D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gilead Sciences
GILD
|
+$410M |
| 2 |
Chevron
CVX
|
+$400M |
| 3 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$381M |
| 4 |
Williams Companies
WMB
|
+$300M |
| 5 |
SLB Ltd
SLB
|
+$267M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$479M |
| 2 |
Meta Platforms (Facebook)
META
|
+$358M |
| 3 |
Biogen
BIIB
|
+$306M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$298M |
| 5 |
Bausch Health
BHC
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 11.41% |
| 2 | Technology | 9.4% |
| 3 | Healthcare | 8.95% |
| 4 | Consumer Discretionary | 8.78% |
| 5 | Industrials | 7.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
Morgan Stanley
MS
$336B
| $18.9M | 0.03% |
486,781
-574,296
| -54% | -$21.9M |
|
652
CALL
Mastercard
MA
$487B
| $18.8M | 0.03% |
201,400
-65,300
| -24% | -$5.99M |
|
|
CY
653
DELISTED
Cypress Semiconductor
CY
| $18.8M | 0.03% |
1,594,399
+790,479
| +98% | +$10.4M |
|
654
Metallus
MTUS
$871M
| $18.7M | 0.03% |
694,510
+85,931
| +14% | +$2.54M |
|
655
J.M. Smucker
SJM
$12.8B
| $18.7M | 0.03% |
172,222
+23,906
| +16% | +$2.77M |
|
|
PLL
656
DELISTED
PALL CORP
PLL
| $18.5M | 0.03% |
+148,282
| New | +$16.7M |
|
657
American Express
AXP
$227B
| $18.4M | 0.03% |
236,955
-1,085,840
| -82% | -$86.1M |
|
658
Hexcel
HXL
$8.21B
| $18.4M | 0.03% |
369,728
+182,401
| +97% | +$9.18M |
|
659
Cencora
COR
$60.8B
| $18.3M | 0.03% |
+172,544
| New | +$19.4M |
|
660
CALL
American Airlines Group
AAL
$9.66B
| $18.3M | 0.03% |
459,300
+41,200
| +10% | +$1.88M |
|
661
Ameriprise Financial
AMP
$47.8B
| $18.3M | 0.03% |
+146,638
| New | +$18.7M |
|
|
662
American Airlines Group
AAL
$9.66B
| $18.3M | 0.03% |
458,132
+112,412
| +33% | +$5.13M |
|
663
Lumen
LUMN
$6.39B
| $18.2M | 0.03% |
619,363
+603,930
| +3,913% | +$20.6M |
|
|
KYTH
664
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
| $18.1M | 0.03% |
240,866
+182,396
| +312% | +$9.77M |
|
665
PUT
Amgen
AMGN
$206B
| $18.1M | 0.03% |
118,000
-205,200
| -63% | -$32.9M |
|
|
SBNY
666
DELISTED
Signature Bank
SBNY
| $18.1M | 0.03% |
123,304
+81,838
| +197% | +$11.4M |
|
667
Humana
HUM
$45.8B
| $18M | 0.03% |
94,145
+16,782
| +22% | +$3.11M |
|
|
DD
668
PUT
DELISTED
Du Pont De Nemours E I
DD
| $17.9M | 0.03% |
295,472
+57,389
| +24% | +$3.86M |
|
|
TIVO
669
DELISTED
TIVO INC
TIVO
| $17.9M | 0.03% |
1,763,884
+593,559
| +51% | +$6.42M |
|
|
THOR
670
DELISTED
THORATEC CORPORATION
THOR
| $17.8M | 0.03% |
400,423
+149,804
| +60% | +$6.56M |
|
671
PepsiCo
PEP
$191B
| $17.8M | 0.03% |
190,838
-840,679
| -81% | -$80.3M |
|
672
News Corp Class B
NWS
$16.8B
| $17.8M | 0.03% |
1,250,000
-148,400
| -11% | -$2.25M |
|
673
Canadian Imperial Bank of Commerce
CM
$108B
| $17.8M | 0.03% |
482,344
-195,000
| -29% | -$7.53M |
|
|
EEQ
674
DELISTED
Enbridge Energy Management Llc
EEQ
| $17.8M | 0.03% |
753,642
+97,883
| +15% | +$2.5M |
|
675
American Homes 4 Rent
AMH
$12.1B
| $17.6M | 0.03% |
1,095,702
+679,526
| +163% | +$11.4M |
|
Similar funds
D.E. Shaw & Co's Q2 2015 Portfolio in Review
As of Q2 2015, D.E. Shaw & Co held 4,083 positions worth $67.1B, up 2.8% from $65.3B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co's Q2 2015 filing shows 504 new, 1,541 increased, 1,228 reduced and 364 closed positions. Its largest new stake was State Street Energy Select Sector SPDR ETF: 3,541,400 shares worth $133M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $479M.
By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.
- D.E. Shaw & Co's largest Q2 2015 buy was State Street Energy Select Sector SPDR ETF: 3,541,400 shares worth $133M.
- D.E. Shaw & Co added most to Gilead Sciences in Q2 2015, an estimated $410M increase.
- D.E. Shaw & Co's biggest Q2 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $479M.
- D.E. Shaw & Co fully exited TRW AUTOMOTIVE HOLDINGS CORP in Q2 2015, selling an estimated $164M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $67.1B portfolio in Q2 2015.
- D.E. Shaw & Co opened 504 new positions and closed 364 in Q2 2015.
- D.E. Shaw & Co's portfolio value rose 2.8% quarter-over-quarter to $67.1B.
Based on D.E. Shaw & Co's 13F filing for Q2 2015, filed 14 Aug 2015.