D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$453M |
| 2 |
Oracle
ORCL
|
+$431M |
| 3 |
Apple
AAPL
|
+$376M |
| 4 |
SLB Ltd
SLB
|
+$353M |
| 5 |
TWTR
Twitter, Inc.
TWTR
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$746M |
| 2 |
AET
Aetna Inc
AET
|
+$378M |
| 3 |
NVIDIA
NVDA
|
+$348M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$307M |
| 5 |
AT&T
T
|
+$275M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.92% |
| 2 | Consumer Discretionary | 11.63% |
| 3 | Healthcare | 11.01% |
| 4 | Financials | 7.5% |
| 5 | Industrials | 6.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
FedEx
FDX
$73.6B
| $43.6M | 0.06% |
270,244
+265,457
| +5,545% | +$56.1M |
|
377
PUT
Cisco
CSCO
$456B
| $43.5M | 0.06% |
1,003,800
-370,000
| -27% | -$16.9M |
|
|
CMA
378
DELISTED
Comerica
CMA
| $43.3M | 0.06% |
630,470
+63,393
| +11% | +$5.04M |
|
|
TWTR
379
CALL
DELISTED
Twitter, Inc.
TWTR
| $43.3M | 0.06% |
1,506,100
+67,100
| +5% | +$2.1M |
|
380
CALL
Meta Platforms (Facebook)
META
$1.51T
| $43.3M | 0.06% |
330,000
+287,600
| +678% | +$41.7M |
|
381
CALL
Costco
COST
$430B
| $43.1M | 0.06% |
211,700
-30,600
| -13% | -$6.83M |
|
382
Danaher
DHR
$140B
| $43.1M | 0.06% |
471,539
-2,025,741
| -81% | -$184M |
|
383
PUT
Halliburton
HAL
$26.3B
| $43.1M | 0.06% |
1,620,100
+283,800
| +21% | +$9.57M |
|
384
Ford
F
$58.8B
| $43M | 0.06% |
5,626,107
+3,816,713
| +211% | +$34M |
|
385
Broadcom
AVGO
$1.81T
| $43M | 0.06% |
1,691,460
-198,450
| -11% | -$4.68M |
|
386
CALL
PayPal
PYPL
$51.8B
| $42.8M | 0.06% |
509,400
+65,700
| +15% | +$5.47M |
|
|
387
PUT
PayPal
PYPL
$51.8B
| $42.8M | 0.06% |
508,400
-309,600
| -38% | -$25.8M |
|
388
CALL
United Parcel Service
UPS
$90.2B
| $42.7M | 0.06% |
437,500
-128,900
| -23% | -$14M |
|
389
Warner Bros
WBD
$63.9B
| $42.6M | 0.06% |
1,721,822
-1,345,828
| -44% | -$41M |
|
390
NOV
NOV
$7.18B
| $42.5M | 0.06% |
1,654,833
+1,527,957
| +1,204% | +$52.8M |
|
391
NextEra Energy
NEE
$186B
| $42.4M | 0.06% |
975,840
-575,116
| -37% | -$25.1M |
|
|
MYOK
392
DELISTED
MyoKardia, Inc. Common Stock
MYOK
| $42.3M | 0.06% |
866,620
+30,863
| +4% | +$1.7M |
|
393
PUT
Home Depot
HD
$343B
| $42.3M | 0.06% |
245,900
+207,700
| +544% | +$37.2M |
|
394
Okta
OKTA
$23.6B
| $42M | 0.06% |
658,641
+436,780
| +197% | +$25.9M |
|
395
Pediatrix Medical
MD
$2.18B
| $41.9M | 0.06% |
1,270,910
+151,320
| +14% | +$6.08M |
|
396
D.R. Horton
DHI
$42B
| $41.8M | 0.06% |
1,207,128
+557,314
| +86% | +$20.3M |
|
|
WCG
397
DELISTED
Wellcare Health Plans, Inc.
WCG
| $41.7M | 0.06% |
176,542
-12,173
| -6% | -$3.26M |
|
|
PPLI
398
People Inc
PPLI
$3.15B
| $41.6M | 0.06% |
1,272,261
+290,961
| +30% | +$9.76M |
|
399
Host Hotels & Resorts
HST
$17.2B
| $41.5M | 0.06% |
2,492,385
+1,671,841
| +204% | +$31.3M |
|
400
Western Digital
WDC
$156B
| $41.4M | 0.06% |
1,482,882
+27,565
| +2% | +$977K |
|
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D.E. Shaw & Co's Q4 2018 Portfolio in Review
As of Q4 2018, D.E. Shaw & Co held 4,217 positions worth $72.6B, down 13% from $83.2B the previous quarter. Its ten largest holdings account for 8.9% of the portfolio.
D.E. Shaw & Co deployed $3.99B of net new capital in Q4 2018, opening 541 new positions and adding to 1,544 existing holdings. Its largest new stake was Alibaba: 3,066,336 shares worth $420M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was Amazon, an estimated $746M trimmed.
- D.E. Shaw & Co's largest Q4 2018 buy was Alibaba: 3,066,336 shares worth $420M.
- D.E. Shaw & Co added most to Oracle in Q4 2018, an estimated $431M increase.
- D.E. Shaw & Co's biggest Q4 2018 reduction was Amazon, cutting an estimated $746M.
- D.E. Shaw & Co fully exited Aetna Inc in Q4 2018, selling an estimated $378M.
- D.E. Shaw & Co's ten largest holdings make up 8.9% of its $72.6B portfolio in Q4 2018.
- D.E. Shaw & Co opened 541 new positions and closed 497 in Q4 2018.
- D.E. Shaw & Co's portfolio value fell 13% quarter-over-quarter to $72.6B.
Based on D.E. Shaw & Co's 13F filing for Q4 2018, filed 14 Feb 2019.