D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$892M |
| 2 |
Wells Fargo
WFC
|
+$462M |
| 3 |
Procter & Gamble
PG
|
+$350M |
| 4 |
Tesla
TSLA
|
+$339M |
| 5 |
Meta Platforms (Facebook)
META
|
+$315M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Shopify
SHOP
|
+$382M |
| 2 |
Adobe
ADBE
|
+$318M |
| 3 |
ExxonMobil
XOM
|
+$285M |
| 4 |
Citigroup
C
|
+$242M |
| 5 |
Starbucks
SBUX
|
+$231M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.75% |
| 2 | Consumer Discretionary | 11.25% |
| 3 | Healthcare | 10% |
| 4 | Financials | 7.51% |
| 5 | Communication Services | 5.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
UGI
UGI
$7.87B
| $25.6M | 0.03% |
803,799
-125,876
| -14% | -$3.82M |
|
602
CALL
Capital One
COF
$128B
| $25.5M | 0.03% |
408,100
+348,100
| +580% | +$21.7M |
|
603
HEICO Corp Class A
HEI.A
$36B
| $25.5M | 0.03% |
313,580
+141,605
| +82% | +$11M |
|
604
Realty Income
O
$61.1B
| $25.5M | 0.03% |
441,708
-60,300
| -12% | -$3.21M |
|
605
Neurocrine Biosciences
NBIX
$18.2B
| $25.4M | 0.03% |
208,205
+61,371
| +42% | +$6.78M |
|
606
Dollar General
DG
$28.4B
| $25.4M | 0.03% |
133,199
-229,549
| -63% | -$41.5M |
|
607
Flowserve
FLS
$8.94B
| $25.4M | 0.03% |
889,001
+253,058
| +40% | +$6.75M |
|
608
Equitable Holdings
EQH
$13.2B
| $25.3M | 0.03% |
1,312,494
+241,148
| +23% | +$4.31M |
|
609
CALL
Elevance Health
ELV
$81.5B
| $25.2M | 0.03% |
96,000
+36,200
| +61% | +$9.66M |
|
|
CFXA
610
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
| $25M | 0.03% |
205,000
| – | – |
|
611
PUT
Biogen
BIIB
$30.9B
| $25M | 0.03% |
93,500
+34,200
| +58% | +$10.3M |
|
612
Camden Property Trust
CPT
$11.5B
| $24.9M | 0.03% |
273,471
-72,397
| -21% | -$6.4M |
|
613
CALL
TransDigm Group
TDG
$70.7B
| $24.9M | 0.03% |
56,400
-9,600
| -15% | -$3.63M |
|
614
Knight Transportation
KNX
$11.5B
| $24.9M | 0.03% |
596,845
+547,695
| +1,114% | +$20.9M |
|
615
DXC Technology
DXC
$1.91B
| $24.9M | 0.03% |
1,507,696
+1,070,499
| +245% | +$17M |
|
616
Host Hotels & Resorts
HST
$17.5B
| $24.7M | 0.03% |
2,291,545
+1,694,244
| +284% | +$19.5M |
|
617
Advanced Drainage Systems
WMS
$10.6B
| $24.7M | 0.03% |
500,087
+47,252
| +10% | +$1.94M |
|
618
Ulta Beauty
ULTA
$21.8B
| $24.7M | 0.03% |
121,431
-371,381
| -75% | -$79.9M |
|
619
CGI
GIB
$15.4B
| $24.7M | 0.03% |
391,465
-96,600
| -20% | -$6.02M |
|
620
Norfolk Southern
NSC
$75.4B
| $24.6M | 0.03% |
140,232
-75,220
| -35% | -$12.7M |
|
621
CALL
Johnson & Johnson
JNJ
$640B
| $24.5M | 0.03% |
174,500
-132,100
| -43% | -$19.3M |
|
622
Texas Capital Bancshares
TCBI
$4.28B
| $24.4M | 0.03% |
790,538
+111,914
| +16% | +$3.13M |
|
623
Avient
AVNT
$3.29B
| $24.4M | 0.03% |
928,324
-296,161
| -24% | -$6.88M |
|
|
MNDT
624
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $24.3M | 0.03% |
1,995,962
-109,160
| -5% | -$1.27M |
|
625
PUT
American Express
AXP
$224B
| $24.2M | 0.03% |
254,400
+231,900
| +1,031% | +$21.4M |
|
Similar funds
D.E. Shaw & Co's Q2 2020 Portfolio in Review
As of Q2 2020, D.E. Shaw & Co held 4,417 positions worth $83.9B, up 31% from $64.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
D.E. Shaw & Co's Q2 2020 filing shows 520 new, 1,365 increased, 1,580 reduced and 467 closed positions. Its largest new stake was iShares MBS ETF: 588,000 shares worth $65.1M. The largest sale was Shopify, an estimated $382M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q2 2020 buy was iShares MBS ETF: 588,000 shares worth $65.1M.
- D.E. Shaw & Co added most to Amazon in Q2 2020, an estimated $892M increase.
- D.E. Shaw & Co's biggest Q2 2020 reduction was Shopify, cutting an estimated $382M.
- D.E. Shaw & Co fully exited Mellanox Technologies, Ltd. in Q2 2020, selling an estimated $153M.
- D.E. Shaw & Co's ten largest holdings make up 14% of its $83.9B portfolio in Q2 2020.
- D.E. Shaw & Co opened 520 new positions and closed 467 in Q2 2020.
- D.E. Shaw & Co's portfolio value rose 31% quarter-over-quarter to $83.9B.
Based on D.E. Shaw & Co's 13F filing for Q2 2020, filed 14 Aug 2020.