D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$402M |
| 2 |
Citigroup
C
|
+$323M |
| 3 |
FRX
FOREST LABORATORIES INC
FRX
|
+$296M |
| 4 |
Marathon Petroleum
MPC
|
+$287M |
| 5 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$460M |
| 2 |
Alphabet (Google) Class C
GOOG
|
+$349M |
| 3 |
Netflix
NFLX
|
+$331M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$209M |
| 5 |
Visa
V
|
+$193M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 8.28% |
| 2 | Technology | 7.86% |
| 3 | Consumer Discretionary | 7.78% |
| 4 | Communication Services | 7.32% |
| 5 | Healthcare | 7.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ENH
901
DELISTED
Endurance Specialty Holdings Ltd
ENH
| $13.3M | 0.02% |
257,969
+157,226
| +156% | +$8.17M |
|
|
BWLD
902
CALL
DELISTED
Buffalo Wild Wings, Inc.
BWLD
| $13.3M | 0.02% |
80,100
+14,800
| +23% | +$2.17M |
|
903
PUT
Clorox
CLX
$11.7B
| $13.2M | 0.02% |
144,900
+32,500
| +29% | +$2.91M |
|
904
TSMC
TSM
$2.06T
| $13.2M | 0.02% |
618,521
+305,142
| +97% | +$6.28M |
|
905
CALL
NewMarket
NEU
$7.22B
| $13.2M | 0.02% |
33,600
-1,500
| -4% | -$578K |
|
906
CALL
VF Corp
VFC
$6.71B
| $13.2M | 0.02% |
222,064
+28,355
| +15% | +$1.65M |
|
|
CVD
907
DELISTED
COVANCE INC.
CVD
| $13.2M | 0.02% |
153,808
+136,600
| +794% | +$12.2M |
|
908
NOV
NOV
$7.49B
| $13.2M | 0.02% |
159,785
-2,155
| -1% | -$161K |
|
|
XLNX
909
CALL
DELISTED
Xilinx Inc
XLNX
| $13.1M | 0.02% |
277,900
| – | – |
|
|
SLCA
910
CALL
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
| $13.1M | 0.02% |
236,900
+188,300
| +387% | +$8.87M |
|
911
Helmerich & Payne
HP
$3.42B
| $13.1M | 0.02% |
+113,048
| New | +$12.4M |
|
|
CAA
912
DELISTED
CalAtlantic Group, Inc.
CAA
| $13.1M | 0.02% |
304,519
-33,876
| -10% | -$1.37M |
|
913
Coty
COTY
$2.34B
| $13.1M | 0.02% |
762,116
+431,441
| +130% | +$7.01M |
|
|
914
PUT
NOV
NOV
$7.49B
| $13M | 0.02% |
158,400
+18,999
| +14% | +$1.42M |
|
915
PUT
Stryker
SYK
$129B
| $13M | 0.02% |
154,300
+11,600
| +8% | +$947K |
|
916
Pultegroup
PHM
$24.5B
| $13M | 0.02% |
644,872
-707,734
| -52% | -$13.6M |
|
|
CHK
917
DELISTED
Chesapeake Energy Corporation
CHK
| $13M | 0.02% |
2,209
-456
| -17% | -$2.48M |
|
918
Waste Management
WM
$96.3B
| $13M | 0.02% |
290,383
+59,134
| +26% | +$2.57M |
|
919
PUT
O'Reilly Automotive
ORLY
$75.1B
| $13M | 0.02% |
1,293,000
| – | – |
|
|
HOT
920
CALL
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
| $13M | 0.02% |
160,500
+38,500
| +32% | +$3.03M |
|
921
Amkor Technology
AMKR
$14.8B
| $13M | 0.02% |
1,158,636
+31,992
| +3% | +$295K |
|
922
PUT
Stanley Black & Decker
SWK
$14.4B
| $12.9M | 0.02% |
147,300
| – | – |
|
|
CAJ
923
DELISTED
Canon, Inc.
CAJ
| $12.9M | 0.02% |
394,077
+93,845
| +31% | +$3.02M |
|
924
PUT
Target
TGT
$63.3B
| $12.9M | 0.02% |
222,700
-5,200
| -2% | -$306K |
|
|
MON
925
CALL
DELISTED
Monsanto Co
MON
| $12.9M | 0.02% |
103,200
+63,200
| +158% | +$7.4M |
|
Similar funds
D.E. Shaw & Co's Q2 2014 Portfolio in Review
As of Q2 2014, D.E. Shaw & Co held 4,930 positions worth $73.4B, up 4.8% from $70.1B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co's Q2 2014 filing shows 701 new, 1,499 increased, 1,475 reduced and 797 closed positions. Its largest new stake was Navient: 11,559,516 shares worth $205M. The largest sale was Meta Platforms (Facebook), an estimated $460M.
By sector, the portfolio is most concentrated in Energy at 8.3% of assets, up from 7% a quarter earlier, followed by Technology and Consumer Discretionary.
- D.E. Shaw & Co's largest Q2 2014 buy was Navient: 11,559,516 shares worth $205M.
- D.E. Shaw & Co added most to Apple in Q2 2014, an estimated $402M increase.
- D.E. Shaw & Co's biggest Q2 2014 reduction was Meta Platforms (Facebook), cutting an estimated $460M.
- D.E. Shaw & Co fully exited BEAM INC COM STK (DE) in Q2 2014, selling an estimated $129M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $73.4B portfolio in Q2 2014.
- D.E. Shaw & Co opened 701 new positions and closed 797 in Q2 2014.
- D.E. Shaw & Co's portfolio value rose 4.8% quarter-over-quarter to $73.4B.
Based on D.E. Shaw & Co's 13F filing for Q2 2014, filed 14 Aug 2014.