Daiwa Securities Group’s Polaris PII Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-2,739	Closed	-$132K	–	1213
2020 Q2	$132K	Hold	2,739	–	–	﹤0.01%	823
2020 Q1	$132K	Buy	2,739 +200	+8%	+$9.64K	﹤0.01%	907
2019 Q4	$258K	Hold	2,539	–	–	﹤0.01%	864
2019 Q3	$223K	Buy	2,539 +589	+30%	+$51.7K	﹤0.01%	847
2019 Q2	$178K	Hold	1,950	–	–	﹤0.01%	896
2019 Q1	$165K	Hold	1,950	–	–	﹤0.01%	888
2018 Q4	$150K	Hold	1,950	–	–	﹤0.01%	857
2018 Q3	$197K	Buy	1,950 +150	+8%	+$15.2K	﹤0.01%	858
2018 Q2	$220K	Sell	1,800 -31,706	-95%	-$3.88M	﹤0.01%	845
2018 Q1	$3.84M	Buy	33,506 +333	+1%	+$38.1K	0.03%	270
2017 Q4	$4.11M	Buy	33,173 +31,373	+1,743%	+$3.89M	0.03%	265
2017 Q3	$188K	Hold	1,800	–	–	﹤0.01%	810
2017 Q2	$166K	Hold	1,800	–	–	﹤0.01%	836
2017 Q1	$151K	Buy	1,800 +300	+20%	+$25.2K	﹤0.01%	832
2016 Q4	$124K	Hold	1,500	–	–	﹤0.01%	860
2016 Q3	$116K	Hold	1,500	–	–	﹤0.01%	784
2016 Q2	$123K	Hold	1,500	–	–	﹤0.01%	769
2016 Q1	$148K	Hold	1,500	–	–	﹤0.01%	735
2015 Q4	$129K	Hold	1,500	–	–	﹤0.01%	770
2015 Q3	$180K	Buy	1,500 +100	+7%	+$12K	﹤0.01%	697
2015 Q2	$207K	Hold	1,400	–	–	﹤0.01%	708
2015 Q1	$198K	Hold	1,400	–	–	﹤0.01%	663
2014 Q4	$212K	Sell	1,400 -100	-7%	-$15.1K	﹤0.01%	616
2014 Q3	$225K	Hold	1,500	–	–	﹤0.01%	601
2014 Q2	$195K	Hold	1,500	–	–	﹤0.01%	661
2014 Q1	$210K	Hold	1,500	–	–	﹤0.01%	628
2013 Q4	$218K	Hold	1,500	–	–	﹤0.01%	625
2013 Q3	$194K	Sell	1,500 -200	-12%	-$25.9K	﹤0.01%	656
2013 Q2	$162K	Buy	+1,700	New	+$162K	﹤0.01%	711