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DIM

Delta Investment Management Portfolio holdings

AUM $559M
1-Year Est. Return 19.86%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+19.86%
3 Year Est. Return
+58.06%
5 Year Est. Return
+81.07%
10 Year Est. Return
–
AUM
$185M
AUM Growth
-$55M
Cap. Flow
-$63.3M
Cap. Flow %
-34.27%
Top 10 Hldgs %
47.2%
Holding
170
New
21
Increased
51
Reduced
45
Closed
34

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$15.9M
2
CHTR icon
Charter Communications
CHTR
+$9.06M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.49M
4
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$1.4M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.06M

Top Sells

Rank Stock Value
1
GWRS icon
Global Water Resources
GWRS
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.97M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$3.99M
4
NVDA icon
NVIDIA
NVDA
+$3.16M
5
AMZN icon
Amazon
AMZN
+$3.06M

Sector Composition

Rank Sector Weight
1 Communication Services 11.96%
2 Energy 10.14%
3 Financials 9.73%
4 Technology 8.7%
5 Industrials 5.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VER
126
DELISTED
VEREIT, Inc.
VER
$146K 0.08%
4,500
– –
BNBX
127
DELISTED
BNB PLUS CORP
BNBX
$139K 0.08%
+1
New +$131K
LADR
128
Ladder Capital
LADR
$1.22B
$135K 0.07%
18,973
-882
-4% -$6.63K
BRMK
129
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$133K 0.07%
+13,520
New +$130K
ATCO
130
DELISTED
Atlas Corp.
ATCO
$112K 0.06%
+12,620
New +$102K
SNGX icon
131
Soligenix
SNGX
$5.6M
$71K 0.04%
166
+63
+61% +$31.1K
OXLC
132
Oxford Lane Capital
OXLC
$905M
$67K 0.04%
3,088
+4
+0.1% +$86
GGN
133
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$837M
$58K 0.03%
17,048
+13
+0.1% +$47
PSEC icon
134
Prospect Capital
PSEC
$1.15B
$58K 0.03%
11,728
+68
+0.6% +$342
HSDT icon
135
Solana Company
HSDT
$99.3M
– –
0
– –
ATHX
136
DELISTED
Athersys, Inc. Common Stock
ATHX
$40K 0.02%
840
-360
-30% -$21.8K
ACAD icon
137
Acadia Pharmaceuticals
ACAD
$5.06B
– –
-47,933
Closed -$2.32M
AEP icon
138
American Electric Power
AEP
$66.9B
– –
-4,147
Closed -$330K
ALNY icon
139
Alnylam Pharmaceuticals
ALNY
$29B
– –
-17,985
Closed -$2.66M
AMD icon
140
Advanced Micro Devices
AMD
$767B
– –
-45,228
Closed -$2.38M
CHGG icon
141
Chegg
CHGG
$94.8M
– –
-38,188
Closed -$2.57M
CSCO icon
142
Cisco
CSCO
$483B
– –
-4,887
Closed -$227K
DIA icon
143
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
– –
-1,682
Closed -$433K
DPZ icon
144
Domino's
DPZ
$11.5B
– –
-6,427
Closed -$2.37M
DXCM icon
145
DexCom
DXCM
$33.1B
– –
-26,040
Closed -$2.64M
EXEL icon
146
Exelixis
EXEL
$13.1B
– –
-98,803
Closed -$2.35M
FNV icon
147
Franco-Nevada
FNV
$46.5B
– –
-16,985
Closed -$2.37M
GEN icon
148
Gen Digital
GEN
$17.5B
– –
-119,477
Closed -$2.37M
GFI icon
149
Gold Fields
GFI
$36.8B
– –
-317,232
Closed -$2.98M
IYT icon
150
iShares US Transportation ETF
IYT
$2.27B
– –
-4,944
Closed -$200K
3 4 5
6
7

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Delta Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Delta Investment Management held 170 positions worth $185M, down 23% from $240M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Delta Investment Management withdrew a net $63.3M in Q3 2020, closing 34 positions and reducing 45 holdings. Its most notable exit was Gold Fields, an estimated $2.98M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 12% of assets, up from 7% a quarter earlier, followed by Energy and Financials.

Against the trend, Delta Investment Management opened a new position in Charter Communications worth $9.59M.

  • Delta Investment Management's largest Q3 2020 buy was Charter Communications: 15,355 shares worth $9.59M.
  • Delta Investment Management added most to Vanguard Short-Term Corporate Bond ETF in Q3 2020, an estimated $15.9M increase.
  • Delta Investment Management's biggest Q3 2020 reduction was Global Water Resources, cutting an estimated $12.9M.
  • Delta Investment Management fully exited Gold Fields in Q3 2020, selling an estimated $2.98M.
  • Delta Investment Management's ten largest holdings make up 47% of its $185M portfolio in Q3 2020.
  • Delta Investment Management opened 21 new positions and closed 34 in Q3 2020.
  • Delta Investment Management's portfolio value fell 23% quarter-over-quarter to $185M.

Based on Delta Investment Management's 13F filing for Q3 2020, filed 12 Nov 2020.