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DIM

Delta Investment Management Portfolio holdings

AUM $559M
1-Year Est. Return 19.86%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+19.86%
3 Year Est. Return
+58.06%
5 Year Est. Return
+81.07%
10 Year Est. Return
–
AUM
$275M
AUM Growth
+$83.3M
Cap. Flow
+$68.2M
Cap. Flow %
24.81%
Top 10 Hldgs %
47.32%
Holding
227
New
85
Increased
39
Reduced
8
Closed
89

Top Buys

Rank Stock Value
1
GWRS icon
Global Water Resources
GWRS
+$38.9M
2
AAPL icon
Apple
AAPL
+$6.41M
3
EQIX icon
Equinix
EQIX
+$5.06M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.69M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.21M

Top Sells

Rank Stock Value
1
CASH icon
Pathward Financial
CASH
+$6.39M
2
CHTR icon
Charter Communications
CHTR
+$4.94M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$4.36M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$3.02M
5
VEEV icon
Veeva Systems
VEEV
+$2.35M

Sector Composition

Rank Sector Weight
1 Utilities 15%
2 Technology 11.29%
3 Financials 10.63%
4 Industrials 9.69%
5 Energy 9.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SH icon
201
ProShares Short S&P500
SH
$897M
– –
-2,260
Closed -$236K
SHY icon
202
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
– –
-8,310
Closed -$704K
SJM icon
203
J.M. Smucker
SJM
$12.8B
– –
-1,975
Closed -$217K
STX icon
204
Seagate
STX
$184B
– –
-3,891
Closed -$209K
TEAM icon
205
Atlassian
TEAM
$37.8B
– –
-17,870
Closed -$2.24M
TLT icon
206
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
– –
-1,664
Closed -$238K
UGI icon
207
UGI
UGI
$7.33B
– –
-4,260
Closed -$214K
VEEV icon
208
Veeva Systems
VEEV
$37.4B
– –
-15,407
Closed -$2.35M
VLO icon
209
Valero Energy
VLO
$85.9B
– –
-2,564
Closed -$218K
WDC icon
210
Western Digital
WDC
$150B
– –
-4,507
Closed -$203K
WSO icon
211
Watsco Inc
WSO
$13.6B
– –
-1,878
Closed -$317K
XLB icon
212
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
– –
-14,776
Closed -$429K
XLC icon
213
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
– –
-8,408
Closed -$416K
XLF icon
214
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
– –
-15,511
Closed -$434K
XLI icon
215
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
– –
-5,533
Closed -$429K
XLV icon
216
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
– –
-4,659
Closed -$419K
XLY icon
217
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
– –
-7,372
Closed -$444K
XMLV icon
218
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
– –
-17,348
Closed -$912K
PACW
219
DELISTED
PacWest Bancorp
PACW
– –
-8,243
Closed -$299K
NEX
220
DELISTED
NexTier Oilfield Solutions Inc.
NEX
– –
-35,000
Closed -$212K
UMPQ
221
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-18,579
Closed -$305K
KL
222
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
– –
-51,027
Closed -$2.29M
MXIM
223
DELISTED
Maxim Integrated Products
MXIM
– –
-3,653
Closed -$211K
AXAS
224
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-750
Closed -$7K
VIAB
225
DELISTED
Viacom Inc. Class B
VIAB
– –
-8,380
Closed -$201K
6 7 8
9
10

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Delta Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Delta Investment Management held 227 positions worth $275M, up 44% from $191M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Delta Investment Management deployed $68.2M of net new capital in Q4 2019, opening 85 new positions and adding to 39 existing holdings. Its largest new stake was Global Water Resources: 3,098,430 shares worth $40.7M.

By sector, the portfolio is most concentrated in Utilities at 15% of assets, up from 0.56% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $2.34M trimmed.

  • Delta Investment Management's largest Q4 2019 buy was Global Water Resources: 3,098,430 shares worth $40.7M.
  • Delta Investment Management added most to Apple in Q4 2019, an estimated $6.41M increase.
  • Delta Investment Management's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $2.34M.
  • Delta Investment Management fully exited Pathward Financial in Q4 2019, selling an estimated $6.39M.
  • Delta Investment Management's ten largest holdings make up 47% of its $275M portfolio in Q4 2019.
  • Delta Investment Management opened 85 new positions and closed 89 in Q4 2019.
  • Delta Investment Management's portfolio value rose 44% quarter-over-quarter to $275M.

Based on Delta Investment Management's 13F filing for Q4 2019, filed 12 Feb 2020.