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DFA

DHJJ Financial Advisors Portfolio holdings

AUM $347M
1-Year Est. Return 22.07%
This Fund
S&P 500
This Quarter Est. Return
+10.55%
1 Year Est. Return
+22.07%
3 Year Est. Return
+56.74%
5 Year Est. Return
+59.96%
10 Year Est. Return
–
AUM
$214M
AUM Growth
+$16.9M
Cap. Flow
-$3.29M
Cap. Flow %
-1.54%
Top 10 Hldgs %
43.99%
Holding
828
New
25
Increased
97
Reduced
160
Closed
23

Top Buys

Rank Stock Value
1
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$714K
2
XSHQ icon
Invesco S&P SmallCap Quality ETF
XSHQ
+$386K
3
TSLA icon
Tesla
TSLA
+$367K
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$297K
5
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$261K

Top Sells

Rank Stock Value
1
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.62M
2
DBOC
Innovator Double Stacker 9 Buffer ETF - October
DBOC
+$641K
3
FSMB icon
First Trust Short Duration Managed Municipal ETF
FSMB
+$593K
4
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$551K
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$449K

Sector Composition

Rank Sector Weight
1 Industrials 2.46%
2 Technology 1.99%
3 Consumer Discretionary 1.54%
4 Financials 1.25%
5 Healthcare 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
126
Alphabet (Google) Class C
GOOG
$4.32T
$236K 0.11%
1,673
-9
-0.5% -$1.22K
IWR icon
127
iShares Russell Mid-Cap ETF
IWR
$57.4B
$233K 0.11%
3,000
– –
FMAY icon
128
FT Vest US Equity Buffer ETF May
FMAY
$1.44B
$232K 0.11%
5,607
-470
-8% -$18.6K
ABBV icon
129
AbbVie
ABBV
$435B
$229K 0.11%
1,477
– –
DSEP icon
130
FT Vest US Equity Deep Buffer ETF September
DSEP
$355M
$225K 0.11%
6,185
-240
-4% -$8.39K
FMAR icon
131
FT Vest US Equity Buffer ETF March
FMAR
$1.15B
$221K 0.1%
5,844
-435
-7% -$15.8K
UJAN icon
132
Innovator US Equity Ultra Buffer ETF January
UJAN
$272M
$216K 0.1%
6,263
– –
UAUG icon
133
Innovator US Equity Ultra Buffer ETF August
UAUG
$165M
$208K 0.1%
6,764
-58
-0.9% -$1.71K
QSPT icon
134
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$638M
$204K 0.1%
8,557
+1,552
+22% +$35.1K
QQQE icon
135
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.38B
$198K 0.09%
2,343
+51
+2% +$3.95K
FTSM icon
136
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$190K 0.09%
3,192
– –
SDVY icon
137
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$188K 0.09%
5,743
+3,024
+111% +$88.3K
HYLS icon
138
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$187K 0.09%
4,498
-771
-15% -$30.7K
GFEB icon
139
FT Vest US Equity Moderate Buffer ETF February
GFEB
$382M
$184K 0.09%
5,577
– –
XBOC icon
140
Innovator US Equity Accelerated 9 Buffer ETF October
XBOC
$65.8M
$184K 0.09%
6,600
+680
+11% +$18.3K
ORCL icon
141
Oracle
ORCL
$423B
$184K 0.09%
1,744
– –
FISV
142
Fiserv Inc
FISV
$27.9B
$183K 0.09%
1,379
-10
-0.7% -$1.23K
VO icon
143
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$181K 0.08%
3,116
+12
+0.4% +$641
ULTA icon
144
Ulta Beauty
ULTA
$24.3B
$180K 0.08%
368
-10
-3% -$4.22K
FTA icon
145
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$178K 0.08%
2,516
+4
+0.2% +$264
DFUV icon
146
Dimensional US Marketwide Value ETF
DFUV
$15.8B
$175K 0.08%
4,699
– –
DFEB icon
147
FT Vest US Equity Deep Buffer ETF February
DFEB
$466M
$175K 0.08%
4,655
-350
-7% -$12.6K
XDEC icon
148
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
$204M
$173K 0.08%
5,091
+2,006
+65% +$67.2K
EJAN icon
149
Innovator Emerging Markets Power Buffer ETF January
EJAN
$147M
$172K 0.08%
6,000
-200
-3% -$5.51K
MDYV icon
150
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.83B
$168K 0.08%
2,285
– –
4 5
6
7 8

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DHJJ Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, DHJJ Financial Advisors held 828 positions worth $214M, up 8.6% from $197M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

DHJJ Financial Advisors's Q4 2023 filing shows 25 new, 97 increased, 160 reduced and 23 closed positions. Its largest new stake was FT Vest US Equity Moderate Buffer ETF September: 9,785 shares worth $309K. The largest sale was First Trust Managed Municipal ETF, an estimated $1.62M.

By sector, the portfolio is most concentrated in Industrials at 2.5% of assets, down from 2.5% a quarter earlier, followed by Technology and Consumer Discretionary.

  • DHJJ Financial Advisors's largest Q4 2023 buy was FT Vest US Equity Moderate Buffer ETF September: 9,785 shares worth $309K.
  • DHJJ Financial Advisors added most to Vanguard Tax-Exempt Bond Index Fund in Q4 2023, an estimated $714K increase.
  • DHJJ Financial Advisors's biggest Q4 2023 reduction was First Trust Managed Municipal ETF, cutting an estimated $1.62M.
  • DHJJ Financial Advisors fully exited Innovator Double Stacker 9 Buffer ETF - October in Q4 2023, selling an estimated $641K.
  • DHJJ Financial Advisors's ten largest holdings make up 44% of its $214M portfolio in Q4 2023.
  • DHJJ Financial Advisors opened 25 new positions and closed 23 in Q4 2023.
  • DHJJ Financial Advisors's portfolio value rose 8.6% quarter-over-quarter to $214M.

Based on DHJJ Financial Advisors's 13F filing for Q4 2023, filed 30 Jan 2024.