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DFA

DHJJ Financial Advisors Portfolio holdings

AUM $347M
1-Year Est. Return 22.07%
This Fund
S&P 500
This Quarter Est. Return
-1.08%
1 Year Est. Return
+22.07%
3 Year Est. Return
+56.74%
5 Year Est. Return
+59.96%
10 Year Est. Return
–
AUM
$193M
AUM Growth
+$3.89M
Cap. Flow
+$5.83M
Cap. Flow %
3.02%
Top 10 Hldgs %
46.55%
Holding
127
New
6
Increased
54
Reduced
36
Closed
2

Top Buys

Rank Stock Value
1
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$732K
2
KJUL icon
Innovator US Small Cap Power Buffer ETF July
KJUL
+$447K
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$386K
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$381K
5
NJUL icon
Innovator Growth-100 Power Buffer ETF July
NJUL
+$364K

Top Sells

Rank Stock Value
1
T icon
AT&T
T
+$212K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$204K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112K
4
LDSF icon
First Trust Low Duration Strategic Focus ETF
LDSF
+$101K
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$79.2K

Sector Composition

Rank Sector Weight
1 Industrials 2.46%
2 Financials 1.48%
3 Consumer Discretionary 1.32%
4 Technology 1.13%
5 Communication Services 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSEP icon
101
FT Vest US Equity Deep Buffer ETF September
DSEP
$355M
$309K 0.16%
9,640
+2,600
+37% +$83.9K
BDEC icon
102
Innovator US Equity Buffer ETF December
BDEC
$222M
$302K 0.16%
9,033
– –
JNJ icon
103
Johnson & Johnson
JNJ
$621B
$280K 0.14%
1,734
– –
FSEP icon
104
FT Vest US Equity Buffer ETF September
FSEP
$1.23B
$276K 0.14%
+7,929
New +$272K
IJUL icon
105
Innovator International Developed Power Buffer ETF July
IJUL
$254M
$274K 0.14%
11,308
+2,040
+22% +$49.9K
MA icon
106
Mastercard
MA
$494B
$274K 0.14%
787
-5
-0.6% -$1.82K
PGX icon
107
Invesco Preferred ETF
PGX
$3.79B
$264K 0.14%
17,595
– –
VUG icon
108
Vanguard Morningstar Growth ETF
VUG
$231B
$254K 0.13%
5,262
-12
-0.2% -$597
JPST icon
109
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$251K 0.13%
4,950
-73
-1% -$3.7K
UAUG icon
110
Innovator US Equity Ultra Buffer ETF August
UAUG
$165M
$236K 0.12%
8,293
+100
+1% +$2.87K
GOOG icon
111
Alphabet (Google) Class C
GOOG
$4.33T
$235K 0.12%
1,760
-40
-2% -$5.51K
IWR icon
112
iShares Russell Mid-Cap ETF
IWR
$57.4B
$235K 0.12%
3,000
– –
GOOGL icon
113
Alphabet (Google) Class A
GOOGL
$4.34T
$233K 0.12%
1,740
– –
FNDX icon
114
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$232K 0.12%
12,924
-57
-0.4% -$1.05K
POCT icon
115
Innovator US Equity Power Buffer ETF October
POCT
$972M
$224K 0.12%
+6,730
New +$197K
FAPR icon
116
FT Vest US Equity Buffer ETF April
FAPR
$1.29B
$221K 0.11%
7,170
– –
APRW icon
117
AllianzIM U.S. Equity Buffer20 Apr ETF
APRW
$204M
$220K 0.11%
8,290
+40
+0.5% +$1.06K
FOCT icon
118
FT Vest US Equity Buffer ETF October
FOCT
$1.19B
$220K 0.11%
6,395
– –
QMAR icon
119
FT Vest Growth-100 Buffer ETF March
QMAR
$577M
$217K 0.11%
9,925
-5
-0.1% -$110
RDFN
120
DELISTED
Redfin
RDFN
$215K 0.11%
4,291
– –
EJAN icon
121
Innovator Emerging Markets Power Buffer ETF January
EJAN
$147M
$212K 0.11%
7,077
+35
+0.5% +$1.06K
FCT
122
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$211K 0.11%
17,275
– –
PNOV icon
123
Innovator US Equity Power Buffer ETF November
PNOV
$895M
$210K 0.11%
7,091
+1
+0% +$30
FMAR icon
124
FT Vest US Equity Buffer ETF March
FMAR
$1.15B
$204K 0.11%
6,420
– –
AVGO icon
125
Broadcom
AVGO
$2.03T
$200K 0.1%
+4,130
New +$201K
2 3 4
5
6

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DHJJ Financial Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, DHJJ Financial Advisors held 127 positions worth $193M, up 2.1% from $189M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

DHJJ Financial Advisors deployed $5.83M of net new capital in Q3 2021, opening 6 new positions and adding to 54 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Oct ETF: 27,248 shares worth $765K.

By sector, the portfolio is most concentrated in Industrials at 2.5% of assets, down from 2.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112K trimmed.

  • DHJJ Financial Advisors's largest Q3 2021 buy was AllianzIM U.S. Equity Buffer20 Oct ETF: 27,248 shares worth $765K.
  • DHJJ Financial Advisors added most to First Trust Senior Loan Fund ETF in Q3 2021, an estimated $381K increase.
  • DHJJ Financial Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112K.
  • DHJJ Financial Advisors fully exited AT&T in Q3 2021, selling an estimated $212K.
  • DHJJ Financial Advisors's ten largest holdings make up 47% of its $193M portfolio in Q3 2021.
  • DHJJ Financial Advisors opened 6 new positions and closed 2 in Q3 2021.
  • DHJJ Financial Advisors's portfolio value rose 2.1% quarter-over-quarter to $193M.

Based on DHJJ Financial Advisors's 13F filing for Q3 2021, filed 1 Nov 2021.