D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$549M |
| 2 |
CVS Health
CVS
|
+$537M |
| 3 |
Meta Platforms (Facebook)
META
|
+$515M |
| 4 |
McDonald's
MCD
|
+$386M |
| 5 |
Home Depot
HD
|
+$308M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Booking.com
BKNG
|
+$475M |
| 2 |
YHOO
Yahoo Inc
YHOO
|
+$442M |
| 3 |
AGN
Allergan plc
AGN
|
+$435M |
| 4 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$369M |
| 5 |
Berkshire Hathaway Class B
BRK.B
|
+$330M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 11.4% |
| 2 | Consumer Discretionary | 10.14% |
| 3 | Technology | 10.06% |
| 4 | Financials | 9.8% |
| 5 | Industrials | 7.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Copart
CPRT
$28.4B
| $1.74M | ﹤0.01% |
284,312
-229,424
| -45% | -$1.29M |
|
2002
Unum
UNM
$14B
| $1.74M | ﹤0.01% |
+54,703
| New | +$1.85M |
|
2003
Portland General Electric
POR
$5.92B
| $1.73M | ﹤0.01% |
39,268
-140,653
| -78% | -$5.74M |
|
|
CSLT
2004
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
| $1.73M | ﹤0.01% |
436,825
+19,032
| +5% | +$74.7K |
|
|
INVN
2005
DELISTED
Invensense Inc
INVN
| $1.73M | ﹤0.01% |
282,219
+91,114
| +48% | +$629K |
|
|
TSE
2006
DELISTED
Trinseo
TSE
| $1.73M | ﹤0.01% |
+40,263
| New | +$1.77M |
|
2007
PUT
Brookdale Senior Living
BKD
$3.67B
| $1.72M | ﹤0.01% |
111,400
-89,500
| -45% | -$1.56M |
|
2008
CALL
Vale
VALE
$62.6B
| $1.72M | ﹤0.01% |
340,000
| – | – |
|
2009
Anika Therapeutics
ANIK
$202M
| $1.72M | ﹤0.01% |
32,043
+699
| +2% | +$32.9K |
|
2010
Whirlpool
WHR
$2.49B
| $1.71M | ﹤0.01% |
10,286
+8,186
| +390% | +$1.44M |
|
2011
CALL
New Oriental
EDU
$8.08B
| $1.71M | ﹤0.01% |
+40,900
| New | +$1.61M |
|
|
VIVO
2012
DELISTED
Meridian Bioscience Inc
VIVO
| $1.71M | ﹤0.01% |
87,564
+57,047
| +187% | +$1.12M |
|
2013
CALL
Roper Technologies
ROP
$38.7B
| $1.71M | ﹤0.01% |
10,000
-30,400
| -75% | -$5.32M |
|
2014
CALL
Enovis
ENOV
$1.7B
| $1.7M | ﹤0.01% |
+37,300
| New | +$1.82M |
|
2015
CALL
Becton Dickinson
BDX
$45.8B
| $1.7M | ﹤0.01% |
+10,250
| New | +$1.64M |
|
|
DEA
2016
Easterly Government Properties
DEA
$1.17B
| $1.7M | ﹤0.01% |
34,376
-5,841
| -15% | -$272K |
|
2017
First Financial Bankshares
FFIN
$5.05B
| $1.69M | ﹤0.01% |
103,330
+15,836
| +18% | +$252K |
|
|
DNB
2018
PUT
DELISTED
Dun & Bradstreet
DNB
| $1.69M | ﹤0.01% |
13,900
| – | – |
|
2019
International Paper
IP
$23.3B
| $1.69M | ﹤0.01% |
42,167
-252,910
| -86% | -$10.1M |
|
2020
Northwest Bancshares
NWBI
$2.33B
| $1.69M | ﹤0.01% |
114,016
+23,306
| +26% | +$330K |
|
|
CAI
2021
DELISTED
CAI International, Inc.
CAI
| $1.69M | ﹤0.01% |
225,050
+3,440
| +2% | +$29.1K |
|
|
ICPT
2022
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $1.68M | ﹤0.01% |
11,804
-4,689
| -28% | -$684K |
|
2023
AngloGold Ashanti
AU
$39.9B
| $1.68M | ﹤0.01% |
93,159
+74,765
| +406% | +$1.14M |
|
2024
CALL
McKesson
MCK
$104B
| $1.68M | ﹤0.01% |
9,000
-400
| -4% | -$70.2K |
|
2025
Ralph Lauren
RL
$22.5B
| $1.68M | ﹤0.01% |
18,747
+14,751
| +369% | +$1.37M |
|
Similar funds
D.E. Shaw & Co's Q2 2016 Portfolio in Review
As of Q2 2016, D.E. Shaw & Co held 3,766 positions worth $54.2B, down 2.7% from $55.7B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.
D.E. Shaw & Co withdrew a net $2.46B in Q2 2016, closing 445 positions and reducing 1,324 holdings. Its most notable exit was TIME WARNER CABLE INC NEW COM STK, an estimated $369M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 11% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Technology.
Against the trend, D.E. Shaw & Co opened a new position in Liberty Media Corporation Series C Liberty SiriusXM Common Stock worth $198M.
- D.E. Shaw & Co's largest Q2 2016 buy was Liberty Media Corporation Series C Liberty SiriusXM Common Stock: 8,430,023 shares worth $198M.
- D.E. Shaw & Co added most to Amazon in Q2 2016, an estimated $549M increase.
- D.E. Shaw & Co's biggest Q2 2016 reduction was Booking.com, cutting an estimated $475M.
- D.E. Shaw & Co fully exited TIME WARNER CABLE INC NEW COM STK in Q2 2016, selling an estimated $369M.
- D.E. Shaw & Co's ten largest holdings make up 9.2% of its $54.2B portfolio in Q2 2016.
- D.E. Shaw & Co opened 402 new positions and closed 445 in Q2 2016.
- D.E. Shaw & Co's portfolio value fell 2.7% quarter-over-quarter to $54.2B.
Based on D.E. Shaw & Co's 13F filing for Q2 2016, filed 15 Aug 2016.