D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gilead Sciences
GILD
|
+$410M |
| 2 |
Chevron
CVX
|
+$400M |
| 3 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$381M |
| 4 |
Williams Companies
WMB
|
+$300M |
| 5 |
SLB Ltd
SLB
|
+$267M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$479M |
| 2 |
Meta Platforms (Facebook)
META
|
+$358M |
| 3 |
Biogen
BIIB
|
+$306M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$298M |
| 5 |
Bausch Health
BHC
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 11.41% |
| 2 | Technology | 9.4% |
| 3 | Healthcare | 8.95% |
| 4 | Consumer Discretionary | 8.78% |
| 5 | Industrials | 7.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
CALL
Aflac
AFL
$65.9B
| $5.32M | 0.01% |
171,200
| – | – |
|
1402
Franklin Resources
BEN
$17.3B
| $5.32M | 0.01% |
+108,481
| New | +$5.57M |
|
1403
CALL
Broadcom
AVGO
$1.81T
| $5.32M | 0.01% |
400,000
-100,000
| -20% | -$1.31M |
|
1404
Euronet Worldwide
EEFT
$3.15B
| $5.31M | 0.01% |
86,097
-11,170
| -11% | -$664K |
|
1405
CALL
Honeywell
HON
$78.3B
| $5.29M | 0.01% |
57,759
| – | – |
|
1406
CALL
Ross Stores
ROST
$80.5B
| $5.29M | 0.01% |
108,800
| – | – |
|
|
BEAV
1407
DELISTED
B/E Aerospace Inc
BEAV
| $5.29M | 0.01% |
+96,338
| New | +$5.73M |
|
1408
GATX Corp
GATX
$6.6B
| $5.29M | 0.01% |
99,467
+22,063
| +29% | +$1.25M |
|
1409
CALL
Becton Dickinson
BDX
$45.8B
| $5.27M | 0.01% |
38,130
+27,880
| +272% | +$3.85M |
|
|
KMI.WS
1410
DELISTED
Kinder Morgan Inc
KMI.WS
| $5.26M | 0.01% |
1,949,600
-350,400
| -15% | -$1.43M |
|
1411
W.P. Carey
WPC
$16.8B
| $5.23M | 0.01% |
90,655
-242,572
| -73% | -$15.2M |
|
|
AMRN
1412
Amarin Corp
AMRN
$293M
| $5.22M | 0.01% |
106,187
-7,353
| -6% | -$331K |
|
|
AMTD
1413
DELISTED
TD Ameritrade Holding Corp
AMTD
| $5.21M | 0.01% |
+141,596
| New | +$5.26M |
|
1414
PUT
Prudential Financial
PRU
$43B
| $5.19M | 0.01% |
59,300
| – | – |
|
1415
CALL
RH
RH
$3.36B
| $5.18M | 0.01% |
53,100
| – | – |
|
|
TRQ
1416
DELISTED
Turquoise Hill Resources Ltd
TRQ
| $5.18M | 0.01% |
136,670
+76,530
| +127% | +$3.15M |
|
|
KNL
1417
DELISTED
Knoll, Inc.
KNL
| $5.17M | 0.01% |
206,662
+11,530
| +6% | +$272K |
|
1418
McCormick & Company Non-Voting
MKC
$13.9B
| $5.17M | 0.01% |
127,748
-9,178
| -7% | -$357K |
|
|
CAA
1419
DELISTED
CalAtlantic Group, Inc.
CAA
| $5.17M | 0.01% |
115,939
-970
| -0.8% | -$41.2K |
|
1420
AMN Healthcare
AMN
$1.35B
| $5.16M | 0.01% |
163,376
+62,112
| +61% | +$1.62M |
|
|
BBBY
1421
Bed Bath & Beyond
BBBY
$503M
| $5.16M | 0.01% |
304,710
-21,891
| -7% | -$372K |
|
|
GG
1422
DELISTED
Goldcorp Inc
GG
| $5.16M | 0.01% |
318,365
-911,847
| -74% | -$16.6M |
|
|
SOHU
1423
Sohu.com
SOHU
$346M
| $5.15M | 0.01% |
+87,223
| New | +$5.65M |
|
1424
PUT
Centene
CNC
$31.6B
| $5.15M | 0.01% |
128,000
+48,000
| +60% | +$1.72M |
|
|
BLOX
1425
DELISTED
Infoblox Inc
BLOX
| $5.13M | 0.01% |
195,624
-138,936
| -42% | -$3.51M |
|
Similar funds
D.E. Shaw & Co's Q2 2015 Portfolio in Review
As of Q2 2015, D.E. Shaw & Co held 4,083 positions worth $67.1B, up 2.8% from $65.3B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co's Q2 2015 filing shows 504 new, 1,541 increased, 1,228 reduced and 364 closed positions. Its largest new stake was State Street Energy Select Sector SPDR ETF: 3,541,400 shares worth $133M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $479M.
By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.
- D.E. Shaw & Co's largest Q2 2015 buy was State Street Energy Select Sector SPDR ETF: 3,541,400 shares worth $133M.
- D.E. Shaw & Co added most to Gilead Sciences in Q2 2015, an estimated $410M increase.
- D.E. Shaw & Co's biggest Q2 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $479M.
- D.E. Shaw & Co fully exited TRW AUTOMOTIVE HOLDINGS CORP in Q2 2015, selling an estimated $164M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $67.1B portfolio in Q2 2015.
- D.E. Shaw & Co opened 504 new positions and closed 364 in Q2 2015.
- D.E. Shaw & Co's portfolio value rose 2.8% quarter-over-quarter to $67.1B.
Based on D.E. Shaw & Co's 13F filing for Q2 2015, filed 14 Aug 2015.