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DD

Dominick & Dominick Portfolio holdings

AUM $197M
1-Year Est. Return 11.37%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+11.37%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$180M
AUM Growth
+$8.85M
Cap. Flow
+$1.26M
Cap. Flow %
0.7%
Top 10 Hldgs %
30.59%
Holding
192
New
21
Increased
65
Reduced
55
Closed
20

Top Buys

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$1.49M
2
KO icon
Coca-Cola
KO
+$1.27M
3
AGN
Allergan Inc
AGN
+$983K
4
MON
Monsanto Co
MON
+$977K
5
BEAV
B/E Aerospace Inc
BEAV
+$793K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$1.25M
2
SWK icon
Stanley Black & Decker
SWK
+$891K
3
APD icon
Air Products & Chemicals
APD
+$874K
4
UNH icon
UnitedHealth
UNH
+$780K
5
NVO
Novo Nordisk
NVO
+$765K

Sector Composition

Rank Sector Weight
1 Healthcare 17.97%
2 Technology 12.11%
3 Industrials 11.84%
4 Energy 11.52%
5 Consumer Staples 8.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
151
iShares MSCI Emerging Markets ETF
EEM
$28B
$228K 0.13%
5,600
– –
SDRL
152
DELISTED
Seadrill Limited Common Stock
SDRL
$227K 0.13%
19
-4
-17% -$47.3K
LEA icon
153
Lear
LEA
$7.45B
$222K 0.12%
+3,100
New +$213K
PPG icon
154
PPG Industries
PPG
$26.5B
$222K 0.12%
+2,660
New +$213K
NVO
155
Novo Nordisk
NVO
$225B
$203K 0.11%
12,000
-45,500
-79% -$765K
VVC
156
DELISTED
Vectren Corporation
VVC
$200K 0.11%
6,000
– –
EXG icon
157
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$188K 0.1%
20,000
– –
ETG
158
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.75B
$156K 0.09%
10,000
– –
IDN icon
159
Intellicheck
IDN
$73.7M
$144K 0.08%
30,363
+3,607
+13% +$15.4K
NRK icon
160
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$904M
$130K 0.07%
10,643
– –
GLO
161
Clough Global Opportunities Fund
GLO
$246M
$129K 0.07%
10,000
– –
ZNGA
162
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$90K 0.05%
24,500
+2,250
+10% +$7.1K
VRML
163
DELISTED
Vermillion, Inc.
VRML
$88K 0.05%
34,300
+6,300
+23% +$16.7K
GLDD
164
DELISTED
Great Lakes Dredge & Dock
GLDD
$86K 0.05%
11,600
-800
-6% -$5.95K
XCO
165
DELISTED
Exco Resources
XCO
$84K 0.05%
843
-168
-17% -$19.3K
MDXG icon
166
MiMedx Group
MDXG
$649M
$80K 0.04%
+19,100
New +$105K
ALU
167
DELISTED
Alcatel-Lucent
ALU
$71K 0.04%
+20,800
New +$53.1K
PSTV icon
168
Plus Therapeutics
PSTV
$25.9M
– –
0
– –
TURN
169
DELISTED
180 Degree Capital
TURN
$45K 0.03%
4,994
+500
+11% +$4.63K
SIRI icon
170
SiriusXM
SIRI
$10.7B
$43K 0.02%
1,100
– –
STSI
171
DELISTED
STAR SCIENTIFIC INC
STSI
$25K 0.01%
13,000
-3,100
-19% -$5.87K
DVAX
172
DELISTED
Dynavax Technologies
DVAX
$20K 0.01%
1,680
-1,250
-43% -$15.7K
APD icon
173
Air Products & Chemicals
APD
$65.2B
– –
-10,324
Closed -$874K
BA icon
174
Boeing
BA
$175B
– –
-3,099
Closed -$317K
C icon
175
Citigroup
C
$222B
– –
-4,293
Closed -$206K
4 5 6
7
8

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Dominick & Dominick's Q3 2013 Portfolio in Review

As of Q3 2013, Dominick & Dominick held 192 positions worth $180M, up 5.2% from $171M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Dominick & Dominick's Q3 2013 filing shows 21 new, 65 increased, 55 reduced and 20 closed positions. Its largest new stake was Kimberly-Clark: 16,032 shares worth $1.45M. The largest sale was ProShares Short S&P500, an estimated $1.25M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 18% a quarter earlier, followed by Technology and Industrials.

  • Dominick & Dominick's largest Q3 2013 buy was Kimberly-Clark: 16,032 shares worth $1.45M.
  • Dominick & Dominick added most to Coca-Cola in Q3 2013, an estimated $1.27M increase.
  • Dominick & Dominick's biggest Q3 2013 reduction was UnitedHealth, cutting an estimated $780K.
  • Dominick & Dominick fully exited ProShares Short S&P500 in Q3 2013, selling an estimated $1.25M.
  • Dominick & Dominick's ten largest holdings make up 31% of its $180M portfolio in Q3 2013.
  • Dominick & Dominick opened 21 new positions and closed 20 in Q3 2013.
  • Dominick & Dominick's portfolio value rose 5.2% quarter-over-quarter to $180M.

Based on Dominick & Dominick's 13F filing for Q3 2013, filed 7 Nov 2013.