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DFA

DHJJ Financial Advisors Portfolio holdings

AUM $347M
1-Year Est. Return 22.07%
This Fund
S&P 500
This Quarter Est. Return
+10.55%
1 Year Est. Return
+22.07%
3 Year Est. Return
+56.74%
5 Year Est. Return
+59.96%
10 Year Est. Return
–
AUM
$214M
AUM Growth
+$16.9M
Cap. Flow
-$3.29M
Cap. Flow %
-1.54%
Top 10 Hldgs %
43.99%
Holding
828
New
25
Increased
97
Reduced
160
Closed
23

Top Buys

Rank Stock Value
1
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$714K
2
XSHQ icon
Invesco S&P SmallCap Quality ETF
XSHQ
+$386K
3
TSLA icon
Tesla
TSLA
+$367K
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$297K
5
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$261K

Top Sells

Rank Stock Value
1
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.62M
2
DBOC
Innovator Double Stacker 9 Buffer ETF - October
DBOC
+$641K
3
FSMB icon
First Trust Short Duration Managed Municipal ETF
FSMB
+$593K
4
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$551K
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$449K

Sector Composition

Rank Sector Weight
1 Industrials 2.46%
2 Technology 1.99%
3 Consumer Discretionary 1.54%
4 Financials 1.25%
5 Healthcare 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICVT icon
776
iShares Convertible Bond ETF
ICVT
$7.35B
$79 ﹤0.01%
1
– –
RIOT icon
777
Riot Platforms
RIOT
$7.76B
$78 ﹤0.01%
5
– –
BILI icon
778
Bilibili
BILI
$7.84B
$74 ﹤0.01%
6
– –
CWB icon
779
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$73 ﹤0.01%
1
– –
MTCH icon
780
Match Group
MTCH
$8.55B
$73 ﹤0.01%
2
– –
PLUG icon
781
Plug Power
PLUG
$3.04B
$72 ﹤0.01%
16
– –
GAIN icon
782
Gladstone Investment Corp
GAIN
$661M
$71 ﹤0.01%
5
– –
MILN
783
Global X Millennial Consumer ETF
MILN
$103M
$71 ﹤0.01%
2
– –
PHDG icon
784
Invesco S&P 500 Downside Hedged ETF
PHDG
$65M
$69 ﹤0.01%
2
– –
VPG icon
785
Vishay Precision Group
VPG
$914M
$69 ﹤0.01%
2
– –
WTPI
786
WisdomTree Equity Premium Income Fund
WTPI
$504M
$64 ﹤0.01%
2
– –
BPT
787
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$62 ﹤0.01%
25
– –
EQR icon
788
Equity Residential
EQR
$25.1B
$62 ﹤0.01%
1
– –
MFA
789
MFA Financial
MFA
$933M
$57 ﹤0.01%
5
– –
BAM icon
790
Brookfield Asset Management
BAM
$83.8B
$41 ﹤0.01%
1
– –
SE icon
791
Sea Limited
SE
$69.5B
$41 ﹤0.01%
1
– –
PFIX icon
792
Simplify Interest Rate Hedge ETF
PFIX
$176M
$40 ﹤0.01%
1
– –
LYFT icon
793
Lyft
LYFT
$6.63B
$30 ﹤0.01%
2
– –
LUV icon
794
Southwest Airlines
LUV
$23B
$29 ﹤0.01%
1
-70
-99% -$1.82K
PTON icon
795
Peloton Interactive
PTON
$2.49B
$25 ﹤0.01%
4
– –
NUSA icon
796
Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
$34.6M
$24 ﹤0.01%
1
– –
IGC icon
797
IGC Pharma
IGC
$26.8M
$23 ﹤0.01%
80
– –
HYZD icon
798
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$261M
$22 ﹤0.01%
1
– –
JPC icon
799
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$14 ﹤0.01%
+2
New +$13
RJF icon
800
Raymond James Financial
RJF
$34B
– –
0
– –
30 31
32
33 34

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DHJJ Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, DHJJ Financial Advisors held 828 positions worth $214M, up 8.6% from $197M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

DHJJ Financial Advisors's Q4 2023 filing shows 25 new, 97 increased, 160 reduced and 23 closed positions. Its largest new stake was FT Vest US Equity Moderate Buffer ETF September: 9,785 shares worth $309K. The largest sale was First Trust Managed Municipal ETF, an estimated $1.62M.

By sector, the portfolio is most concentrated in Industrials at 2.5% of assets, down from 2.5% a quarter earlier, followed by Technology and Consumer Discretionary.

  • DHJJ Financial Advisors's largest Q4 2023 buy was FT Vest US Equity Moderate Buffer ETF September: 9,785 shares worth $309K.
  • DHJJ Financial Advisors added most to Vanguard Tax-Exempt Bond Index Fund in Q4 2023, an estimated $714K increase.
  • DHJJ Financial Advisors's biggest Q4 2023 reduction was First Trust Managed Municipal ETF, cutting an estimated $1.62M.
  • DHJJ Financial Advisors fully exited Innovator Double Stacker 9 Buffer ETF - October in Q4 2023, selling an estimated $641K.
  • DHJJ Financial Advisors's ten largest holdings make up 44% of its $214M portfolio in Q4 2023.
  • DHJJ Financial Advisors opened 25 new positions and closed 23 in Q4 2023.
  • DHJJ Financial Advisors's portfolio value rose 8.6% quarter-over-quarter to $214M.

Based on DHJJ Financial Advisors's 13F filing for Q4 2023, filed 30 Jan 2024.