D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$354M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$309M |
| 3 |
Microsoft
MSFT
|
+$307M |
| 4 |
Automatic Data Processing
ADP
|
+$266M |
| 5 |
Citigroup
C
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
APC
Anadarko Petroleum
APC
|
+$567M |
| 2 |
Fidelity National Information Services
FIS
|
+$410M |
| 3 |
Medtronic
MDT
|
+$359M |
| 4 |
Amazon
AMZN
|
+$297M |
| 5 |
ATVI
Activision Blizzard
ATVI
|
+$272M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.59% |
| 2 | Consumer Discretionary | 12.73% |
| 3 | Healthcare | 11.62% |
| 4 | Financials | 8.02% |
| 5 | Industrials | 6.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
Aecom
ACM
$9.46B
| $15M | 0.02% |
399,552
+115,617
| +41% | +$4.16M |
|
902
Brookdale Senior Living
BKD
$3.55B
| $14.9M | 0.02% |
1,971,124
-212,083
| -10% | -$1.68M |
|
903
PUT
Elevance Health
ELV
$81.5B
| $14.9M | 0.02% |
62,100
+60,500
| +3,781% | +$16.6M |
|
904
Constellium
CSTM
$3.76B
| $14.9M | 0.02% |
1,172,061
-151,769
| -11% | -$1.79M |
|
905
PUT
Wynn Resorts
WYNN
$10.3B
| $14.9M | 0.02% |
136,900
+6,600
| +5% | +$786K |
|
906
CALL
Applied Materials
AMAT
$347B
| $14.9M | 0.02% |
297,700
+116,300
| +64% | +$5.61M |
|
907
PUT
Factset
FDS
$10B
| $14.8M | 0.02% |
61,100
+300
| +0.5% | +$83.2K |
|
908
CALL
BP
BP
$112B
| $14.8M | 0.02% |
389,600
+232,088
| +147% | +$8.86M |
|
909
Agnico Eagle Mines
AEM
$72.2B
| $14.8M | 0.02% |
275,795
+237,923
| +628% | +$13.5M |
|
910
CoStar Group
CSGP
$12.2B
| $14.7M | 0.02% |
248,480
+243,580
| +4,971% | +$14.6M |
|
911
Kinross Gold
KGC
$27.7B
| $14.7M | 0.02% |
3,194,776
+3,156,884
| +8,331% | +$14.7M |
|
912
Steris
STE
$22.9B
| $14.7M | 0.02% |
+101,651
| New | +$15.2M |
|
913
CALL
Palo Alto Networks
PANW
$256B
| $14.7M | 0.02% |
432,000
+105,000
| +32% | +$3.72M |
|
914
CALL
Delta Air Lines
DAL
$56.7B
| $14.7M | 0.02% |
254,600
+63,000
| +33% | +$3.73M |
|
915
Central Garden & Pet Co Class A
CENTA
$2.43B
| $14.6M | 0.02% |
660,136
+62,623
| +10% | +$1.25M |
|
916
Bio-Techne
TECH
$11.2B
| $14.6M | 0.02% |
299,316
+85,112
| +40% | +$4.27M |
|
917
Uber
UBER
$145B
| $14.6M | 0.02% |
512,587
| – | – |
|
918
Align Technology
ALGN
$12.9B
| $14.6M | 0.02% |
+80,870
| New | +$16.8M |
|
919
Veeco
VECO
$2.62B
| $14.6M | 0.02% |
1,251,433
+39,127
| +3% | +$441K |
|
920
Deluxe
DLX
$1.25B
| $14.6M | 0.02% |
296,169
-108,657
| -27% | -$4.84M |
|
|
TUP
921
DELISTED
Tupperware Brands Corporation
TUP
| $14.6M | 0.02% |
917,326
+509,044
| +125% | +$7.86M |
|
922
Exelixis
EXEL
$13.9B
| $14.5M | 0.02% |
822,333
+739,513
| +893% | +$15M |
|
|
MRC
923
DELISTED
MRC Global
MRC
| $14.5M | 0.02% |
1,198,641
-355,107
| -23% | -$5.01M |
|
|
SAGE
924
DELISTED
Sage Therapeutics
SAGE
| $14.5M | 0.02% |
+103,643
| New | +$17.3M |
|
925
Abercrombie & Fitch
ANF
$4.55B
| $14.5M | 0.02% |
931,764
-282,614
| -23% | -$4.72M |
|
Similar funds
D.E. Shaw & Co's Q3 2019 Portfolio in Review
As of Q3 2019, D.E. Shaw & Co held 4,189 positions worth $81.2B, up 1.3% from $80.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co's Q3 2019 filing shows 550 new, 1,503 increased, 1,391 reduced and 422 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M. The largest sale was Anadarko Petroleum, an estimated $567M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2019 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M.
- D.E. Shaw & Co added most to PayPal in Q3 2019, an estimated $354M increase.
- D.E. Shaw & Co's biggest Q3 2019 reduction was Fidelity National Information Services, cutting an estimated $410M.
- D.E. Shaw & Co fully exited Anadarko Petroleum in Q3 2019, selling an estimated $567M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $81.2B portfolio in Q3 2019.
- D.E. Shaw & Co opened 550 new positions and closed 422 in Q3 2019.
- D.E. Shaw & Co's portfolio value rose 1.3% quarter-over-quarter to $81.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.