D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$453M |
| 2 |
Oracle
ORCL
|
+$431M |
| 3 |
Apple
AAPL
|
+$376M |
| 4 |
SLB Ltd
SLB
|
+$353M |
| 5 |
TWTR
Twitter, Inc.
TWTR
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$746M |
| 2 |
AET
Aetna Inc
AET
|
+$378M |
| 3 |
NVIDIA
NVDA
|
+$348M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$307M |
| 5 |
AT&T
T
|
+$275M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.92% |
| 2 | Consumer Discretionary | 11.63% |
| 3 | Healthcare | 11.01% |
| 4 | Financials | 7.5% |
| 5 | Industrials | 6.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1551
CALL
Abbott
ABT
$187B
| $4.43M | 0.01% |
61,300
| – | – |
|
|
BPFH
1552
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
| $4.42M | 0.01% |
418,292
+211,810
| +103% | +$2.66M |
|
1553
Rush Enterprises Class A
RUSHA
$6.34B
| $4.41M | 0.01% |
288,013
-107,872
| -27% | -$1.72M |
|
1554
Sprouts Farmers Market
SFM
$7.44B
| $4.4M | 0.01% |
187,266
-601,843
| -76% | -$15.7M |
|
|
GWPH
1555
CALL
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $4.38M | 0.01% |
45,000
| – | – |
|
1556
Ribbon Communications
RBBN
$386M
| $4.38M | 0.01% |
908,132
+12,453
| +1% | +$72.2K |
|
1557
CALL
Nutanix
NTNX
$16.1B
| $4.37M | 0.01% |
105,100
-43,200
| -29% | -$1.78M |
|
1558
Metallus
MTUS
$833M
| $4.36M | 0.01% |
499,108
+75,612
| +18% | +$868K |
|
1559
Martin Marietta Materials
MLM
$34.2B
| $4.36M | 0.01% |
25,355
+20,201
| +392% | +$3.59M |
|
|
K
1560
DELISTED
Kellanova
K
| $4.34M | 0.01% |
+81,142
| New | +$4.9M |
|
1561
BWX Technologies
BWXT
$14.4B
| $4.34M | 0.01% |
113,541
-154,204
| -58% | -$7.66M |
|
1562
PUT
Crown Castle
CCI
$34.6B
| $4.32M | 0.01% |
39,800
-38,400
| -49% | -$4.22M |
|
1563
NewMarket
NEU
$7.24B
| $4.32M | 0.01% |
10,491
+2,393
| +30% | +$947K |
|
1564
CALL
PVH
PVH
$4.07B
| $4.31M | 0.01% |
46,400
+1,000
| +2% | +$114K |
|
|
EIGI
1565
DELISTED
Endurance International Group Holdings, Inc.
EIGI
| $4.3M | 0.01% |
646,937
+220,325
| +52% | +$1.83M |
|
1566
OneSpan
OSPN
$584M
| $4.3M | 0.01% |
332,091
-141,271
| -30% | -$2.3M |
|
1567
PUT
Five Below
FIVE
$11.6B
| $4.3M | 0.01% |
42,000
+32,000
| +320% | +$3.54M |
|
1568
Inovio Pharmaceuticals
INO
$85.6M
| $4.29M | 0.01% |
89,424
+49,724
| +125% | +$3.02M |
|
1569
CALL
Vale
VALE
$62.3B
| $4.29M | 0.01% |
325,000
+48,400
| +17% | +$692K |
|
|
TBI
1570
Trueblue
TBI
$227M
| $4.28M | 0.01% |
192,549
+194
| +0.1% | +$4.65K |
|
1571
Urban Outfitters
URBN
$6.46B
| $4.28M | 0.01% |
128,873
-104,933
| -45% | -$3.92M |
|
1572
Abercrombie & Fitch
ANF
$4.55B
| $4.28M | 0.01% |
213,301
+167,987
| +371% | +$3.15M |
|
1573
Markel Group
MKL
$25.2B
| $4.26M | 0.01% |
4,105
-3,730
| -48% | -$4.08M |
|
|
EVBG
1574
DELISTED
Everbridge, Inc. Common Stock
EVBG
| $4.26M | 0.01% |
+75,028
| New | +$3.89M |
|
1575
CALL
Shake Shack
SHAK
$2.54B
| $4.26M | 0.01% |
93,700
-800
| -0.8% | -$41.3K |
|
Similar funds
D.E. Shaw & Co's Q4 2018 Portfolio in Review
As of Q4 2018, D.E. Shaw & Co held 4,217 positions worth $72.6B, down 13% from $83.2B the previous quarter. Its ten largest holdings account for 8.9% of the portfolio.
D.E. Shaw & Co deployed $3.99B of net new capital in Q4 2018, opening 541 new positions and adding to 1,544 existing holdings. Its largest new stake was Alibaba: 3,066,336 shares worth $420M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was Amazon, an estimated $746M trimmed.
- D.E. Shaw & Co's largest Q4 2018 buy was Alibaba: 3,066,336 shares worth $420M.
- D.E. Shaw & Co added most to Oracle in Q4 2018, an estimated $431M increase.
- D.E. Shaw & Co's biggest Q4 2018 reduction was Amazon, cutting an estimated $746M.
- D.E. Shaw & Co fully exited Aetna Inc in Q4 2018, selling an estimated $378M.
- D.E. Shaw & Co's ten largest holdings make up 8.9% of its $72.6B portfolio in Q4 2018.
- D.E. Shaw & Co opened 541 new positions and closed 497 in Q4 2018.
- D.E. Shaw & Co's portfolio value fell 13% quarter-over-quarter to $72.6B.
Based on D.E. Shaw & Co's 13F filing for Q4 2018, filed 14 Feb 2019.