D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.54% |
| 2 | Healthcare | 10.14% |
| 3 | Financials | 8.94% |
| 4 | Consumer Discretionary | 8.18% |
| 5 | Industrials | 7.78% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
Mastercard
MA
$488B
| $18.4M | 0.03% |
178,511
-498,543
| -74% | -$51.6M |
|
|
652
CALL
CVS Health
CVS
$137B
| $18.4M | 0.03% |
232,800
+91,400
| +65% | +$7.4M |
|
|
CHS
653
DELISTED
Chicos FAS, Inc.
CHS
| $18.4M | 0.03% |
1,276,185
-531,785
| -29% | -$7.33M |
|
|
HZNP
654
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $18.2M | 0.03% |
1,123,939
+146,483
| +15% | +$2.66M |
|
655
Fortis
FTS
$29.7B
| $18.2M | 0.03% |
+588,094
| New | +$18.3M |
|
656
Acco Brands
ACCO
$381M
| $18.1M | 0.03% |
1,386,054
+53,138
| +4% | +$621K |
|
657
PUT
Newmont
NEM
$97.8B
| $18.1M | 0.03% |
530,300
+80,200
| +18% | +$2.74M |
|
658
Tower Semiconductor
TSEM
$24.6B
| $18M | 0.03% |
944,727
+780,635
| +476% | +$13.5M |
|
659
SM Energy
SM
$7.37B
| $17.9M | 0.03% |
518,884
-345,871
| -40% | -$12.5M |
|
660
HDFC Bank
HDB
$119B
| $17.9M | 0.03% |
1,178,136
+74,368
| +7% | +$1.24M |
|
661
PUT
Seagate
STX
$182B
| $17.9M | 0.03% |
468,200
-896,000
| -66% | -$33.4M |
|
|
NCI
662
DELISTED
Navigant Consulting, Inc.
NCI
| $17.8M | 0.03% |
681,670
+90,579
| +15% | +$2.14M |
|
663
CALL
Equinix
EQIX
$103B
| $17.8M | 0.03% |
49,700
-16,700
| -25% | -$5.84M |
|
664
Landstar System
LSTR
$6.5B
| $17.7M | 0.03% |
207,679
-84,483
| -29% | -$6.57M |
|
665
KeyCorp
KEY
$24.1B
| $17.6M | 0.03% |
965,842
-1,398,629
| -59% | -$22.1M |
|
666
Ashland
ASH
$3.03B
| $17.6M | 0.03% |
328,244
+311,587
| +1,871% | +$17.1M |
|
|
ECHO
667
EchoStar
ECHO
$25B
| $17.5M | 0.03% |
420,138
-106,414
| -20% | -$4.23M |
|
|
DOOR
668
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
| $17.5M | 0.03% |
265,920
+116,459
| +78% | +$7.3M |
|
669
CALL
PepsiCo
PEP
$191B
| $17.4M | 0.03% |
166,500
+30,000
| +22% | +$3.14M |
|
|
FNSR
670
DELISTED
Finisar Corp
FNSR
| $17.3M | 0.03% |
571,886
-614,891
| -52% | -$18.9M |
|
671
PUT
McDonald's
MCD
$192B
| $17.3M | 0.03% |
142,200
-150,000
| -51% | -$17.6M |
|
|
FNGN
672
DELISTED
Financial Engines, Inc.
FNGN
| $17.3M | 0.03% |
469,582
+1,400
| +0.3% | +$45.1K |
|
673
PUT
Wynn Resorts
WYNN
$10.3B
| $17.2M | 0.03% |
199,200
-61,400
| -24% | -$5.75M |
|
674
Evertec
EVTC
$1.9B
| $17.2M | 0.03% |
970,333
-45,311
| -4% | -$750K |
|
675
Labcorp
LH
$24.7B
| $17.2M | 0.03% |
156,024
-16,640
| -10% | -$1.85M |
|
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D.E. Shaw & Co's Q4 2016 Portfolio in Review
As of Q4 2016, D.E. Shaw & Co held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
D.E. Shaw & Co's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Healthcare and Financials.
- D.E. Shaw & Co's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- D.E. Shaw & Co added most to Netflix in Q4 2016, an estimated $408M increase.
- D.E. Shaw & Co's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- D.E. Shaw & Co fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- D.E. Shaw & Co's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- D.E. Shaw & Co opened 462 new positions and closed 397 in Q4 2016.
- D.E. Shaw & Co's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.