D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Verizon
VZ
|
+$322M |
| 2 |
AABA
Altaba Inc
AABA
|
+$288M |
| 3 |
TJX Companies
TJX
|
+$254M |
| 4 |
PayPal
PYPL
|
+$210M |
| 5 |
Liberty Media Series C
FWONK
|
+$206M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
McDonald's
MCD
|
+$374M |
| 2 |
Citigroup
C
|
+$301M |
| 3 |
Netflix
NFLX
|
+$221M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$215M |
| 5 |
Oracle
ORCL
|
+$201M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.75% |
| 2 | Healthcare | 11.67% |
| 3 | Consumer Discretionary | 9.57% |
| 4 | Financials | 9.15% |
| 5 | Industrials | 7.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1701
CALL
J.M. Smucker
SJM
$13.2B
| $2.84M | ﹤0.01% |
24,000
+14,000
| +140% | +$1.77M |
|
1702
CALL
InterDigital
IDCC
$6.72B
| $2.84M | ﹤0.01% |
36,700
| – | – |
|
|
MODN
1703
DELISTED
MODEL N, INC.
MODN
| $2.83M | ﹤0.01% |
213,131
+10,752
| +5% | +$129K |
|
1704
Johnson Controls International
JCI
$85.6B
| $2.83M | ﹤0.01% |
65,307
+55,163
| +544% | +$2.31M |
|
|
DFS
1705
CALL
DELISTED
Discover Financial Services
DFS
| $2.83M | ﹤0.01% |
45,500
-30,100
| -40% | -$1.86M |
|
1706
PUT
EQT Corp
EQT
$32.3B
| $2.83M | ﹤0.01% |
+88,727
| New | +$2.81M |
|
1707
Koppers
KOP
$966M
| $2.83M | ﹤0.01% |
78,175
+54,776
| +234% | +$2.11M |
|
1708
Albemarle
ALB
$13.3B
| $2.82M | ﹤0.01% |
+26,726
| New | +$2.91M |
|
1709
Merit Medical Systems
MMSI
$4.67B
| $2.81M | ﹤0.01% |
73,766
-134,769
| -65% | -$4.5M |
|
1710
PUT
Polaris
PII
$4.08B
| $2.81M | ﹤0.01% |
30,500
+10,000
| +49% | +$858K |
|
1711
PUT
Union Pacific
UNP
$175B
| $2.81M | ﹤0.01% |
25,800
-40,000
| -61% | -$4.36M |
|
1712
Zillow
Z
$7.7B
| $2.81M | ﹤0.01% |
+57,287
| New | +$2.4M |
|
1713
CALL
Estee Lauder
EL
$30.7B
| $2.8M | ﹤0.01% |
+29,200
| New | +$2.68M |
|
1714
CALL
Dollar Tree
DLTR
$24.4B
| $2.8M | ﹤0.01% |
40,000
-55,000
| -58% | -$4.25M |
|
|
1715
PUT
Dollar Tree
DLTR
$24.4B
| $2.8M | ﹤0.01% |
40,000
+20,000
| +100% | +$1.54M |
|
1716
Federal Realty Investment Trust
FRT
$10.9B
| $2.8M | ﹤0.01% |
+22,131
| New | +$2.85M |
|
|
EXAS
1717
PUT
DELISTED
Exact Sciences
EXAS
| $2.79M | ﹤0.01% |
79,000
+10,000
| +14% | +$309K |
|
1718
CALL
PACCAR
PCAR
$72.7B
| $2.79M | ﹤0.01% |
63,300
| – | – |
|
1719
PetMed Express
PETS
$42.7M
| $2.79M | ﹤0.01% |
68,643
+2,840
| +4% | +$88K |
|
|
HTZ
1720
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
| $2.78M | ﹤0.01% |
277,967
-25,091
| -8% | -$270K |
|
1721
PUT
Deutsche Bank
DB
$67.7B
| $2.77M | ﹤0.01% |
155,800
-170,200
| -52% | -$3.01M |
|
1722
UMB Financial
UMBF
$10.9B
| $2.77M | ﹤0.01% |
36,948
-28,660
| -44% | -$2.1M |
|
1723
PUT
United Parks & Resorts
PRKS
$2.21B
| $2.77M | ﹤0.01% |
170,000
| – | – |
|
|
CMRX
1724
DELISTED
Chimerix, Inc.
CMRX
| $2.77M | ﹤0.01% |
507,299
-89,303
| -15% | -$470K |
|
|
TAHO
1725
DELISTED
Tahoe Resources Inc
TAHO
| $2.76M | ﹤0.01% |
320,521
+278,268
| +659% | +$2.42M |
|
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D.E. Shaw & Co's Q2 2017 Portfolio in Review
As of Q2 2017, D.E. Shaw & Co held 3,739 positions worth $60.5B, up 6.3% from $56.9B the previous quarter. Its ten largest holdings account for 9.8% of the portfolio.
D.E. Shaw & Co's Q2 2017 filing shows 483 new, 1,217 increased, 1,312 reduced and 407 closed positions. Its largest new stake was Altaba Inc: 5,284,075 shares worth $288M. The largest sale was McDonald's, an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- D.E. Shaw & Co's largest Q2 2017 buy was Altaba Inc: 5,284,075 shares worth $288M.
- D.E. Shaw & Co added most to Verizon in Q2 2017, an estimated $322M increase.
- D.E. Shaw & Co's biggest Q2 2017 reduction was McDonald's, cutting an estimated $374M.
- D.E. Shaw & Co fully exited Yahoo Inc in Q2 2017, selling an estimated $215M.
- D.E. Shaw & Co's ten largest holdings make up 9.8% of its $60.5B portfolio in Q2 2017.
- D.E. Shaw & Co opened 483 new positions and closed 407 in Q2 2017.
- D.E. Shaw & Co's portfolio value rose 6.3% quarter-over-quarter to $60.5B.
Based on D.E. Shaw & Co's 13F filing for Q2 2017, filed 14 Aug 2017.