D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$453M |
| 2 |
Oracle
ORCL
|
+$431M |
| 3 |
Apple
AAPL
|
+$376M |
| 4 |
SLB Ltd
SLB
|
+$353M |
| 5 |
TWTR
Twitter, Inc.
TWTR
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$746M |
| 2 |
AET
Aetna Inc
AET
|
+$378M |
| 3 |
NVIDIA
NVDA
|
+$348M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$307M |
| 5 |
AT&T
T
|
+$275M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.92% |
| 2 | Consumer Discretionary | 11.63% |
| 3 | Healthcare | 11.01% |
| 4 | Financials | 7.5% |
| 5 | Industrials | 6.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
826
Knowles
KN
$3.07B
| $15.1M | 0.02% |
1,136,467
-139,033
| -11% | -$2.04M |
|
827
Sabra Healthcare REIT
SBRA
$5.61B
| $15.1M | 0.02% |
913,811
+896,633
| +5,220% | +$18.1M |
|
|
PETQ
828
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
| $15.1M | 0.02% |
641,684
+261,092
| +69% | +$8.06M |
|
829
Trinity Industries
TRN
$3.03B
| $15M | 0.02% |
730,615
-1,299,146
| -64% | -$30M |
|
830
Neurocrine Biosciences
NBIX
$18.4B
| $15M | 0.02% |
210,523
-22,942
| -10% | -$2.2M |
|
831
Columbia Sportswear
COLM
$3.3B
| $15M | 0.02% |
178,405
+32,478
| +22% | +$2.88M |
|
832
Honda
HMC
$39.3B
| $15M | 0.02% |
567,088
+1,942
| +0.3% | +$53.7K |
|
833
Wendy's
WEN
$1.46B
| $15M | 0.02% |
959,727
-972,544
| -50% | -$16.6M |
|
834
Pinnacle West Capital
PNW
$12.8B
| $15M | 0.02% |
175,629
-235,085
| -57% | -$20.2M |
|
|
RHT
835
CALL
DELISTED
Red Hat Inc
RHT
| $14.9M | 0.02% |
85,100
+26,600
| +45% | +$4.22M |
|
836
Iron Mountain
IRM
$37.4B
| $14.9M | 0.02% |
459,930
+399,014
| +655% | +$13.1M |
|
|
CTRA
837
DELISTED
Coterra Energy
CTRA
| $14.8M | 0.02% |
663,792
-355,519
| -35% | -$8.58M |
|
838
PUT
Eli Lilly
LLY
$1.09T
| $14.8M | 0.02% |
128,100
+68,100
| +114% | +$7.61M |
|
839
CALL
Bristol-Myers Squibb
BMY
$130B
| $14.8M | 0.02% |
284,000
-99,000
| -26% | -$5.32M |
|
840
NETSCOUT
NTCT
$2.89B
| $14.7M | 0.02% |
624,020
+22,928
| +4% | +$578K |
|
|
841
CALL
SLB Ltd
SLB
$74.2B
| $14.7M | 0.02% |
408,400
+158,300
| +63% | +$7.81M |
|
842
Smith & Nephew
SNN
$13.7B
| $14.6M | 0.02% |
391,860
+327,276
| +507% | +$11.8M |
|
|
PRSP
843
DELISTED
Perspecta Inc. Common Stock
PRSP
| $14.6M | 0.02% |
850,233
-152,072
| -15% | -$3.37M |
|
844
Waters Corp
WAT
$37.7B
| $14.6M | 0.02% |
77,334
-112,134
| -59% | -$21.3M |
|
|
FLOW
845
DELISTED
SPX FLOW, Inc.
FLOW
| $14.5M | 0.02% |
477,928
+54,752
| +13% | +$2.06M |
|
|
SPLK
846
DELISTED
Splunk Inc
SPLK
| $14.5M | 0.02% |
137,984
-1,046,967
| -88% | -$106M |
|
847
CALL
Valero Energy
VLO
$88.7B
| $14.5M | 0.02% |
192,900
-2,900
| -1% | -$255K |
|
848
Jacobs Solutions
J
$16.6B
| $14.5M | 0.02% |
298,990
-315,591
| -51% | -$18M |
|
849
American Financial Group
AFG
$12B
| $14.4M | 0.02% |
159,049
+151,487
| +2,003% | +$15.2M |
|
850
CALL
Baidu
BIDU
$35.6B
| $14.3M | 0.02% |
90,200
-100,000
| -53% | -$18.7M |
|
Similar funds
D.E. Shaw & Co's Q4 2018 Portfolio in Review
As of Q4 2018, D.E. Shaw & Co held 4,217 positions worth $72.6B, down 13% from $83.2B the previous quarter. Its ten largest holdings account for 8.9% of the portfolio.
D.E. Shaw & Co deployed $3.99B of net new capital in Q4 2018, opening 541 new positions and adding to 1,544 existing holdings. Its largest new stake was Alibaba: 3,066,336 shares worth $420M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was Amazon, an estimated $746M trimmed.
- D.E. Shaw & Co's largest Q4 2018 buy was Alibaba: 3,066,336 shares worth $420M.
- D.E. Shaw & Co added most to Oracle in Q4 2018, an estimated $431M increase.
- D.E. Shaw & Co's biggest Q4 2018 reduction was Amazon, cutting an estimated $746M.
- D.E. Shaw & Co fully exited Aetna Inc in Q4 2018, selling an estimated $378M.
- D.E. Shaw & Co's ten largest holdings make up 8.9% of its $72.6B portfolio in Q4 2018.
- D.E. Shaw & Co opened 541 new positions and closed 497 in Q4 2018.
- D.E. Shaw & Co's portfolio value fell 13% quarter-over-quarter to $72.6B.
Based on D.E. Shaw & Co's 13F filing for Q4 2018, filed 14 Feb 2019.