D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$354M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$309M |
| 3 |
Microsoft
MSFT
|
+$307M |
| 4 |
Automatic Data Processing
ADP
|
+$266M |
| 5 |
Citigroup
C
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
APC
Anadarko Petroleum
APC
|
+$567M |
| 2 |
Fidelity National Information Services
FIS
|
+$410M |
| 3 |
Medtronic
MDT
|
+$359M |
| 4 |
Amazon
AMZN
|
+$297M |
| 5 |
ATVI
Activision Blizzard
ATVI
|
+$272M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.59% |
| 2 | Consumer Discretionary | 12.73% |
| 3 | Healthcare | 11.62% |
| 4 | Financials | 8.02% |
| 5 | Industrials | 6.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1326
Cheer Holding
CHR
$3.56M
| $7.43M | 0.01% |
487
| – | – |
|
|
EXAS
1327
CALL
DELISTED
Exact Sciences
EXAS
| $7.43M | 0.01% |
82,200
-9,900
| -11% | -$1.13M |
|
1328
PUT
McCormick & Company Non-Voting
MKC
$14B
| $7.42M | 0.01% |
95,000
+48,200
| +103% | +$3.87M |
|
|
CHX
1329
DELISTED
ChampionX
CHX
| $7.42M | 0.01% |
274,150
-36,305
| -12% | -$1.06M |
|
1330
CarGurus
CARG
$3.34B
| $7.41M | 0.01% |
239,326
-301,431
| -56% | -$10.3M |
|
1331
McKesson
MCK
$104B
| $7.4M | 0.01% |
54,147
-95,234
| -64% | -$13.5M |
|
1332
Merit Medical Systems
MMSI
$4.82B
| $7.39M | 0.01% |
242,477
+233,190
| +2,511% | +$9.43M |
|
1333
PUT
Southwest Airlines
LUV
$21.7B
| $7.38M | 0.01% |
136,700
+62,400
| +84% | +$3.26M |
|
1334
PUT
Check Point Software Technologies
CHKP
$14.3B
| $7.38M | 0.01% |
67,400
+57,400
| +574% | +$6.4M |
|
1335
CALL
Stryker
SYK
$135B
| $7.38M | 0.01% |
34,100
+30,000
| +732% | +$6.43M |
|
1336
PUT
Domino's
DPZ
$11.9B
| $7.36M | 0.01% |
30,100
+14,700
| +95% | +$3.64M |
|
1337
Republic Services
RSG
$67.4B
| $7.31M | 0.01% |
84,445
+59,047
| +232% | +$5.19M |
|
|
PARA
1338
DELISTED
Paramount Global Class B
PARA
| $7.29M | 0.01% |
180,677
-74,747
| -29% | -$3.5M |
|
1339
Repligen
RGEN
$6.91B
| $7.28M | 0.01% |
94,959
-118,011
| -55% | -$10.3M |
|
1340
PUT
Alcoa
AA
$11.3B
| $7.27M | 0.01% |
362,400
+28,100
| +8% | +$584K |
|
1341
CALL
Dell
DELL
$239B
| $7.26M | 0.01% |
+276,220
| New | +$7.32M |
|
1342
CALL
Whirlpool
WHR
$2.49B
| $7.24M | 0.01% |
45,700
+6,700
| +17% | +$962K |
|
1343
PUT
Ecolab
ECL
$79.8B
| $7.23M | 0.01% |
36,500
+1,600
| +5% | +$321K |
|
1344
Kroger
KR
$36.7B
| $7.22M | 0.01% |
280,116
+187,212
| +202% | +$4.36M |
|
1345
8x8 Inc
EGHT
$279M
| $7.19M | 0.01% |
346,949
+184,908
| +114% | +$4.48M |
|
1346
Universal Display
OLED
$3.75B
| $7.19M | 0.01% |
42,808
+16,930
| +65% | +$3.39M |
|
1347
PUT
Stanley Black & Decker
SWK
$14.5B
| $7.18M | 0.01% |
49,700
| – | – |
|
1348
PUT
Corpay
CPAY
$25.7B
| $7.17M | 0.01% |
25,000
| – | – |
|
|
DOC
1349
DELISTED
PHYSICIANS REALTY TRUST
DOC
| $7.14M | 0.01% |
402,525
+234,246
| +139% | +$4.07M |
|
1350
CALL
Welltower
WELL
$173B
| $7.14M | 0.01% |
78,800
+48,800
| +163% | +$4.25M |
|
Similar funds
D.E. Shaw & Co's Q3 2019 Portfolio in Review
As of Q3 2019, D.E. Shaw & Co held 4,189 positions worth $81.2B, up 1.3% from $80.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co's Q3 2019 filing shows 550 new, 1,503 increased, 1,391 reduced and 422 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M. The largest sale was Anadarko Petroleum, an estimated $567M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2019 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M.
- D.E. Shaw & Co added most to PayPal in Q3 2019, an estimated $354M increase.
- D.E. Shaw & Co's biggest Q3 2019 reduction was Fidelity National Information Services, cutting an estimated $410M.
- D.E. Shaw & Co fully exited Anadarko Petroleum in Q3 2019, selling an estimated $567M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $81.2B portfolio in Q3 2019.
- D.E. Shaw & Co opened 550 new positions and closed 422 in Q3 2019.
- D.E. Shaw & Co's portfolio value rose 1.3% quarter-over-quarter to $81.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.