D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$453M |
| 2 |
Oracle
ORCL
|
+$431M |
| 3 |
Apple
AAPL
|
+$376M |
| 4 |
SLB Ltd
SLB
|
+$353M |
| 5 |
TWTR
Twitter, Inc.
TWTR
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$746M |
| 2 |
AET
Aetna Inc
AET
|
+$378M |
| 3 |
NVIDIA
NVDA
|
+$348M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$307M |
| 5 |
AT&T
T
|
+$275M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.92% |
| 2 | Consumer Discretionary | 11.63% |
| 3 | Healthcare | 11.01% |
| 4 | Financials | 7.5% |
| 5 | Industrials | 6.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FTV.PRA
1126
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
| $9.1M | 0.01% |
10,000
-20,000
| -67% | -$19.7M |
|
1127
PUT
Alcoa
AA
$11.3B
| $9.1M | 0.01% |
342,300
+312,100
| +1,033% | +$10.5M |
|
1128
PUT
Align Technology
ALGN
$12.9B
| $9.09M | 0.01% |
43,400
-47,000
| -52% | -$11.9M |
|
1129
PUT
Alaska Air
ALK
$5.11B
| $9.05M | 0.01% |
148,700
| – | – |
|
|
PRMW
1130
DELISTED
Primo Water Corporation
PRMW
| $9.05M | 0.01% |
648,881
-95,217
| -13% | -$1.4M |
|
|
B
1131
Barrick Mining
B
$60.9B
| $9.04M | 0.01% |
667,903
-559,227
| -46% | -$7.23M |
|
|
GRUB
1132
PUT
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
| $9.03M | 0.01% |
58,800
+10,500
| +22% | +$1.97M |
|
1133
8x8 Inc
EGHT
$279M
| $9.01M | 0.01% |
499,315
-53,853
| -10% | -$990K |
|
1134
Bright Horizons
BFAM
$4.35B
| $8.98M | 0.01% |
80,573
+63,201
| +364% | +$7.27M |
|
1135
Trade Desk
TTD
$8.97B
| $8.96M | 0.01% |
771,790
-6,902,710
| -90% | -$86.4M |
|
1136
CALL
Thermo Fisher Scientific
TMO
$214B
| $8.95M | 0.01% |
40,000
| – | – |
|
|
ATHN
1137
DELISTED
Athenahealth, Inc.
ATHN
| $8.92M | 0.01% |
67,636
-45,325
| -40% | -$5.81M |
|
1138
CALL
F5
FFIV
$22B
| $8.91M | 0.01% |
55,000
-500
| -0.9% | -$85.8K |
|
1139
WPP
WPP
$4.67B
| $8.9M | 0.01% |
+162,425
| New | +$9.68M |
|
1140
Steven Madden
SHOO
$3.17B
| $8.86M | 0.01% |
292,798
+106,379
| +57% | +$3.28M |
|
|
TCF
1141
DELISTED
TCF Financial Corporation
TCF
| $8.85M | 0.01% |
454,084
+163,046
| +56% | +$3.53M |
|
1142
Signet Jewelers
SIG
$3.84B
| $8.85M | 0.01% |
278,462
-382,605
| -58% | -$19.2M |
|
1143
Becton Dickinson
BDX
$46.4B
| $8.84M | 0.01% |
40,221
+39,196
| +3,824% | +$9.1M |
|
|
EXAS
1144
CALL
DELISTED
Exact Sciences
EXAS
| $8.83M | 0.01% |
140,000
+10,400
| +8% | +$714K |
|
1145
CoreCivic
CXW
$2.94B
| $8.81M | 0.01% |
494,064
-84,814
| -15% | -$1.86M |
|
|
SCG
1146
DELISTED
Scana
SCG
| $8.81M | 0.01% |
184,358
-2,519
| -1% | -$108K |
|
|
ANSS
1147
DELISTED
Ansys
ANSS
| $8.73M | 0.01% |
61,080
+59,680
| +4,263% | +$9.27M |
|
1148
CALL
Comcast
CMCSA
$87.3B
| $8.68M | 0.01% |
254,800
-785,200
| -76% | -$28.7M |
|
1149
PUT
TAL Education Group
TAL
$6.04B
| $8.66M | 0.01% |
324,500
+100,900
| +45% | +$2.68M |
|
1150
EOG Resources
EOG
$77.7B
| $8.63M | 0.01% |
98,993
-884,804
| -90% | -$94.8M |
|
Similar funds
D.E. Shaw & Co's Q4 2018 Portfolio in Review
As of Q4 2018, D.E. Shaw & Co held 4,217 positions worth $72.6B, down 13% from $83.2B the previous quarter. Its ten largest holdings account for 8.9% of the portfolio.
D.E. Shaw & Co deployed $3.99B of net new capital in Q4 2018, opening 541 new positions and adding to 1,544 existing holdings. Its largest new stake was Alibaba: 3,066,336 shares worth $420M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was Amazon, an estimated $746M trimmed.
- D.E. Shaw & Co's largest Q4 2018 buy was Alibaba: 3,066,336 shares worth $420M.
- D.E. Shaw & Co added most to Oracle in Q4 2018, an estimated $431M increase.
- D.E. Shaw & Co's biggest Q4 2018 reduction was Amazon, cutting an estimated $746M.
- D.E. Shaw & Co fully exited Aetna Inc in Q4 2018, selling an estimated $378M.
- D.E. Shaw & Co's ten largest holdings make up 8.9% of its $72.6B portfolio in Q4 2018.
- D.E. Shaw & Co opened 541 new positions and closed 497 in Q4 2018.
- D.E. Shaw & Co's portfolio value fell 13% quarter-over-quarter to $72.6B.
Based on D.E. Shaw & Co's 13F filing for Q4 2018, filed 14 Feb 2019.