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DFA

DHJJ Financial Advisors Portfolio holdings

AUM $347M
1-Year Est. Return 22.07%
This Fund
S&P 500
This Quarter Est. Return
+10.55%
1 Year Est. Return
+22.07%
3 Year Est. Return
+56.74%
5 Year Est. Return
+59.96%
10 Year Est. Return
–
AUM
$214M
AUM Growth
+$16.9M
Cap. Flow
-$3.29M
Cap. Flow %
-1.54%
Top 10 Hldgs %
43.99%
Holding
828
New
25
Increased
97
Reduced
160
Closed
23

Top Buys

Rank Stock Value
1
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$714K
2
XSHQ icon
Invesco S&P SmallCap Quality ETF
XSHQ
+$386K
3
TSLA icon
Tesla
TSLA
+$367K
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$297K
5
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$261K

Top Sells

Rank Stock Value
1
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.62M
2
DBOC
Innovator Double Stacker 9 Buffer ETF - October
DBOC
+$641K
3
FSMB icon
First Trust Short Duration Managed Municipal ETF
FSMB
+$593K
4
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$551K
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$449K

Sector Composition

Rank Sector Weight
1 Industrials 2.46%
2 Technology 1.99%
3 Consumer Discretionary 1.54%
4 Financials 1.25%
5 Healthcare 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVS icon
726
Las Vegas Sands
LVS
$29.6B
$197 ﹤0.01%
4
– –
HEGD icon
727
Swan Hedged Equity US Large Cap ETF
HEGD
$730M
$196 ﹤0.01%
10
– –
FXR icon
728
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$195 ﹤0.01%
3
– –
RWR icon
729
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$191 ﹤0.01%
2
– –
ITM icon
730
VanEck Intermediate Muni ETF
ITM
$2.15B
$189 ﹤0.01%
4
– –
VFH icon
731
Vanguard Financials ETF
VFH
$13.6B
$185 ﹤0.01%
2
– –
ROKU icon
732
Roku
ROKU
$22.7B
$184 ﹤0.01%
2
– –
NCLH icon
733
Norwegian Cruise Line
NCLH
$8.84B
$181 ﹤0.01%
9
– –
VERI icon
734
Veritone
VERI
$122M
$181 ﹤0.01%
100
– –
CBOE icon
735
Cboe Global Markets
CBOE
$29.9B
$179 ﹤0.01%
1
– –
MFLX icon
736
First Trust Exchange-Traded Fund VIII First Trust Flexible Municipal High Income ETF
MFLX
$21.2M
$171 ﹤0.01%
10
– –
BOUT icon
737
CapForce IBD Breakout Opportunities ETF
BOUT
$16.2M
$166 ﹤0.01%
5
– –
XMAR icon
738
FT Vest US Equity Enhance & Moderate Buffer ETF March
XMAR
$158M
$165 ﹤0.01%
5
– –
SAVE
739
DELISTED
Spirit Airlines, Inc.
SAVE
$164 ﹤0.01%
10
– –
GBAB
740
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
$162 ﹤0.01%
10
– –
TAN icon
741
Invesco Solar ETF
TAN
$1.49B
$161 ﹤0.01%
3
– –
SLV icon
742
iShares Silver Trust
SLV
$30.7B
$153 ﹤0.01%
7
-400
-98% -$8.52K
EXC icon
743
Exelon
EXC
$47B
$144 ﹤0.01%
4
– –
SPYV icon
744
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$140 ﹤0.01%
3
– –
RECS icon
745
Columbia Research Enhanced Core ETF
RECS
$6.07B
$139 ﹤0.01%
5
– –
NLY icon
746
Annaly Capital Management
NLY
$17.4B
$136 ﹤0.01%
7
– –
DVYE icon
747
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$133 ﹤0.01%
5
– –
AWK icon
748
American Water Works
AWK
$26.9B
$132 ﹤0.01%
1
– –
TMFM icon
749
Motley Fool Mid-Cap Growth ETF
TMFM
$119M
$127 ﹤0.01%
5
– –
PSMR icon
750
Pacer Swan SOS Moderate April ETF
PSMR
$91.4M
$125 ﹤0.01%
5
– –
28 29
30
31 32

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DHJJ Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, DHJJ Financial Advisors held 828 positions worth $214M, up 8.6% from $197M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

DHJJ Financial Advisors's Q4 2023 filing shows 25 new, 97 increased, 160 reduced and 23 closed positions. Its largest new stake was FT Vest US Equity Moderate Buffer ETF September: 9,785 shares worth $309K. The largest sale was First Trust Managed Municipal ETF, an estimated $1.62M.

By sector, the portfolio is most concentrated in Industrials at 2.5% of assets, down from 2.5% a quarter earlier, followed by Technology and Consumer Discretionary.

  • DHJJ Financial Advisors's largest Q4 2023 buy was FT Vest US Equity Moderate Buffer ETF September: 9,785 shares worth $309K.
  • DHJJ Financial Advisors added most to Vanguard Tax-Exempt Bond Index Fund in Q4 2023, an estimated $714K increase.
  • DHJJ Financial Advisors's biggest Q4 2023 reduction was First Trust Managed Municipal ETF, cutting an estimated $1.62M.
  • DHJJ Financial Advisors fully exited Innovator Double Stacker 9 Buffer ETF - October in Q4 2023, selling an estimated $641K.
  • DHJJ Financial Advisors's ten largest holdings make up 44% of its $214M portfolio in Q4 2023.
  • DHJJ Financial Advisors opened 25 new positions and closed 23 in Q4 2023.
  • DHJJ Financial Advisors's portfolio value rose 8.6% quarter-over-quarter to $214M.

Based on DHJJ Financial Advisors's 13F filing for Q4 2023, filed 30 Jan 2024.