D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGN
Allergan plc
AGN
|
+$397M |
| 2 |
YHOO
Yahoo Inc
YHOO
|
+$342M |
| 3 |
Bank of America
BAC
|
+$322M |
| 4 |
Citigroup
C
|
+$260M |
| 5 |
Booking.com
BKNG
|
+$219M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PCP
PRECISION CASTPARTS CORP
PCP
|
+$637M |
| 2 |
BRCM
BROADCOM CORP CL-A
BRCM
|
+$397M |
| 3 |
Gilead Sciences
GILD
|
+$358M |
| 4 |
Phillips 66
PSX
|
+$330M |
| 5 |
Apple
AAPL
|
+$320M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 13.09% |
| 2 | Technology | 10.39% |
| 3 | Financials | 9.94% |
| 4 | Consumer Discretionary | 8.57% |
| 5 | Communication Services | 8.49% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
SAP
SAP
$209B
| $1.66M | ﹤0.01% |
20,666
+2,356
| +13% | +$183K |
|
1977
PUT
Boise Cascade
BCC
$2.65B
| $1.66M | ﹤0.01% |
+80,000
| New | +$1.51M |
|
|
EXPR
1978
DELISTED
Express, Inc.
EXPR
| $1.66M | ﹤0.01% |
+3,869
| New | +$1.39M |
|
1979
Green Dot
GDOT
$743M
| $1.66M | ﹤0.01% |
79,392
+15,313
| +24% | +$297K |
|
|
INSY
1980
DELISTED
Insys Therapeutics, Inc.
INSY
| $1.65M | ﹤0.01% |
+103,441
| New | +$1.96M |
|
1981
Oil States International
OIS
$456M
| $1.65M | ﹤0.01% |
52,386
-41,273
| -44% | -$1.11M |
|
1982
Sunstone Hotel Investors
SHO
$2.18B
| $1.65M | ﹤0.01% |
117,928
+1,843
| +2% | +$22.7K |
|
|
MFA
1983
MFA Financial
MFA
$935M
| $1.65M | ﹤0.01% |
60,210
+27,431
| +84% | +$719K |
|
|
LF
1984
DELISTED
LEAPFROG ENTERPRISES INC.
LF
| $1.65M | ﹤0.01% |
1,657,330
-145,092
| -8% | -$123K |
|
1985
TTM Technologies
TTMI
$12B
| $1.65M | ﹤0.01% |
247,729
+150,961
| +156% | +$931K |
|
1986
Alamo Group
ALG
$1.92B
| $1.64M | ﹤0.01% |
29,489
+16,676
| +130% | +$885K |
|
1987
CALL
Baxter International
BAX
$13.8B
| $1.64M | ﹤0.01% |
40,000
+12,600
| +46% | +$480K |
|
1988
Lattice Semiconductor
LSCC
$17.7B
| $1.64M | ﹤0.01% |
289,304
-244,554
| -46% | -$1.32M |
|
|
MTOR
1989
DELISTED
MERITOR, Inc.
MTOR
| $1.64M | ﹤0.01% |
203,724
-39,934
| -16% | -$291K |
|
|
ARQL
1990
DELISTED
Arqule Inc
ARQL
| $1.64M | ﹤0.01% |
1,026,037
+1,800
| +0.2% | +$3.16K |
|
1991
PUT
AerCap
AER
$24.1B
| $1.64M | ﹤0.01% |
42,200
| – | – |
|
1992
Royal Caribbean
RCL
$86.1B
| $1.63M | ﹤0.01% |
19,787
-10,147
| -34% | -$791K |
|
1993
United Microelectronic
UMC
$47.5B
| $1.63M | ﹤0.01% |
781,987
-20,469
| -3% | -$40K |
|
|
CS
1994
CALL
DELISTED
Credit Suisse Group
CS
| $1.63M | ﹤0.01% |
+115,000
| New | +$1.83M |
|
|
SN
1995
DELISTED
Sanchez Energy Corporation
SN
| $1.62M | ﹤0.01% |
295,422
+262,991
| +811% | +$1.02M |
|
1996
CALL
Canadian Natural Resources
CNQ
$98.6B
| $1.62M | ﹤0.01% |
124,113
+88,741
| +251% | +$946K |
|
|
CALY
1997
Callaway Golf Company
CALY
$3.33B
| $1.62M | ﹤0.01% |
177,365
+116,008
| +189% | +$1.02M |
|
1998
PUT
Sonida Senior Living
SNDA
$1.9B
| $1.61M | ﹤0.01% |
+5,800
| New | +$1.51M |
|
|
XCRA
1999
DELISTED
Xcerra Corporation
XCRA
| $1.61M | ﹤0.01% |
247,017
+5,914
| +2% | +$32.9K |
|
2000
Take-Two Interactive
TTWO
$46.3B
| $1.61M | ﹤0.01% |
42,746
-750,187
| -95% | -$26M |
|
Similar funds
D.E. Shaw & Co's Q1 2016 Portfolio in Review
As of Q1 2016, D.E. Shaw & Co held 4,137 positions worth $55.7B, down 17% from $67.2B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co withdrew a net $9.72B in Q1 2016, closing 773 positions and reducing 1,495 holdings. Its most notable exit was PRECISION CASTPARTS CORP, an estimated $637M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 13% of assets, up from 12% a quarter earlier, followed by Technology and Financials.
Against the trend, D.E. Shaw & Co opened a new position in EQT Corp worth $47.6M.
- D.E. Shaw & Co's largest Q1 2016 buy was EQT Corp: 1,300,361 shares worth $47.6M.
- D.E. Shaw & Co added most to Allergan plc in Q1 2016, an estimated $397M increase.
- D.E. Shaw & Co's biggest Q1 2016 reduction was Gilead Sciences, cutting an estimated $358M.
- D.E. Shaw & Co fully exited PRECISION CASTPARTS CORP in Q1 2016, selling an estimated $637M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $55.7B portfolio in Q1 2016.
- D.E. Shaw & Co opened 382 new positions and closed 773 in Q1 2016.
- D.E. Shaw & Co's portfolio value fell 17% quarter-over-quarter to $55.7B.
Based on D.E. Shaw & Co's 13F filing for Q1 2016, filed 16 May 2016.