D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$696M |
| 2 |
Apple
AAPL
|
+$379M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$289M |
| 4 |
Keurig Dr Pepper
KDP
|
+$275M |
| 5 |
Meta Platforms (Facebook)
META
|
+$241M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWX
Time Warner Inc
TWX
|
+$648M |
| 2 |
Merck
MRK
|
+$453M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$390M |
| 4 |
TWTR
Twitter, Inc.
TWTR
|
+$273M |
| 5 |
Broadcom
AVGO
|
+$265M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.14% |
| 2 | Consumer Discretionary | 12.42% |
| 3 | Healthcare | 10.3% |
| 4 | Financials | 9.14% |
| 5 | Industrials | 6.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
CALL
Huazhu Hotels Group
HTHT
$13.3B
| $2.64M | ﹤0.01% |
+62,800
| New | +$2.51M |
|
1977
Live Nation Entertainment
LYV
$42.9B
| $2.63M | ﹤0.01% |
54,183
+42,129
| +350% | +$1.8M |
|
|
DS
1978
DELISTED
Drive Shack Inc.
DS
| $2.62M | ﹤0.01% |
339,483
+6,530
| +2% | +$39.4K |
|
1979
NMI Holdings
NMIH
$3.37B
| $2.62M | ﹤0.01% |
160,697
-7,933
| -5% | -$129K |
|
1980
Enterprise Financial Services Corp
EFSC
$2.4B
| $2.62M | ﹤0.01% |
48,538
+31,988
| +193% | +$1.67M |
|
1981
Empire State Realty Trust
ESRT
$1B
| $2.62M | ﹤0.01% |
152,917
+101,198
| +196% | +$1.71M |
|
1982
Orion Group Holdings
ORN
$368M
| $2.62M | ﹤0.01% |
316,553
-3,311
| -1% | -$24.3K |
|
1983
HubSpot
HUBS
$12.9B
| $2.61M | ﹤0.01% |
20,844
-38,820
| -65% | -$4.6M |
|
1984
PUT
Norfolk Southern
NSC
$75.4B
| $2.61M | ﹤0.01% |
17,300
+7,300
| +73% | +$1.07M |
|
1985
First Merchants
FRME
$2.69B
| $2.6M | ﹤0.01% |
55,998
-13,922
| -20% | -$624K |
|
1986
CALL
Colgate-Palmolive
CL
$74.8B
| $2.59M | ﹤0.01% |
+40,000
| New | +$2.62M |
|
1987
Sonic Automotive
SAH
$3.56B
| $2.59M | ﹤0.01% |
125,742
+19,584
| +18% | +$408K |
|
1988
PUT
Chemours
CC
$2.48B
| $2.59M | ﹤0.01% |
58,300
+48,300
| +483% | +$2.4M |
|
1989
DHI Group
DHX
$177M
| $2.59M | ﹤0.01% |
1,100,268
+158,679
| +17% | +$321K |
|
1990
CALL
Medtronic
MDT
$112B
| $2.58M | ﹤0.01% |
+30,200
| New | +$2.52M |
|
1991
CALL
NRG Energy
NRG
$26.2B
| $2.58M | ﹤0.01% |
84,200
+62,000
| +279% | +$2M |
|
1992
CALL
BP
BP
$112B
| $2.58M | ﹤0.01% |
60,135
-15,201
| -20% | -$639K |
|
1993
CALL
Jack Henry & Associates
JKHY
$11.4B
| $2.58M | ﹤0.01% |
19,800
+7,500
| +61% | +$930K |
|
1994
Mueller Industries
MLI
$14.5B
| $2.58M | ﹤0.01% |
349,684
-61,868
| -15% | -$447K |
|
|
HRC
1995
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $2.58M | ﹤0.01% |
29,538
-3,170
| -10% | -$282K |
|
|
HIVE
1996
DELISTED
Aerohive Networks
HIVE
| $2.58M | ﹤0.01% |
649,735
-8,531
| -1% | -$35.1K |
|
1997
PUT
TAL Education Group
TAL
$6.04B
| $2.58M | ﹤0.01% |
70,000
-10,000
| -13% | -$393K |
|
1998
TSMC
TSM
$1.94T
| $2.57M | ﹤0.01% |
70,381
-1,475,347
| -95% | -$58.3M |
|
1999
Caleres
CAL
$432M
| $2.57M | ﹤0.01% |
74,773
-36,255
| -33% | -$1.25M |
|
2000
PUT
Protolabs
PRLB
$1.7B
| $2.57M | ﹤0.01% |
+21,600
| New | +$2.64M |
|
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D.E. Shaw & Co's Q2 2018 Portfolio in Review
As of Q2 2018, D.E. Shaw & Co held 4,066 positions worth $76.7B, up 4.4% from $73.5B the previous quarter. Its ten largest holdings account for 9.8% of the portfolio.
D.E. Shaw & Co's Q2 2018 filing shows 622 new, 1,512 increased, 1,263 reduced and 399 closed positions. Its largest new stake was Evergy: 4,161,679 shares worth $234M. The largest sale was Time Warner Inc, an estimated $648M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q2 2018 buy was Evergy: 4,161,679 shares worth $234M.
- D.E. Shaw & Co added most to Amazon in Q2 2018, an estimated $696M increase.
- D.E. Shaw & Co's biggest Q2 2018 reduction was Merck, cutting an estimated $453M.
- D.E. Shaw & Co fully exited Time Warner Inc in Q2 2018, selling an estimated $648M.
- D.E. Shaw & Co's ten largest holdings make up 9.8% of its $76.7B portfolio in Q2 2018.
- D.E. Shaw & Co opened 622 new positions and closed 399 in Q2 2018.
- D.E. Shaw & Co's portfolio value rose 4.4% quarter-over-quarter to $76.7B.
Based on D.E. Shaw & Co's 13F filing for Q2 2018, filed 14 Aug 2018.