D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Verizon
VZ
|
+$322M |
| 2 |
AABA
Altaba Inc
AABA
|
+$288M |
| 3 |
TJX Companies
TJX
|
+$254M |
| 4 |
PayPal
PYPL
|
+$210M |
| 5 |
Liberty Media Series C
FWONK
|
+$206M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
McDonald's
MCD
|
+$374M |
| 2 |
Citigroup
C
|
+$301M |
| 3 |
Netflix
NFLX
|
+$221M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$215M |
| 5 |
Oracle
ORCL
|
+$201M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.75% |
| 2 | Healthcare | 11.67% |
| 3 | Consumer Discretionary | 9.57% |
| 4 | Financials | 9.15% |
| 5 | Industrials | 7.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
VCRA
851
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
| $10.6M | 0.02% |
402,193
+71,018
| +21% | +$1.82M |
|
|
DO
852
DELISTED
Diamond Offshore Drilling
DO
| $10.6M | 0.02% |
977,112
+362,365
| +59% | +$4.82M |
|
|
CELG
853
CALL
DELISTED
Celgene Corp
CELG
| $10.6M | 0.02% |
81,300
-168,700
| -67% | -$20.7M |
|
854
Four Corners Property Trust
FCPT
$2.86B
| $10.5M | 0.02% |
420,048
+45,073
| +12% | +$1.08M |
|
855
PUT
Madison Square Garden
MSGS
$9.54B
| $10.5M | 0.02% |
75,007
+7,010
| +10% | +$992K |
|
856
PUT
Palo Alto Networks
PANW
$264B
| $10.5M | 0.02% |
471,000
+165,000
| +54% | +$3.33M |
|
857
PUT
Molson Coors Class B
TAP
$7.68B
| $10.4M | 0.02% |
121,000
+30,000
| +33% | +$2.78M |
|
858
CALL
Norfolk Southern
NSC
$78.8B
| $10.4M | 0.02% |
85,800
| – | – |
|
859
Chipotle Mexican Grill
CMG
$40.8B
| $10.4M | 0.02% |
1,252,850
+821,100
| +190% | +$7.62M |
|
860
CALL
PNC Financial Services
PNC
$100B
| $10.4M | 0.02% |
83,300
-150,400
| -64% | -$18.1M |
|
|
DCM
861
DELISTED
NTT DOCOMO, Inc.
DCM
| $10.4M | 0.02% |
438,009
+125,367
| +40% | +$3.04M |
|
862
Kratos Defense & Security Solutions
KTOS
$8.88B
| $10.3M | 0.02% |
871,930
-112,807
| -11% | -$1.08M |
|
863
PUT
Vail Resorts
MTN
$5.19B
| $10.2M | 0.02% |
50,500
+30,500
| +153% | +$6.15M |
|
|
VR
864
DELISTED
Validus Hold Ltd
VR
| $10.2M | 0.02% |
196,486
+150,428
| +327% | +$8.1M |
|
|
CIVI
865
DELISTED
Civitas Resources
CIVI
| $10.1M | 0.02% |
319,888
+309,582
| +3,004% | +$16.9M |
|
866
PUT
Lam Research
LRCX
$382B
| $10.1M | 0.02% |
715,000
+515,000
| +258% | +$7.55M |
|
867
Texas Capital Bancshares
TCBI
$4.31B
| $10.1M | 0.02% |
130,588
+21,601
| +20% | +$1.66M |
|
868
Check Point Software Technologies
CHKP
$13.3B
| $10.1M | 0.02% |
92,453
-47,586
| -34% | -$5.14M |
|
869
Magnachip Semiconductor
MX
$128M
| $10.1M | 0.02% |
1,027,891
+144,793
| +16% | +$1.3M |
|
870
Las Vegas Sands
LVS
$30.5B
| $10M | 0.02% |
157,113
+121,087
| +336% | +$7.26M |
|
|
CHK
871
DELISTED
Chesapeake Energy Corporation
CHK
| $10M | 0.02% |
10,099
-2,305
| -19% | -$2.47M |
|
872
Fortinet
FTNT
$112B
| $10M | 0.02% |
1,338,220
-3,253,210
| -71% | -$25.2M |
|
873
JetBlue
JBLU
$1.96B
| $10M | 0.02% |
438,233
+270,963
| +162% | +$5.96M |
|
|
IMPV
874
DELISTED
Imperva, Inc.
IMPV
| $9.99M | 0.02% |
208,787
+11,781
| +6% | +$549K |
|
|
X
875
DELISTED
US Steel
X
| $9.97M | 0.02% |
450,482
-1,741,822
| -79% | -$41.3M |
|
Similar funds
D.E. Shaw & Co's Q2 2017 Portfolio in Review
As of Q2 2017, D.E. Shaw & Co held 3,739 positions worth $60.5B, up 6.3% from $56.9B the previous quarter. Its ten largest holdings account for 9.8% of the portfolio.
D.E. Shaw & Co's Q2 2017 filing shows 483 new, 1,217 increased, 1,312 reduced and 407 closed positions. Its largest new stake was Altaba Inc: 5,284,075 shares worth $288M. The largest sale was McDonald's, an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- D.E. Shaw & Co's largest Q2 2017 buy was Altaba Inc: 5,284,075 shares worth $288M.
- D.E. Shaw & Co added most to Verizon in Q2 2017, an estimated $322M increase.
- D.E. Shaw & Co's biggest Q2 2017 reduction was McDonald's, cutting an estimated $374M.
- D.E. Shaw & Co fully exited Yahoo Inc in Q2 2017, selling an estimated $215M.
- D.E. Shaw & Co's ten largest holdings make up 9.8% of its $60.5B portfolio in Q2 2017.
- D.E. Shaw & Co opened 483 new positions and closed 407 in Q2 2017.
- D.E. Shaw & Co's portfolio value rose 6.3% quarter-over-quarter to $60.5B.
Based on D.E. Shaw & Co's 13F filing for Q2 2017, filed 14 Aug 2017.