D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.54% |
| 2 | Healthcare | 10.14% |
| 3 | Financials | 8.94% |
| 4 | Consumer Discretionary | 8.18% |
| 5 | Industrials | 7.78% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
Antero Resources
AR
$10.5B
| $17M | 0.03% |
717,663
+529,463
| +281% | +$13.6M |
|
677
Cadence Design Systems
CDNS
$93.6B
| $17M | 0.03% |
672,976
+517,629
| +333% | +$13.3M |
|
678
CALL
Texas Instruments
TXN
$255B
| $17M | 0.03% |
232,500
-101,600
| -30% | -$7.25M |
|
679
CALL
US Bancorp
USB
$99.1B
| $17M | 0.03% |
+330,000
| New | +$15.7M |
|
|
EBIX
680
DELISTED
Ebix Inc
EBIX
| $16.9M | 0.03% |
297,081
+26,674
| +10% | +$1.55M |
|
|
FRED
681
DELISTED
Fred's Inc
FRED
| $16.9M | 0.03% |
+910,665
| New | +$9.85M |
|
682
CALL
Invesco QQQ Trust
QQQ
$449B
| $16.9M | 0.03% |
+142,400
| New | +$16.8M |
|
683
CALL
Coca-Cola
KO
$362B
| $16.9M | 0.03% |
406,800
+36,400
| +10% | +$1.51M |
|
684
PUT
Abbott
ABT
$183B
| $16.8M | 0.03% |
437,900
+97,300
| +29% | +$3.86M |
|
|
RPXC
685
DELISTED
RPX Corporation
RPXC
| $16.8M | 0.03% |
1,553,948
-4,507
| -0.3% | -$47.3K |
|
|
WBC
686
DELISTED
WABCO HOLDINGS INC.
WBC
| $16.7M | 0.03% |
157,657
+63,451
| +67% | +$6.63M |
|
687
The GEO Group
GEO
$4.13B
| $16.7M | 0.03% |
696,009
+664,318
| +2,096% | +$12.9M |
|
|
GWB
688
DELISTED
Great Western Bancorp, Inc.
GWB
| $16.7M | 0.03% |
382,157
-34,575
| -8% | -$1.29M |
|
689
CALL
Kraft Heinz
KHC
$31.2B
| $16.6M | 0.03% |
190,000
| – | – |
|
690
MSCI
MSCI
$41.6B
| $16.5M | 0.03% |
209,581
+46,757
| +29% | +$3.77M |
|
691
CALL
Kinder Morgan
KMI
$70.8B
| $16.5M | 0.03% |
796,400
-373,700
| -32% | -$7.9M |
|
|
HAR
692
DELISTED
Harman International Industries
HAR
| $16.5M | 0.03% |
148,311
+119,605
| +417% | +$11.5M |
|
|
BERY
693
DELISTED
Berry Global Group, Inc.
BERY
| $16.5M | 0.03% |
368,033
-566,416
| -61% | -$24.2M |
|
694
First American
FAF
$7.82B
| $16.5M | 0.03% |
449,195
+79,431
| +21% | +$3.05M |
|
695
PTC Therapeutics
PTCT
$6.32B
| $16.4M | 0.03% |
1,502,912
+751,735
| +100% | +$7.89M |
|
|
ICPT
696
PUT
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $16.4M | 0.03% |
150,600
+44,400
| +42% | +$5.29M |
|
|
RTEC
697
DELISTED
Rudolph Technologies Inc
RTEC
| $16.3M | 0.03% |
699,876
+88,145
| +14% | +$1.73M |
|
698
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
| $16.3M | 0.03% |
236,996
+223,999
| +1,723% | +$15.6M |
|
|
EGOV
699
DELISTED
NIC Inc
EGOV
| $16.3M | 0.03% |
681,263
+10,434
| +2% | +$250K |
|
|
CPAAU
700
DELISTED
Conyers Park Acquisition Corp. Unit
CPAAU
| $16.3M | 0.03% |
1,500,000
| – | – |
|
Similar funds
D.E. Shaw & Co's Q4 2016 Portfolio in Review
As of Q4 2016, D.E. Shaw & Co held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
D.E. Shaw & Co's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Healthcare and Financials.
- D.E. Shaw & Co's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- D.E. Shaw & Co added most to Netflix in Q4 2016, an estimated $408M increase.
- D.E. Shaw & Co's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- D.E. Shaw & Co fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- D.E. Shaw & Co's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- D.E. Shaw & Co opened 462 new positions and closed 397 in Q4 2016.
- D.E. Shaw & Co's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.