DD

Dominick & Dominick Portfolio holdings

AUM $197M
1-Year Est. Return 11.37%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.37%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$197M
AUM Growth
-$11.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
207
New
Increased
Reduced
Closed

Top Buys

1
+$1.27M
2
+$854K
3
+$844K
4
AXP icon
American Express
AXP
+$741K
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$734K

Top Sells

1
+$13.7M
2
+$1.09M
3
+$940K
4
CAJ
Canon, Inc.
CAJ
+$929K
5
MUNI icon
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
+$804K

Sector Composition

1 Healthcare 21.45%
2 Industrials 14.19%
3 Energy 9.79%
4 Consumer Staples 8.22%
5 Financials 8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HILL
176
DELISTED
DOT HILL SYSTEMS CORP
HILL
$62K 0.03%
14,000
-1,500
ZNGA
177
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$52K 0.03%
19,500
EOX
178
DELISTED
EMERALD OIL INC (MT)
EOX
$41K 0.02%
+1,725
FRO icon
179
Frontline
FRO
$8.24B
$31K 0.02%
+2,500
YGE
180
DELISTED
Yingli Green Energy Holding Comp
YGE
$28K 0.01%
1,200
PSTV icon
181
Plus Therapeutics
PSTV
$41.8M
– –
0
BPZ
182
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$6K ﹤0.01%
+21,000
NLSN
183
DELISTED
Nielsen Holdings plc
NLSN
– –
-5,600
BF.B icon
184
Brown-Forman Class B
BF.B
$11.7B
– –
-8,125
DFS
185
DELISTED
Discover Financial Services
DFS
– –
-3,171
EDF
186
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$167M
– –
-14,224
FCX icon
187
Freeport-McMoran
FCX
$81.2B
– –
-19,968
HES
188
DELISTED
Hess
HES
– –
-3,960
K
189
DELISTED
Kellanova
K
– –
-10,522
VWO icon
190
Vanguard FTSE Emerging Markets ETF
VWO
$120B
– –
-8,000
QVCGA
191
DELISTED
QVC Group Inc Series A
QVCGA
– –
-233
CAJ
192
DELISTED
Canon, Inc.
CAJ
– –
-28,500
SDRL
193
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-31
YHOO
194
DELISTED
Yahoo Inc
YHOO
– –
-5,765
STRZA
195
DELISTED
Starz - Series A
STRZA
– –
-6,400
DOV icon
196
Dover
DOV
$30.4B
– –
-5,323
ED icon
197
Consolidated Edison
ED
$40.7B
– –
-5,287
KR icon
198
Kroger
KR
$41.5B
– –
-8,200
PPG icon
199
PPG Industries
PPG
$24.1B
– –
-2,266
PSF icon
200
Cohen & Steers Select Preferred & Income Fund
PSF
$241M
– –
-10,056
5 6 7
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