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DMKJ

David M. Knott Jr Portfolio holdings

AUM $168M
1-Year Est. Return 60.36%
This Fund
S&P 500
This Quarter Est. Return
+8.55%
1 Year Est. Return
+60.36%
3 Year Est. Return
+143.93%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$262M
AUM Growth
-$290K
Cap. Flow
-$14M
Cap. Flow %
-5.35%
Top 10 Hldgs %
74.48%
Holding
143
New
12
Increased
13
Reduced
10
Closed
30

Top Buys

Rank Stock Value
1
CLOZ icon
Panagram BBB-B CLO ETF
CLOZ
+$15.7M
2
ICLO icon
Invesco AAA CLO Floating Rate Note ETF
ICLO
+$5.87M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$3.12M
4
SNY icon
Sanofi
SNY
+$2.3M
5
CLOX icon
Panagram AAA CLO ETF
CLOX
+$1.96M

Top Sells

Rank Stock Value
1
MDWT
Midwest Holding Inc. Common Stock
MDWT
+$10.2M
2
MITAW
Coliseum Acquisition Corp. Warrant
MITAW
+$5.69M
3
FBRT
Franklin BSP Realty Trust
FBRT
+$4.34M
4
CLMT icon
Calumet Specialty Products
CLMT
+$4.07M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$3.82M

Sector Composition

Rank Sector Weight
1 Materials 30.32%
2 Healthcare 27.8%
3 Financials 10.28%
4 Industrials 8.49%
5 Communication Services 6.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCAR icon
126
PACCAR
PCAR
$71.9B
– –
-148
Closed -$13K
PSQH icon
127
PSQ Holdings
PSQH
$14.1M
– –
-1,778
Closed -$307K
UTHR icon
128
United Therapeutics
UTHR
$26.1B
– –
-8,949
Closed -$2.02M
WFC icon
129
Wells Fargo
WFC
$263B
– –
-438
Closed -$18K
EXE
130
Expand Energy Corp
EXE
$21.3B
– –
-20,000
Closed -$1.73M
WHWK
131
Whitehawk Therapeutics
WHWK
$181M
– –
-265,000
Closed -$1.28M
MITAW
132
DELISTED
Coliseum Acquisition Corp. Warrant
MITAW
– –
-495,000
Closed -$5.69M
MOR
133
DELISTED
MorphoSys AG American Depositary Shares
MOR
– –
-345,000
Closed -$2.32M
TWLVW
134
DELISTED
Twelve Seas Investment Company II Warrant
TWLVW
– –
-166,666
Closed -$1.92M
FAZEW
135
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
– –
-58,321
Closed -$671K
MDWT
136
DELISTED
Midwest Holding Inc. Common Stock
MDWT
– –
-390,241
Closed -$10.2M
SGEN
137
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-18,000
Closed -$3.82M
SCU
138
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-200
Closed -$2K
GCVRZ
139
DELISTED
Sanofi Contingent Value Rights
GCVRZ
– –
-56,000
Closed -$3M
2 3 4 5
6

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Disciplined Investors Waco, Texas $168M AUM 23.6% 1-Year Est. Return
WFS
Widmann Financial Services Bowie, Maryland $168M AUM 24.36% 1-Year Est. Return
CCG
Catalina Capital Group Torrance, California $168M AUM 16.69% 1-Year Est. Return
7CM
7G Capital Management New York $168M AUM 45.68% 1-Year Est. Return
MAG
Meadowbrook Advisors Group Bedminster, New Jersey $168M AUM
PFA
Presper Financial Architects Akron, Ohio $168M AUM 12.94% 1-Year Est. Return
CW
Code Waechter Tampa, Florida $168M AUM 15.56% 1-Year Est. Return
IWA
Integrity Wealth Advisors Ventura, California $168M AUM 18.33% 1-Year Est. Return

David M. Knott Jr's Q4 2023 Portfolio in Review

As of Q4 2023, David M. Knott Jr held 143 positions worth $262M, down 0.11% from $262M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

David M. Knott Jr withdrew a net $14M in Q4 2023, closing 30 positions and reducing 10 holdings. Its most notable exit was Midwest Holding Inc. Common Stock, an estimated $10.2M position sold in full.

By sector, the portfolio is most concentrated in Materials at 30% of assets, down from 35% a quarter earlier, followed by Healthcare and Financials.

Against the trend, David M. Knott Jr opened a new position in Sanofi worth $2.34M.

  • David M. Knott Jr's largest Q4 2023 buy was Sanofi: 47,000 shares worth $2.34M.
  • David M. Knott Jr added most to Panagram BBB-B CLO ETF in Q4 2023, an estimated $15.7M increase.
  • David M. Knott Jr's biggest Q4 2023 reduction was Calumet Specialty Products, cutting an estimated $4.07M.
  • David M. Knott Jr fully exited Midwest Holding Inc. Common Stock in Q4 2023, selling an estimated $10.2M.
  • David M. Knott Jr's ten largest holdings make up 74% of its $262M portfolio in Q4 2023.
  • David M. Knott Jr opened 12 new positions and closed 30 in Q4 2023.
  • David M. Knott Jr's portfolio value fell 0.11% quarter-over-quarter to $262M.

Based on David M. Knott Jr's 13F filing for Q4 2023, filed 13 Feb 2024.