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DFA

DHJJ Financial Advisors Portfolio holdings

AUM $347M
1-Year Est. Return 22.07%
This Fund
S&P 500
This Quarter Est. Return
-1.08%
1 Year Est. Return
+22.07%
3 Year Est. Return
+56.74%
5 Year Est. Return
+59.96%
10 Year Est. Return
–
AUM
$193M
AUM Growth
+$3.89M
Cap. Flow
+$5.83M
Cap. Flow %
3.02%
Top 10 Hldgs %
46.55%
Holding
127
New
6
Increased
54
Reduced
36
Closed
2

Top Buys

Rank Stock Value
1
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$732K
2
KJUL icon
Innovator US Small Cap Power Buffer ETF July
KJUL
+$447K
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$386K
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$381K
5
NJUL icon
Innovator Growth-100 Power Buffer ETF July
NJUL
+$364K

Top Sells

Rank Stock Value
1
T icon
AT&T
T
+$212K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$204K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112K
4
LDSF icon
First Trust Low Duration Strategic Focus ETF
LDSF
+$101K
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$79.2K

Sector Composition

Rank Sector Weight
1 Industrials 2.46%
2 Financials 1.48%
3 Consumer Discretionary 1.32%
4 Technology 1.13%
5 Communication Services 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMB icon
26
First Trust Managed Municipal ETF
FMB
$2.06B
$1.72M 0.89%
30,267
+2,793
+10% +$160K
FTSL icon
27
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$1.65M 0.85%
34,343
+7,952
+30% +$381K
FNX icon
28
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$1.65M 0.85%
16,843
-146
-0.9% -$14.5K
PAPR icon
29
Innovator US Equity Power Buffer ETF April
PAPR
$960M
$1.64M 0.85%
57,279
-70
-0.1% -$2.01K
CAT icon
30
Caterpillar
CAT
$401B
$1.6M 0.83%
8,324
– –
VDC icon
31
Vanguard Consumer Staples ETF
VDC
$7.99B
$1.57M 0.81%
8,783
-12
-0.1% -$2.22K
BSEP icon
32
Innovator US Equity Buffer ETF September
BSEP
$216M
$1.57M 0.81%
49,703
+5,470
+12% +$175K
NJAN icon
33
Innovator Growth-100 Power Buffer ETF January
NJAN
$356M
$1.56M 0.8%
37,818
– –
AAPL icon
34
Apple
AAPL
$4.54T
$1.49M 0.77%
10,508
-18
-0.2% -$2.65K
TDIV icon
35
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.35B
$1.47M 0.76%
26,065
-265
-1% -$15.4K
BFEB icon
36
Innovator US Equity Buffer ETF February
BFEB
$258M
$1.43M 0.74%
46,293
+50
+0.1% +$1.55K
KJAN icon
37
Innovator US Small Cap Power Buffer ETF January
KJAN
$327M
$1.42M 0.74%
45,650
+75
+0.2% +$2.33K
USB icon
38
US Bancorp
USB
$100B
$1.14M 0.59%
19,145
-1,000
-5% -$56.9K
BAPR icon
39
Innovator US Equity Buffer ETF April
BAPR
$410M
$1.08M 0.56%
33,949
+140
+0.4% +$4.5K
PSEP icon
40
Innovator US Equity Power Buffer ETF September
PSEP
$846M
$1.06M 0.55%
35,288
+8,699
+33% +$257K
FSMB icon
41
First Trust Short Duration Managed Municipal ETF
FSMB
$623M
$1.01M 0.52%
49,191
+2,019
+4% +$42.3K
IJAN icon
42
Innovator International Developed Power Buffer ETF January
IJAN
$262M
$1M 0.52%
37,485
– –
NJUL icon
43
Innovator Growth-100 Power Buffer ETF July
NJUL
$255M
$996K 0.52%
21,402
+7,785
+57% +$364K
HYLS icon
44
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$974K 0.5%
20,080
+4,800
+31% +$232K
BMAR icon
45
Innovator US Equity Buffer ETF March
BMAR
$254M
$955K 0.49%
28,968
-5
-0% -$166
PMAY icon
46
Innovator US Equity Power Buffer ETF May
PMAY
$816M
$946K 0.49%
32,045
+1,920
+6% +$57K
SPLV icon
47
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$935K 0.48%
15,361
-440
-3% -$27.7K
FFEB icon
48
FT Vest US Equity Buffer ETF February
FFEB
$1.4B
$911K 0.47%
24,850
– –
BJUN icon
49
Innovator US Equity Buffer ETF June
BJUN
$320M
$899K 0.47%
27,437
– –
MCD icon
50
McDonald's
MCD
$195B
$896K 0.46%
3,715
– –
1
2
3 4 5

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DHJJ Financial Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, DHJJ Financial Advisors held 127 positions worth $193M, up 2.1% from $189M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

DHJJ Financial Advisors deployed $5.83M of net new capital in Q3 2021, opening 6 new positions and adding to 54 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Oct ETF: 27,248 shares worth $765K.

By sector, the portfolio is most concentrated in Industrials at 2.5% of assets, down from 2.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112K trimmed.

  • DHJJ Financial Advisors's largest Q3 2021 buy was AllianzIM U.S. Equity Buffer20 Oct ETF: 27,248 shares worth $765K.
  • DHJJ Financial Advisors added most to First Trust Senior Loan Fund ETF in Q3 2021, an estimated $381K increase.
  • DHJJ Financial Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112K.
  • DHJJ Financial Advisors fully exited AT&T in Q3 2021, selling an estimated $212K.
  • DHJJ Financial Advisors's ten largest holdings make up 47% of its $193M portfolio in Q3 2021.
  • DHJJ Financial Advisors opened 6 new positions and closed 2 in Q3 2021.
  • DHJJ Financial Advisors's portfolio value rose 2.1% quarter-over-quarter to $193M.

Based on DHJJ Financial Advisors's 13F filing for Q3 2021, filed 1 Nov 2021.