D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGN
Allergan plc
AGN
|
+$397M |
| 2 |
YHOO
Yahoo Inc
YHOO
|
+$342M |
| 3 |
Bank of America
BAC
|
+$322M |
| 4 |
Citigroup
C
|
+$260M |
| 5 |
Booking.com
BKNG
|
+$219M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PCP
PRECISION CASTPARTS CORP
PCP
|
+$637M |
| 2 |
BRCM
BROADCOM CORP CL-A
BRCM
|
+$397M |
| 3 |
Gilead Sciences
GILD
|
+$358M |
| 4 |
Phillips 66
PSX
|
+$330M |
| 5 |
Apple
AAPL
|
+$320M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 13.09% |
| 2 | Technology | 10.39% |
| 3 | Financials | 9.94% |
| 4 | Consumer Discretionary | 8.57% |
| 5 | Communication Services | 8.49% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PRFT
1576
DELISTED
Perficient Inc
PRFT
| $3.01M | 0.01% |
138,770
+44,264
| +47% | +$820K |
|
1577
State Street
STT
$48.4B
| $3.01M | 0.01% |
51,495
+18,591
| +57% | +$1.06M |
|
1578
Mercer International
MERC
$40.5M
| $3.01M | 0.01% |
318,808
+65,681
| +26% | +$530K |
|
|
CTLT
1579
DELISTED
CATALENT, INC.
CTLT
| $3M | 0.01% |
112,567
-10,985
| -9% | -$268K |
|
|
FMER
1580
DELISTED
FIRSTMERIT CORP
FMER
| $2.98M | 0.01% |
141,699
+131,699
| +1,317% | +$2.55M |
|
|
CKP
1581
DELISTED
CHECKPOINT SYSTEMS INC
CKP
| $2.97M | 0.01% |
293,535
-129,679
| -31% | -$990K |
|
|
BWLD
1582
CALL
DELISTED
Buffalo Wild Wings, Inc.
BWLD
| $2.96M | 0.01% |
20,000
-46,700
| -70% | -$7.13M |
|
1583
Mativ Holdings
MATV
$479M
| $2.96M | 0.01% |
94,038
+86,397
| +1,131% | +$3.09M |
|
|
BIG
1584
DELISTED
Big Lots, Inc.
BIG
| $2.96M | 0.01% |
65,337
+57,139
| +697% | +$2.29M |
|
|
SAFE
1585
Safehold
SAFE
$1.17B
| $2.95M | 0.01% |
62,676
+3,551
| +6% | +$163K |
|
|
MESG
1586
DELISTED
XURA INC COM (DE)
MESG
| $2.94M | 0.01% |
149,652
+38,717
| +35% | +$794K |
|
1587
Markel Group
MKL
$25.2B
| $2.94M | 0.01% |
3,299
-2,253
| -41% | -$1.94M |
|
1588
Designer Brands
DBI
$315M
| $2.94M | 0.01% |
106,377
-85,748
| -45% | -$2.15M |
|
1589
CALL
Analog Devices
ADI
$172B
| $2.94M | 0.01% |
49,600
-38,900
| -44% | -$2.08M |
|
1590
PUT
Helmerich & Payne
HP
$3.34B
| $2.94M | 0.01% |
50,000
-30,000
| -38% | -$1.59M |
|
|
CHK
1591
CALL
DELISTED
Chesapeake Energy Corporation
CHK
| $2.92M | 0.01% |
3,550
-1,847
| -34% | -$1.31M |
|
1592
PUT
Newmont
NEM
$96.2B
| $2.92M | 0.01% |
110,000
-350,000
| -76% | -$8.1M |
|
|
GG
1593
PUT
DELISTED
Goldcorp Inc
GG
| $2.92M | 0.01% |
180,000
-450,000
| -71% | -$6.25M |
|
1594
Dine Brands
DIN
$462M
| $2.91M | 0.01% |
31,155
+11,775
| +61% | +$1.03M |
|
1595
Alpha and Omega Semiconductor
AOSL
$829M
| $2.9M | 0.01% |
244,941
+195,935
| +400% | +$2.07M |
|
1596
BHP
BHP
$211B
| $2.9M | 0.01% |
125,421
-20,016
| -14% | -$424K |
|
1597
PUT
ATI
ATI
$24.3B
| $2.9M | 0.01% |
177,600
| – | – |
|
|
RT
1598
DELISTED
Ruby Tuesday Georgia
RT
| $2.89M | 0.01% |
537,154
+69,546
| +15% | +$364K |
|
1599
Plexus
PLXS
$6.43B
| $2.89M | 0.01% |
73,036
+6,379
| +10% | +$226K |
|
1600
CALL
Lumen
LUMN
$6.43B
| $2.88M | 0.01% |
90,000
+30,000
| +50% | +$841K |
|
Similar funds
D.E. Shaw & Co's Q1 2016 Portfolio in Review
As of Q1 2016, D.E. Shaw & Co held 4,137 positions worth $55.7B, down 17% from $67.2B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co withdrew a net $9.72B in Q1 2016, closing 773 positions and reducing 1,495 holdings. Its most notable exit was PRECISION CASTPARTS CORP, an estimated $637M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 13% of assets, up from 12% a quarter earlier, followed by Technology and Financials.
Against the trend, D.E. Shaw & Co opened a new position in EQT Corp worth $47.6M.
- D.E. Shaw & Co's largest Q1 2016 buy was EQT Corp: 1,300,361 shares worth $47.6M.
- D.E. Shaw & Co added most to Allergan plc in Q1 2016, an estimated $397M increase.
- D.E. Shaw & Co's biggest Q1 2016 reduction was Gilead Sciences, cutting an estimated $358M.
- D.E. Shaw & Co fully exited PRECISION CASTPARTS CORP in Q1 2016, selling an estimated $637M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $55.7B portfolio in Q1 2016.
- D.E. Shaw & Co opened 382 new positions and closed 773 in Q1 2016.
- D.E. Shaw & Co's portfolio value fell 17% quarter-over-quarter to $55.7B.
Based on D.E. Shaw & Co's 13F filing for Q1 2016, filed 16 May 2016.