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Delta Investment Management Portfolio holdings

AUM $559M
1-Year Est. Return 19.86%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+19.86%
3 Year Est. Return
+58.06%
5 Year Est. Return
+81.07%
10 Year Est. Return
–
AUM
$275M
AUM Growth
+$83.3M
Cap. Flow
+$68.2M
Cap. Flow %
24.81%
Top 10 Hldgs %
47.32%
Holding
227
New
85
Increased
39
Reduced
8
Closed
89

Top Buys

Rank Stock Value
1
GWRS icon
Global Water Resources
GWRS
+$38.9M
2
AAPL icon
Apple
AAPL
+$6.41M
3
EQIX icon
Equinix
EQIX
+$5.06M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.69M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.21M

Top Sells

Rank Stock Value
1
CASH icon
Pathward Financial
CASH
+$6.39M
2
CHTR icon
Charter Communications
CHTR
+$4.94M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$4.36M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$3.02M
5
VEEV icon
Veeva Systems
VEEV
+$2.35M

Sector Composition

Rank Sector Weight
1 Utilities 15%
2 Technology 11.29%
3 Financials 10.63%
4 Industrials 9.69%
5 Energy 9.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPG icon
126
Simon Property Group
SPG
$72.3B
$202K 0.07%
+1,358
New +$204K
LADR
127
Ladder Capital
LADR
$1.24B
$201K 0.07%
+11,176
New +$193K
CWB icon
128
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$200K 0.07%
+3,611
New +$194K
FRA icon
129
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$197K 0.07%
+14,693
New +$189K
BPYU
130
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$186K 0.07%
+10,131
New +$192K
TISI icon
131
Team
TISI
$77.7M
$171K 0.06%
1,075
– –
LBC
132
DELISTED
Luther Burbank Corporation Common Stock
LBC
$170K 0.06%
+14,759
New +$168K
TCRT icon
133
Alaunos Therapeutics
TCRT
$4.86M
$153K 0.06%
217
+44
+25% +$30.3K
VG
134
DELISTED
Vonage Holdings Corporation
VG
$148K 0.05%
+20,000
New +$173K
VER
135
DELISTED
VEREIT, Inc.
VER
$115K 0.04%
+2,500
New +$120K
APPS icon
136
Digital Turbine
APPS
$1.74B
$106K 0.04%
+15,000
New +$112K
FSK icon
137
FS KKR Capital
FSK
$3.44B
$64K 0.02%
+2,616
New +$62.5K
SNGX icon
138
Soligenix
SNGX
$5.81M
$35K 0.01%
103
– –
ABG icon
139
Asbury Automotive
ABG
$3.85B
– –
-21,042
Closed -$2.15M
AEM icon
140
Agnico Eagle Mines
AEM
$90.5B
– –
-38,571
Closed -$2.07M
AMGN icon
141
Amgen
AMGN
$222B
– –
-1,037
Closed -$200K
AMT icon
142
American Tower
AMT
$80.4B
– –
-9,422
Closed -$2.08M
ASH icon
143
Ashland
ASH
$3.5B
– –
-6,000
Closed -$462K
AVGO icon
144
Broadcom
AVGO
$2.04T
– –
-7,370
Closed -$203K
BALL icon
145
Ball Corp
BALL
$16.8B
– –
-29,038
Closed -$2.11M
BGC icon
146
BGC Group
BGC
$4.89B
– –
-17,568
Closed -$96K
BKH icon
147
Black Hills Corp
BKH
$5.69B
– –
-2,649
Closed -$203K
BX icon
148
Blackstone
BX
$110B
– –
-43,029
Closed -$2.1M
CASH icon
149
Pathward Financial
CASH
$1.8B
– –
-6,395,959
Closed -$6.39M
CC icon
150
Chemours
CC
$2.37B
– –
-18,049
Closed -$269K
4 5
6
7 8

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Delta Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Delta Investment Management held 227 positions worth $275M, up 44% from $191M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Delta Investment Management deployed $68.2M of net new capital in Q4 2019, opening 85 new positions and adding to 39 existing holdings. Its largest new stake was Global Water Resources: 3,098,430 shares worth $40.7M.

By sector, the portfolio is most concentrated in Utilities at 15% of assets, up from 0.56% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $2.34M trimmed.

  • Delta Investment Management's largest Q4 2019 buy was Global Water Resources: 3,098,430 shares worth $40.7M.
  • Delta Investment Management added most to Apple in Q4 2019, an estimated $6.41M increase.
  • Delta Investment Management's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $2.34M.
  • Delta Investment Management fully exited Pathward Financial in Q4 2019, selling an estimated $6.39M.
  • Delta Investment Management's ten largest holdings make up 47% of its $275M portfolio in Q4 2019.
  • Delta Investment Management opened 85 new positions and closed 89 in Q4 2019.
  • Delta Investment Management's portfolio value rose 44% quarter-over-quarter to $275M.

Based on Delta Investment Management's 13F filing for Q4 2019, filed 12 Feb 2020.