DD

Dominick & Dominick Portfolio holdings

AUM $197M
1-Year Est. Return 11.37%
This Quarter Est. Return
1 Year Est. Return
+11.37%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$197M
AUM Growth
-$11.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
207
New
Increased
Reduced
Closed

Top Buys

1
+$1.29M
2
+$1.16M
3
+$917K
4
TD icon
Toronto Dominion Bank
TD
+$846K
5
AXP icon
American Express
AXP
+$769K

Top Sells

1
+$13.9M
2
+$1.07M
3
+$940K
4
CAJ
Canon, Inc.
CAJ
+$929K
5
MUNI icon
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
+$805K

Sector Composition

1 Healthcare 21.45%
2 Industrials 14.19%
3 Energy 9.79%
4 Consumer Staples 8.22%
5 Financials 8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HILL
176
DELISTED
DOT HILL SYSTEMS CORP
HILL
$62K 0.03%
14,000
-1,500
ZNGA
177
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$52K 0.03%
19,500
EOX
178
DELISTED
EMERALD OIL INC (MT)
EOX
$41K 0.02%
+1,725
FRO icon
179
Frontline
FRO
$5.57B
$31K 0.02%
+2,500
YGE
180
DELISTED
Yingli Green Energy Holding Comp
YGE
$28K 0.01%
1,200
PSTV icon
181
Plus Therapeutics
PSTV
$53.9M
– –
0
BPZ
182
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$6K ﹤0.01%
+21,000
AEP icon
183
American Electric Power
AEP
$64.4B
– –
-10,400
BF.B icon
184
Brown-Forman Class B
BF.B
$12.9B
– –
-8,125
DFS
185
DELISTED
Discover Financial Services
DFS
– –
-3,171
DOV icon
186
Dover
DOV
$24.9B
– –
-5,323
ED icon
187
Consolidated Edison
ED
$35.1B
– –
-5,287
EDF
188
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$156M
– –
-14,224
FCX icon
189
Freeport-McMoran
FCX
$59.9B
– –
-19,968
HES
190
DELISTED
Hess
HES
– –
-3,960
K icon
191
Kellanova
K
$28.9B
– –
-10,522
KR icon
192
Kroger
KR
$42.2B
– –
-8,200
MGA icon
193
Magna International
MGA
$13.3B
– –
-19,800
NRK icon
194
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$886M
– –
-10,643
PPG icon
195
PPG Industries
PPG
$21.9B
– –
-2,266
PSF icon
196
Cohen & Steers Select Preferred & Income Fund
PSF
$252M
– –
-10,056
SYY icon
197
Sysco
SYY
$35.6B
– –
-7,400
TEVA icon
198
Teva Pharmaceuticals
TEVA
$23.5B
– –
-4,190
TXT icon
199
Textron
TXT
$14.2B
– –
-8,700
VCIT icon
200
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$57.8B
– –
-3,000
5 6 7
8
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