DD

Dominick & Dominick Portfolio holdings

AUM $197M
This Quarter Return
+5.6%
1 Year Return
+11.37%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$180M
AUM Growth
+$180M
Cap. Flow
+$1.69M
Cap. Flow %
0.94%
Top 10 Hldgs %
30.59%
Holding
192
New
21
Increased
66
Reduced
55
Closed
20

Top Buys

1
KMB icon
Kimberly-Clark
KMB
$1.45M
2
KO icon
Coca-Cola
KO
$1.22M
3
MON
Monsanto Co
MON
$1.02M
4
AGN
ALLERGAN INC
AGN
$990K
5
BEAV
B/E Aerospace Inc
BEAV
$834K

Top Sells

1
SH icon
ProShares Short S&P500
SH
$1.25M
2
SWK icon
Stanley Black & Decker
SWK
$891K
3
APD icon
Air Products & Chemicals
APD
$874K
4
UNH icon
UnitedHealth
UNH
$780K
5
NVO icon
Novo Nordisk
NVO
$770K

Sector Composition

1 Healthcare 17.97%
2 Technology 12.29%
3 Industrials 11.66%
4 Energy 11.52%
5 Consumer Staples 8.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EEM icon
151
iShares MSCI Emerging Markets ETF
EEM
$18.9B
$228K 0.13%
5,600
– –
SDRL
152
DELISTED
Seadrill Limited Common Stock
SDRL
$227K 0.13%
5,035
-1,000
-17% -$45.1K
LEA icon
153
Lear
LEA
$5.84B
$222K 0.12%
+3,100
New +$222K
PPG icon
154
PPG Industries
PPG
$24.7B
$222K 0.12%
+1,330
New +$222K
NVO icon
155
Novo Nordisk
NVO
$249B
$203K 0.11%
1,200
-4,550
-79% -$770K
VVC
156
DELISTED
Vectren Corporation
VVC
$200K 0.11%
6,000
– –
EXG icon
157
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.72B
$188K 0.1%
20,000
– –
ETG
158
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.58B
$156K 0.09%
10,000
– –
IDN icon
159
Intellicheck
IDN
$108M
$144K 0.08%
242,900
+28,851
+13% +$17.1K
NRK icon
160
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$827M
$130K 0.07%
10,643
– –
GLO
161
Clough Global Opportunities Fund
GLO
$236M
$129K 0.07%
10,000
– –
ZNGA
162
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$90K 0.05%
24,500
+2,250
+10% +$8.27K
VRML
163
DELISTED
Vermillion, Inc.
VRML
$88K 0.05%
34,300
+6,300
+23% +$16.2K
GLDD icon
164
Great Lakes Dredge & Dock
GLDD
$789M
$86K 0.05%
11,600
-800
-6% -$5.93K
XCO
165
DELISTED
Exco Resources
XCO
$84K 0.05%
12,500
-2,500
-17% -$16.8K
MDXG icon
166
MiMedx Group
MDXG
$1.06B
$80K 0.04%
+19,100
New +$80K
ALU
167
DELISTED
ALCATEL-LUCENT ADR
ALU
$71K 0.04%
+20,000
New +$71K
PSTV icon
168
Plus Therapeutics
PSTV
$42.4M
$64K 0.04%
27,350
– –
TURN
169
180 Degree Capital
TURN
$49.2M
$45K 0.03%
14,982
+1,500
+11% +$4.51K
SIRI icon
170
SiriusXM
SIRI
$7.75B
$43K 0.02%
11,000
– –
STSI
171
DELISTED
STAR SCIENTIFIC INC
STSI
$25K 0.01%
13,000
-3,100
-19% -$5.96K
DVAX icon
172
Dynavax Technologies
DVAX
$1.16B
$20K 0.01%
16,800
-12,500
-43% -$14.9K
APD icon
173
Air Products & Chemicals
APD
$65.1B
– –
-9,550
Closed -$874K
BA icon
174
Boeing
BA
$180B
– –
-3,099
Closed -$317K
C icon
175
Citigroup
C
$174B
– –
-4,293
Closed -$206K
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