INTC
$1.54M
2
DD icon
DuPont de Nemours
DD
$1.16M
3
BUD icon
AB InBev
BUD
$952K
4
UNH icon
UnitedHealth
UNH
$841K
5
BEAV
B/E Aerospace Inc
BEAV
$834K

Sector Composition

1 Healthcare 17.17%
2 Industrials 11.35%
3 Energy 10.78%
4 Technology 10.61%
5 Consumer Staples 9.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ELX
176
DELISTED
EMULEX CORP
ELX
$202K 0.1%
28,150
-2,000
-7% -$14.4K
MDXG icon
177
MiMedx Group
MDXG
$1.06B
$180K 0.09%
20,600
+1,500
+8% +$13.1K
IDN icon
178
Intellicheck
IDN
$107M
$137K 0.07%
34,313
+3,950
+13% +$15.8K
NRK icon
179
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$842M
$131K 0.06%
10,643
– –
VRML
180
DELISTED
Vermillion, Inc.
VRML
$116K 0.06%
49,300
+15,000
+44% +$35.3K
GLDD icon
181
Great Lakes Dredge & Dock
GLDD
$798M
$107K 0.05%
11,600
– –
ZNGA
182
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$93K 0.04%
24,500
– –
ALU
183
DELISTED
ALCATEL-LUCENT ADR
ALU
$88K 0.04%
20,000
-800
-4% -$3.52K
MNKD icon
184
MannKind Corp
MNKD
$1.7B
$75K 0.04%
+2,900
New +$75K
PSTV icon
185
Plus Therapeutics
PSTV
$48.8M
– –
0
– -$64K
TURN
186
180 Degree Capital
TURN
$46.5M
$38K 0.02%
4,233
-761
-15% -$6.83K
BUD icon
187
AB InBev
BUD
$118B
– –
-9,600
Closed -$952K
DVAX icon
188
Dynavax Technologies
DVAX
$1.18B
– –
-1,680
Closed -$20K
GDX icon
189
VanEck Gold Miners ETF
GDX
$19.9B
– –
-15,997
Closed -$400K
B
190
Barrick Mining Corporation
B
$48.5B
– –
-43,400
Closed -$808K
HES
191
DELISTED
Hess
HES
– –
-5,060
Closed -$391K
LEA icon
192
Lear
LEA
$5.91B
– –
-3,100
Closed -$222K
NVO icon
193
Novo Nordisk
NVO
$245B
– –
-12,000
Closed -$203K
PPG icon
194
PPG Industries
PPG
$24.8B
– –
-2,660
Closed -$222K
SIRI icon
195
SiriusXM
SIRI
$8.1B
– –
-1,100
Closed -$43K
UNH icon
196
UnitedHealth
UNH
$286B
– –
-11,750
Closed -$841K
XRX icon
197
Xerox
XRX
$493M
– –
-11,895
Closed -$323K
XCO
198
DELISTED
Exco Resources
XCO
– –
-843
Closed -$84K
BEAV
199
DELISTED
B/E Aerospace Inc
BEAV
– –
-15,605
Closed -$834K
CMLP
200
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
– –
-12,000
Closed -$265K
5 6 7
8
9