D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Verizon
VZ
|
+$322M |
| 2 |
AABA
Altaba Inc
AABA
|
+$288M |
| 3 |
TJX Companies
TJX
|
+$254M |
| 4 |
PayPal
PYPL
|
+$210M |
| 5 |
Liberty Media Series C
FWONK
|
+$206M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
McDonald's
MCD
|
+$374M |
| 2 |
Citigroup
C
|
+$301M |
| 3 |
Netflix
NFLX
|
+$221M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$215M |
| 5 |
Oracle
ORCL
|
+$201M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.75% |
| 2 | Healthcare | 11.67% |
| 3 | Consumer Discretionary | 9.57% |
| 4 | Financials | 9.15% |
| 5 | Industrials | 7.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
AES
AES
$10.6B
| $6.84M | 0.01% |
615,665
-354,104
| -37% | -$4.07M |
|
1102
Sumitomo Mitsui Financial
SMFG
$166B
| $6.83M | 0.01% |
869,436
+68,269
| +9% | +$507K |
|
|
GLUU
1103
DELISTED
Glu Mobile Inc.
GLUU
| $6.83M | 0.01% |
2,730,691
+569,799
| +26% | +$1.42M |
|
1104
CALL
American Express
AXP
$223B
| $6.82M | 0.01% |
80,900
-119,700
| -60% | -$9.47M |
|
|
CTRL
1105
DELISTED
Control4 Corporation
CTRL
| $6.8M | 0.01% |
346,963
-193,847
| -36% | -$3.49M |
|
1106
Steven Madden
SHOO
$3.12B
| $6.77M | 0.01% |
254,054
+58,896
| +30% | +$1.5M |
|
1107
Cabot Corp
CBT
$4.65B
| $6.76M | 0.01% |
126,600
+122,057
| +2,687% | +$6.7M |
|
1108
Huron Consulting
HURN
$1.82B
| $6.76M | 0.01% |
156,501
-13,251
| -8% | -$569K |
|
1109
World Kinect Corp
WKC
$1.96B
| $6.75M | 0.01% |
175,690
+111,655
| +174% | +$4.08M |
|
1110
CALL
Mercado Libre
MELI
$91.3B
| $6.75M | 0.01% |
26,900
+6,900
| +35% | +$1.77M |
|
|
TWX
1111
CALL
DELISTED
Time Warner Inc
TWX
| $6.73M | 0.01% |
67,000
| – | – |
|
1112
PUT
TransDigm Group
TDG
$69.2B
| $6.72M | 0.01% |
+25,000
| New | +$6.35M |
|
|
STI
1113
CALL
DELISTED
SunTrust Banks, Inc.
STI
| $6.72M | 0.01% |
118,400
-33,400
| -22% | -$1.86M |
|
1114
Rogers Corp
ROG
$2.33B
| $6.67M | 0.01% |
61,406
-9,449
| -13% | -$957K |
|
1115
PUT
Roper Technologies
ROP
$36.3B
| $6.67M | 0.01% |
+28,800
| New | +$6.38M |
|
1116
Ulta Beauty
ULTA
$20.4B
| $6.64M | 0.01% |
23,122
-2,986
| -11% | -$871K |
|
1117
Intuitive Surgical
ISRG
$121B
| $6.61M | 0.01% |
63,630
+19,791
| +45% | +$1.9M |
|
|
SHPG
1118
PUT
DELISTED
Shire pic
SHPG
| $6.61M | 0.01% |
40,000
+20,000
| +100% | +$3.5M |
|
|
TIF
1119
CALL
DELISTED
Tiffany & Co.
TIF
| $6.6M | 0.01% |
70,300
-29,500
| -30% | -$2.71M |
|
1120
CALL
Bath & Body Works
BBWI
$4.01B
| $6.58M | 0.01% |
151,038
+67,912
| +82% | +$2.78M |
|
1121
RenaissanceRe
RNR
$13.7B
| $6.55M | 0.01% |
47,141
+27,001
| +134% | +$3.79M |
|
1122
Nice
NICE
$5.29B
| $6.55M | 0.01% |
83,159
-115,142
| -58% | -$8.53M |
|
1123
Allegiant Air
ALGT
$2.64B
| $6.54M | 0.01% |
48,266
+20,486
| +74% | +$3M |
|
1124
Edwards Lifesciences
EW
$47.6B
| $6.54M | 0.01% |
+165,903
| New | +$6.06M |
|
|
NE
1125
DELISTED
Noble Corporation
NE
| $6.53M | 0.01% |
1,804,295
-485,039
| -21% | -$2.23M |
|
Similar funds
D.E. Shaw & Co's Q2 2017 Portfolio in Review
As of Q2 2017, D.E. Shaw & Co held 3,739 positions worth $60.5B, up 6.3% from $56.9B the previous quarter. Its ten largest holdings account for 9.8% of the portfolio.
D.E. Shaw & Co's Q2 2017 filing shows 483 new, 1,217 increased, 1,312 reduced and 407 closed positions. Its largest new stake was Altaba Inc: 5,284,075 shares worth $288M. The largest sale was McDonald's, an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- D.E. Shaw & Co's largest Q2 2017 buy was Altaba Inc: 5,284,075 shares worth $288M.
- D.E. Shaw & Co added most to Verizon in Q2 2017, an estimated $322M increase.
- D.E. Shaw & Co's biggest Q2 2017 reduction was McDonald's, cutting an estimated $374M.
- D.E. Shaw & Co fully exited Yahoo Inc in Q2 2017, selling an estimated $215M.
- D.E. Shaw & Co's ten largest holdings make up 9.8% of its $60.5B portfolio in Q2 2017.
- D.E. Shaw & Co opened 483 new positions and closed 407 in Q2 2017.
- D.E. Shaw & Co's portfolio value rose 6.3% quarter-over-quarter to $60.5B.
Based on D.E. Shaw & Co's 13F filing for Q2 2017, filed 14 Aug 2017.