D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$453M |
| 2 |
Oracle
ORCL
|
+$431M |
| 3 |
Apple
AAPL
|
+$376M |
| 4 |
SLB Ltd
SLB
|
+$353M |
| 5 |
TWTR
Twitter, Inc.
TWTR
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$746M |
| 2 |
AET
Aetna Inc
AET
|
+$378M |
| 3 |
NVIDIA
NVDA
|
+$348M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$307M |
| 5 |
AT&T
T
|
+$275M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.92% |
| 2 | Consumer Discretionary | 11.63% |
| 3 | Healthcare | 11.01% |
| 4 | Financials | 7.5% |
| 5 | Industrials | 6.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
PUT
Delta Air Lines
DAL
$58.8B
| $29.1M | 0.04% |
584,000
+143,500
| +33% | +$7.81M |
|
527
Smith & Wesson
SWBI
$657M
| $29.1M | 0.04% |
2,939,477
+212,031
| +8% | +$2.2M |
|
|
SAVE
528
DELISTED
Spirit Airlines, Inc.
SAVE
| $29M | 0.04% |
501,335
+461,533
| +1,160% | +$24.7M |
|
529
Fortune Brands Innovations
FBIN
$6.09B
| $29M | 0.04% |
893,926
-128,923
| -13% | -$4.87M |
|
530
PUT
Bausch Health
BHC
$1.69B
| $29M | 0.04% |
1,570,000
+135,000
| +9% | +$3.21M |
|
|
GRMN
531
Garmin
GRMN
$48.9B
| $28.9M | 0.04% |
456,092
+186,757
| +69% | +$12.1M |
|
532
Assured Guaranty
AGO
$3.79B
| $28.8M | 0.04% |
752,448
+528,939
| +237% | +$21.1M |
|
|
MNTA
533
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
| $28.7M | 0.04% |
2,598,642
+628,870
| +32% | +$8.75M |
|
534
Freeport-McMoran
FCX
$88.6B
| $28.6M | 0.04% |
2,778,605
+699,634
| +34% | +$8.16M |
|
535
CALL
United Airlines
UAL
$40.2B
| $28.6M | 0.04% |
341,300
-481,100
| -58% | -$42.3M |
|
536
Sysco
SYY
$40.7B
| $28.6M | 0.04% |
455,764
+326,535
| +253% | +$22M |
|
537
CALL
Mastercard
MA
$497B
| $28.4M | 0.04% |
150,300
-25,300
| -14% | -$5.02M |
|
|
PXD
538
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
| $28.2M | 0.04% |
214,400
+105,500
| +97% | +$16.1M |
|
|
TIF
539
DELISTED
Tiffany & Co.
TIF
| $28.1M | 0.04% |
349,299
-326,526
| -48% | -$33.3M |
|
540
Rio Tinto
RIO
$149B
| $27.7M | 0.04% |
+571,548
| New | +$27.9M |
|
541
PUT
General Mills
GIS
$20.1B
| $27.7M | 0.04% |
711,500
+95,200
| +15% | +$4.02M |
|
542
Marriott Vacations Worldwide
VAC
$3.52B
| $27.7M | 0.04% |
392,827
+133,630
| +52% | +$11.1M |
|
543
Hilton Grand Vacations
HGV
$4.14B
| $27.7M | 0.04% |
1,048,266
-588,984
| -36% | -$17.1M |
|
|
STOR
544
DELISTED
STORE Capital Corporation
STOR
| $27.5M | 0.04% |
973,109
+720,224
| +285% | +$21M |
|
545
PUT
Weibo
WB
$1.95B
| $27.5M | 0.04% |
471,400
+80,700
| +21% | +$4.88M |
|
546
National Vision
EYE
$1.75B
| $27.5M | 0.04% |
976,689
+510,689
| +110% | +$19.4M |
|
547
PUT
NXP Semiconductors
NXPI
$65.4B
| $27.4M | 0.04% |
374,400
-213,100
| -36% | -$16.9M |
|
548
Aptiv
APTV
$12.6B
| $27.4M | 0.04% |
445,499
-740,229
| -62% | -$53.7M |
|
|
HMSY
549
DELISTED
HMS Holdings Corp.
HMSY
| $27.4M | 0.04% |
974,851
+137,340
| +16% | +$4.44M |
|
|
CBPX
550
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
| $27.4M | 0.04% |
1,076,525
-40,965
| -4% | -$1.2M |
|
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D.E. Shaw & Co's Q4 2018 Portfolio in Review
As of Q4 2018, D.E. Shaw & Co held 4,217 positions worth $72.6B, down 13% from $83.2B the previous quarter. Its ten largest holdings account for 8.9% of the portfolio.
D.E. Shaw & Co deployed $3.99B of net new capital in Q4 2018, opening 541 new positions and adding to 1,544 existing holdings. Its largest new stake was Alibaba: 3,066,336 shares worth $420M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was Amazon, an estimated $746M trimmed.
- D.E. Shaw & Co's largest Q4 2018 buy was Alibaba: 3,066,336 shares worth $420M.
- D.E. Shaw & Co added most to Oracle in Q4 2018, an estimated $431M increase.
- D.E. Shaw & Co's biggest Q4 2018 reduction was Amazon, cutting an estimated $746M.
- D.E. Shaw & Co fully exited Aetna Inc in Q4 2018, selling an estimated $378M.
- D.E. Shaw & Co's ten largest holdings make up 8.9% of its $72.6B portfolio in Q4 2018.
- D.E. Shaw & Co opened 541 new positions and closed 497 in Q4 2018.
- D.E. Shaw & Co's portfolio value fell 13% quarter-over-quarter to $72.6B.
Based on D.E. Shaw & Co's 13F filing for Q4 2018, filed 14 Feb 2019.