D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$453M |
| 2 |
Oracle
ORCL
|
+$431M |
| 3 |
Apple
AAPL
|
+$376M |
| 4 |
SLB Ltd
SLB
|
+$353M |
| 5 |
TWTR
Twitter, Inc.
TWTR
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$746M |
| 2 |
AET
Aetna Inc
AET
|
+$378M |
| 3 |
NVIDIA
NVDA
|
+$348M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$307M |
| 5 |
AT&T
T
|
+$275M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.92% |
| 2 | Consumer Discretionary | 11.63% |
| 3 | Healthcare | 11.01% |
| 4 | Financials | 7.5% |
| 5 | Industrials | 6.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
PUT
Wynn Resorts
WYNN
$10.3B
| $38.4M | 0.05% |
388,200
-27,600
| -7% | -$2.98M |
|
|
P
427
DELISTED
Pandora Media Inc
P
| $38.4M | 0.05% |
4,744,875
-778,988
| -14% | -$6.73M |
|
428
Vodafone
VOD
$37.7B
| $38.3M | 0.05% |
1,985,889
-318,730
| -14% | -$6.37M |
|
429
Public Storage
PSA
$61.7B
| $38.2M | 0.05% |
188,624
+171,231
| +984% | +$34.9M |
|
430
Ametek
AME
$55.3B
| $38.1M | 0.05% |
563,090
-301,375
| -35% | -$21.6M |
|
431
Morgan Stanley
MS
$333B
| $38M | 0.05% |
958,316
-1,420,135
| -60% | -$62M |
|
432
LKQ Corp
LKQ
$6.77B
| $37.9M | 0.05% |
1,597,522
-824,511
| -34% | -$22.4M |
|
433
iShares Core S&P 500 ETF
IVV
$871B
| $37.7M | 0.05% |
150,000
-54,685
| -27% | -$14.9M |
|
434
Evergy
EVRG
$19.7B
| $37.6M | 0.05% |
661,692
-1,169,411
| -64% | -$67.5M |
|
|
KSU
435
DELISTED
Kansas City Southern
KSU
| $37.6M | 0.05% |
393,444
+70,262
| +22% | +$7.13M |
|
436
Range Resources
RRC
$8.94B
| $37.2M | 0.05% |
3,885,512
+1,828,671
| +89% | +$27.8M |
|
|
WCC
437
WESCO International
WCC
$16.1B
| $37.2M | 0.05% |
774,619
+273,908
| +55% | +$14.2M |
|
438
State Street
STT
$50.2B
| $37M | 0.05% |
586,313
-210,397
| -26% | -$15.1M |
|
439
Dell
DELL
$253B
| $36.9M | 0.05% |
1,488,384
+909,825
| +157% | +$24.9M |
|
440
Alliant Energy
LNT
$19.1B
| $36.8M | 0.05% |
871,770
+806,164
| +1,229% | +$35.4M |
|
441
Textron
TXT
$15.6B
| $36.8M | 0.05% |
799,985
+641,926
| +406% | +$36.1M |
|
|
MRO
442
DELISTED
Marathon Oil Corporation
MRO
| $36.7M | 0.05% |
2,556,323
+923,658
| +57% | +$16.5M |
|
|
443
CALL
Morgan Stanley
MS
$333B
| $36.6M | 0.05% |
923,200
+258,000
| +39% | +$11.3M |
|
444
Armstrong World Industries
AWI
$7.62B
| $36.4M | 0.05% |
625,052
-77,212
| -11% | -$4.93M |
|
445
CALL
Petrobras
PBR
$116B
| $36.3M | 0.05% |
2,792,400
+2,177,600
| +354% | +$31.5M |
|
446
PepsiCo
PEP
$195B
| $36.1M | 0.05% |
326,586
+23,156
| +8% | +$2.61M |
|
447
Wyndham Hotels & Resorts
WH
$5.62B
| $35.8M | 0.05% |
789,836
-219,289
| -22% | -$10.6M |
|
448
Welltower
WELL
$172B
| $35.8M | 0.05% |
515,846
+481,619
| +1,407% | +$32.8M |
|
449
CALL
ExxonMobil
XOM
$634B
| $35.7M | 0.05% |
524,000
-565,800
| -52% | -$44.4M |
|
|
ARRS
450
DELISTED
ARRIS International plc Ordinary Shares
ARRS
| $35.7M | 0.05% |
1,168,414
-196,547
| -14% | -$5.46M |
|
Similar funds
D.E. Shaw & Co's Q4 2018 Portfolio in Review
As of Q4 2018, D.E. Shaw & Co held 4,217 positions worth $72.6B, down 13% from $83.2B the previous quarter. Its ten largest holdings account for 8.9% of the portfolio.
D.E. Shaw & Co deployed $3.99B of net new capital in Q4 2018, opening 541 new positions and adding to 1,544 existing holdings. Its largest new stake was Alibaba: 3,066,336 shares worth $420M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was Amazon, an estimated $746M trimmed.
- D.E. Shaw & Co's largest Q4 2018 buy was Alibaba: 3,066,336 shares worth $420M.
- D.E. Shaw & Co added most to Oracle in Q4 2018, an estimated $431M increase.
- D.E. Shaw & Co's biggest Q4 2018 reduction was Amazon, cutting an estimated $746M.
- D.E. Shaw & Co fully exited Aetna Inc in Q4 2018, selling an estimated $378M.
- D.E. Shaw & Co's ten largest holdings make up 8.9% of its $72.6B portfolio in Q4 2018.
- D.E. Shaw & Co opened 541 new positions and closed 497 in Q4 2018.
- D.E. Shaw & Co's portfolio value fell 13% quarter-over-quarter to $72.6B.
Based on D.E. Shaw & Co's 13F filing for Q4 2018, filed 14 Feb 2019.