DMKJ

David M. Knott Jr Portfolio holdings

AUM $221M
This Quarter Return
+3.9%
1 Year Return
+22.52%
3 Year Return
+148.91%
5 Year Return
–
10 Year Return
–
AUM
$236M
AUM Growth
+$236M
Cap. Flow
+$4.84M
Cap. Flow %
2.05%
Top 10 Hldgs %
56.42%
Holding
203
New
15
Increased
13
Reduced
8
Closed
19

Top Buys

1
GOOG icon
Alphabet (Google) Class C
GOOG
$10.3M
2
CDXS icon
Codexis
CDXS
$1.35M
3
GSK icon
GSK
GSK
$1.18M
4
FIP icon
FTAI Infrastructure
FIP
$1.02M
5
AVDL
Avadel Pharmaceuticals
AVDL
$837K

Top Sells

1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$3.65M
2
SRRA
Sierra Oncology, Inc. Common Stock
SRRA
$3.07M
3
INCY icon
Incyte
INCY
$1.84M
4
INVA icon
Innoviva
INVA
$1.7M
5
REGN icon
Regeneron Pharmaceuticals
REGN
$1.48M

Sector Composition

1 Healthcare 33.03%
2 Materials 25.61%
3 Financials 10.6%
4 Real Estate 6.2%
5 Communication Services 4.93%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OXY.WS icon
176
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$24.5B
$3K ﹤0.01%
+158
New +$3K
EFV icon
177
iShares MSCI EAFE Value ETF
EFV
$27.6B
$2K ﹤0.01%
63
– –
EZU icon
178
iShare MSCI Eurozone ETF
EZU
$7.77B
$2K ﹤0.01%
55
– –
SCU
179
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$2K ﹤0.01%
200
– –
WAB icon
180
Wabtec
WAB
$32.9B
$1K ﹤0.01%
12
– –
INVA icon
181
Innoviva
INVA
$1.32B
– –
-115,269
Closed -$1.7M
IVV icon
182
iShares Core S&P 500 ETF
IVV
$657B
– –
-429
Closed -$163K
REGN icon
183
Regeneron Pharmaceuticals
REGN
$61.3B
– –
-2,500
Closed -$1.48M
RPV icon
184
Invesco S&P 500 Pure Value ETF
RPV
$1.35B
– –
-78
Closed -$6K
RSP icon
185
Invesco S&P 500 Equal Weight ETF
RSP
$73.6B
– –
-96
Closed -$13K
SVC
186
Service Properties Trust
SVC
$439M
– –
-1,000
Closed -$5K
T icon
187
AT&T
T
$208B
– –
-20,000
Closed -$419K
VNQ icon
188
Vanguard Real Estate ETF
VNQ
$34.1B
– –
-74
Closed -$7K
XBI icon
189
SPDR S&P Biotech ETF
XBI
$5.25B
– –
-800
Closed -$59K
FAZE
190
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
– –
-2,000
Closed -$20K
WARR.WS
191
DELISTED
Warrior Technologies Acquisition Company Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
WARR.WS
– –
-12,500
Closed -$144K
WARR
192
DELISTED
Warrior Technologies Acquisition Company
WARR
– –
-25,000
Closed -$249K
RDUS
193
DELISTED
Radius Health, Inc.
RDUS
– –
-97,888
Closed -$1.02M
MIC
194
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-10,350
Closed -$40K
ETTX
195
DELISTED
Entasis Therapeutics Holdings Inc.
ETTX
– –
-41,700
Closed -$92K
SRRA
196
DELISTED
Sierra Oncology, Inc. Common Stock
SRRA
– –
-55,758
Closed -$3.07M
BHVN
197
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-25,051
Closed -$3.65M
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8