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DFA

DHJJ Financial Advisors Portfolio holdings

AUM $347M
1-Year Est. Return 22.07%
This Fund
S&P 500
This Quarter Est. Return
+10.55%
1 Year Est. Return
+22.07%
3 Year Est. Return
+56.74%
5 Year Est. Return
+59.96%
10 Year Est. Return
–
AUM
$214M
AUM Growth
+$16.9M
Cap. Flow
-$3.29M
Cap. Flow %
-1.54%
Top 10 Hldgs %
43.99%
Holding
828
New
25
Increased
97
Reduced
160
Closed
23

Top Buys

Rank Stock Value
1
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$714K
2
XSHQ icon
Invesco S&P SmallCap Quality ETF
XSHQ
+$386K
3
TSLA icon
Tesla
TSLA
+$367K
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$297K
5
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$261K

Top Sells

Rank Stock Value
1
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.62M
2
DBOC
Innovator Double Stacker 9 Buffer ETF - October
DBOC
+$641K
3
FSMB icon
First Trust Short Duration Managed Municipal ETF
FSMB
+$593K
4
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$551K
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$449K

Sector Composition

Rank Sector Weight
1 Industrials 2.46%
2 Technology 1.99%
3 Consumer Discretionary 1.54%
4 Financials 1.25%
5 Healthcare 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NULG icon
276
Nuveen ESG Large-Cap Growth ETF
NULG
$2.78B
$40.3K 0.02%
580
– –
BAH icon
277
Booz Allen Hamilton
BAH
$9.15B
$40.3K 0.02%
315
– –
URI icon
278
United Rentals
URI
$72.4B
$40.1K 0.02%
70
– –
STZ icon
279
Constellation Brands
STZ
$23.2B
$40.1K 0.02%
166
– –
UJUN icon
280
Innovator US Equity Ultra Buffer ETF June
UJUN
$188M
$39.8K 0.02%
1,325
– –
UCON icon
281
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$39.8K 0.02%
1,608
+1,508
+1,508% +$36.3K
DSI icon
282
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
$39.7K 0.02%
436
– –
SPHQ icon
283
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$39.4K 0.02%
728
– –
AOR icon
284
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
$39.4K 0.02%
740
-32
-4% -$1.61K
BMY icon
285
Bristol-Myers Squibb
BMY
$132B
$39.2K 0.02%
764
– –
SUSA icon
286
iShares ESG Optimized MSCI USA ETF
SUSA
$4.18B
$39.2K 0.02%
390
– –
GMAY icon
287
FT Vest US Equity Moderate Buffer ETF May
GMAY
$540M
$39K 0.02%
1,185
+317
+37% +$10K
PFE icon
288
Pfizer
PFE
$153B
$38.9K 0.02%
1,350
+6
+0.4% +$181
CMI icon
289
Cummins
CMI
$88.7B
$38.6K 0.02%
161
– –
UMAR icon
290
Innovator US Equity Ultra Buffer ETF March
UMAR
$195M
$38.6K 0.02%
1,220
-40
-3% -$1.22K
ESGU icon
291
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$38.3K 0.02%
365
-5
-1% -$490
PNC icon
292
PNC Financial Services
PNC
$101B
$36.9K 0.02%
238
– –
DVY icon
293
iShares Select Dividend ETF
DVY
$23.6B
$36.8K 0.02%
314
-200
-39% -$22K
PM icon
294
Philip Morris
PM
$295B
$36.6K 0.02%
389
– –
DECW icon
295
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
$229M
$36.6K 0.02%
1,290
+875
+211% +$23.7K
JOET icon
296
Virtus Terranova US Quality Momentum ETF
JOET
$247M
$36K 0.02%
1,175
+23
+2% +$659
VRSK icon
297
Verisk Analytics
VRSK
$25B
$35.8K 0.02%
150
– –
MDLZ icon
298
Mondelez International
MDLZ
$79.9B
$35.6K 0.02%
491
– –
PH icon
299
Parker-Hannifin
PH
$135B
$34.6K 0.02%
75
– –
PIPR icon
300
Piper Sandler
PIPR
$5.29B
$34.5K 0.02%
788
– –
10 11
12
13 14

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DHJJ Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, DHJJ Financial Advisors held 828 positions worth $214M, up 8.6% from $197M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

DHJJ Financial Advisors's Q4 2023 filing shows 25 new, 97 increased, 160 reduced and 23 closed positions. Its largest new stake was FT Vest US Equity Moderate Buffer ETF September: 9,785 shares worth $309K. The largest sale was First Trust Managed Municipal ETF, an estimated $1.62M.

By sector, the portfolio is most concentrated in Industrials at 2.5% of assets, down from 2.5% a quarter earlier, followed by Technology and Consumer Discretionary.

  • DHJJ Financial Advisors's largest Q4 2023 buy was FT Vest US Equity Moderate Buffer ETF September: 9,785 shares worth $309K.
  • DHJJ Financial Advisors added most to Vanguard Tax-Exempt Bond Index Fund in Q4 2023, an estimated $714K increase.
  • DHJJ Financial Advisors's biggest Q4 2023 reduction was First Trust Managed Municipal ETF, cutting an estimated $1.62M.
  • DHJJ Financial Advisors fully exited Innovator Double Stacker 9 Buffer ETF - October in Q4 2023, selling an estimated $641K.
  • DHJJ Financial Advisors's ten largest holdings make up 44% of its $214M portfolio in Q4 2023.
  • DHJJ Financial Advisors opened 25 new positions and closed 23 in Q4 2023.
  • DHJJ Financial Advisors's portfolio value rose 8.6% quarter-over-quarter to $214M.

Based on DHJJ Financial Advisors's 13F filing for Q4 2023, filed 30 Jan 2024.