D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gilead Sciences
GILD
|
+$410M |
| 2 |
Chevron
CVX
|
+$400M |
| 3 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$381M |
| 4 |
Williams Companies
WMB
|
+$300M |
| 5 |
SLB Ltd
SLB
|
+$267M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$479M |
| 2 |
Meta Platforms (Facebook)
META
|
+$358M |
| 3 |
Biogen
BIIB
|
+$306M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$298M |
| 5 |
Bausch Health
BHC
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 11.41% |
| 2 | Technology | 9.4% |
| 3 | Healthcare | 8.95% |
| 4 | Consumer Discretionary | 8.78% |
| 5 | Industrials | 7.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
CALL
Visa
V
$689B
| $20.1M | 0.03% |
299,800
-159,900
| -35% | -$10.8M |
|
627
United Parks & Resorts
PRKS
$2.12B
| $20M | 0.03% |
1,086,718
+340,982
| +46% | +$7.07M |
|
628
Popular Inc
BPOP
$11B
| $20M | 0.03% |
693,156
+391,995
| +130% | +$13.2M |
|
|
EMC
629
PUT
DELISTED
EMC CORPORATION
EMC
| $20M | 0.03% |
757,700
+287,700
| +61% | +$7.67M |
|
630
Nexstar Media Group
NXST
$5.69B
| $20M | 0.03% |
356,716
-181,268
| -34% | -$10.4M |
|
631
CALL
Blackrock
BLK
$165B
| $20M | 0.03% |
57,700
-10,000
| -15% | -$3.65M |
|
632
F5
FFIV
$23B
| $19.9M | 0.03% |
165,444
+156,289
| +1,707% | +$19.2M |
|
|
VAL
633
DELISTED
Valspar
VAL
| $19.9M | 0.03% |
243,054
-84,366
| -26% | -$7.07M |
|
|
RPAI
634
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $19.8M | 0.03% |
1,424,325
-469,448
| -25% | -$7.13M |
|
|
GIMO
635
DELISTED
Gigamon Inc.
GIMO
| $19.7M | 0.03% |
597,335
+280,340
| +88% | +$8.27M |
|
636
PUT
Nike
NKE
$62.3B
| $19.6M | 0.03% |
363,200
-2,600
| -0.7% | -$133K |
|
637
CALL
Wynn Resorts
WYNN
$10.4B
| $19.6M | 0.03% |
198,500
+11,300
| +6% | +$1.28M |
|
638
Kimberly-Clark
KMB
$37B
| $19.6M | 0.03% |
184,538
+33,297
| +22% | +$3.63M |
|
|
MIC
639
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
| $19.5M | 0.03% |
236,394
-134,565
| -36% | -$11.4M |
|
|
HAWK
640
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
| $19.5M | 0.03% |
473,225
+4,372
| +0.9% | +$163K |
|
641
Bankunited
BKU
$3.37B
| $19.3M | 0.03% |
536,928
-134,007
| -20% | -$4.57M |
|
642
American Water Works
AWK
$26.4B
| $19.2M | 0.03% |
395,227
+369,434
| +1,432% | +$19.4M |
|
643
CALL
Palo Alto Networks
PANW
$259B
| $19.2M | 0.03% |
660,000
+262,800
| +66% | +$7.02M |
|
|
SWN
644
PUT
DELISTED
Southwestern Energy Company
SWN
| $19.1M | 0.03% |
841,900
+252,400
| +43% | +$6.48M |
|
645
PUT
NOV
NOV
$7.38B
| $19.1M | 0.03% |
395,400
+88,600
| +29% | +$4.55M |
|
646
APA Corp
APA
$12.4B
| $19.1M | 0.03% |
331,131
+119,490
| +56% | +$7.53M |
|
647
CALL
General Dynamics
GD
$105B
| $19M | 0.03% |
134,100
-10,000
| -7% | -$1.39M |
|
|
RCPT
648
CALL
DELISTED
RECEPTOS INC COM STK (DE)
RCPT
| $19M | 0.03% |
99,800
+31,000
| +45% | +$5.12M |
|
649
PUT
Medtronic
MDT
$108B
| $19M | 0.03% |
255,955
-40,000
| -14% | -$3.06M |
|
|
PX
650
DELISTED
Praxair Inc
PX
| $18.9M | 0.03% |
158,455
-478,472
| -75% | -$58.3M |
|
Similar funds
D.E. Shaw & Co's Q2 2015 Portfolio in Review
As of Q2 2015, D.E. Shaw & Co held 4,083 positions worth $67.1B, up 2.8% from $65.3B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co's Q2 2015 filing shows 504 new, 1,541 increased, 1,228 reduced and 364 closed positions. Its largest new stake was State Street Energy Select Sector SPDR ETF: 3,541,400 shares worth $133M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $479M.
By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.
- D.E. Shaw & Co's largest Q2 2015 buy was State Street Energy Select Sector SPDR ETF: 3,541,400 shares worth $133M.
- D.E. Shaw & Co added most to Gilead Sciences in Q2 2015, an estimated $410M increase.
- D.E. Shaw & Co's biggest Q2 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $479M.
- D.E. Shaw & Co fully exited TRW AUTOMOTIVE HOLDINGS CORP in Q2 2015, selling an estimated $164M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $67.1B portfolio in Q2 2015.
- D.E. Shaw & Co opened 504 new positions and closed 364 in Q2 2015.
- D.E. Shaw & Co's portfolio value rose 2.8% quarter-over-quarter to $67.1B.
Based on D.E. Shaw & Co's 13F filing for Q2 2015, filed 14 Aug 2015.