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DFA

DHJJ Financial Advisors Portfolio holdings

AUM $347M
1-Year Est. Return 22.07%
This Fund
S&P 500
This Quarter Est. Return
+10.55%
1 Year Est. Return
+22.07%
3 Year Est. Return
+56.74%
5 Year Est. Return
+59.96%
10 Year Est. Return
–
AUM
$214M
AUM Growth
+$16.9M
Cap. Flow
-$3.29M
Cap. Flow %
-1.54%
Top 10 Hldgs %
43.99%
Holding
828
New
25
Increased
97
Reduced
160
Closed
23

Top Buys

Rank Stock Value
1
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$714K
2
XSHQ icon
Invesco S&P SmallCap Quality ETF
XSHQ
+$386K
3
TSLA icon
Tesla
TSLA
+$367K
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$297K
5
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$261K

Top Sells

Rank Stock Value
1
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.62M
2
DBOC
Innovator Double Stacker 9 Buffer ETF - October
DBOC
+$641K
3
FSMB icon
First Trust Short Duration Managed Municipal ETF
FSMB
+$593K
4
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$551K
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$449K

Sector Composition

Rank Sector Weight
1 Industrials 2.46%
2 Technology 1.99%
3 Consumer Discretionary 1.54%
4 Financials 1.25%
5 Healthcare 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACB
801
Aurora Cannabis
ACB
$185M
$12 ﹤0.01%
3
– –
WATT icon
802
Energous
WATT
$102M
– –
0
– –
MTBL
803
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$9 ﹤0.01%
9
– –
TVRD
804
Tvardi Therapeutics
TVRD
$23.4M
– –
0
– –
SCTL
805
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$2 ﹤0.01%
5
– –
CGC
806
Canopy Growth
CGC
$410M
– –
-17
Closed -$134
VISN
807
Vistance Networks Inc
VISN
$2.52B
– –
-1,148
Closed -$3.86K
FPXI icon
808
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$297M
– –
-10
Closed -$385
FSMB icon
809
First Trust Short Duration Managed Municipal ETF
FSMB
$625M
– –
-30,581
Closed -$593K
FTEC icon
810
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
– –
-70
Closed -$8.61K
HYHG icon
811
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
– –
-22
Closed -$1.35K
IGHG icon
812
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
– –
-591
Closed -$43.8K
IJS icon
813
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
– –
-220
Closed -$19.6K
IWS icon
814
iShares Russell Mid-Cap Value ETF
IWS
$16B
– –
-100
Closed -$10.4K
MUST icon
815
Columbia Multi-Sector Municipal Income ETF
MUST
$595M
– –
-90
Closed -$1.75K
OZ icon
816
Belpointe PREP
OZ
$183M
– –
-11
Closed -$943
PDP icon
817
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
– –
-242
Closed -$18.6K
PRFZ icon
818
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
– –
-175
Closed -$5.77K
QCLN icon
819
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$634M
– –
-10
Closed -$427
QQEW icon
820
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
– –
-435
Closed -$45.2K
SIL icon
821
Global X Silver Miners ETF NEW
SIL
$4.75B
– –
-208
Closed -$4.97K
TIP icon
822
iShares TIPS Bond ETF
TIP
$14.5B
– –
-60
Closed -$6.22K
VOD icon
823
Vodafone
VOD
$37.4B
– –
-11
Closed -$105
JPS
824
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-3
Closed -$19
DBOC
825
DELISTED
Innovator Double Stacker 9 Buffer ETF - October
DBOC
– –
-20,292
Closed -$641K
30 31 32
33
34

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DHJJ Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, DHJJ Financial Advisors held 828 positions worth $214M, up 8.6% from $197M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

DHJJ Financial Advisors's Q4 2023 filing shows 25 new, 97 increased, 160 reduced and 23 closed positions. Its largest new stake was FT Vest US Equity Moderate Buffer ETF September: 9,785 shares worth $309K. The largest sale was First Trust Managed Municipal ETF, an estimated $1.62M.

By sector, the portfolio is most concentrated in Industrials at 2.5% of assets, down from 2.5% a quarter earlier, followed by Technology and Consumer Discretionary.

  • DHJJ Financial Advisors's largest Q4 2023 buy was FT Vest US Equity Moderate Buffer ETF September: 9,785 shares worth $309K.
  • DHJJ Financial Advisors added most to Vanguard Tax-Exempt Bond Index Fund in Q4 2023, an estimated $714K increase.
  • DHJJ Financial Advisors's biggest Q4 2023 reduction was First Trust Managed Municipal ETF, cutting an estimated $1.62M.
  • DHJJ Financial Advisors fully exited Innovator Double Stacker 9 Buffer ETF - October in Q4 2023, selling an estimated $641K.
  • DHJJ Financial Advisors's ten largest holdings make up 44% of its $214M portfolio in Q4 2023.
  • DHJJ Financial Advisors opened 25 new positions and closed 23 in Q4 2023.
  • DHJJ Financial Advisors's portfolio value rose 8.6% quarter-over-quarter to $214M.

Based on DHJJ Financial Advisors's 13F filing for Q4 2023, filed 30 Jan 2024.