D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Verizon
VZ
|
+$322M |
| 2 |
AABA
Altaba Inc
AABA
|
+$288M |
| 3 |
TJX Companies
TJX
|
+$254M |
| 4 |
PayPal
PYPL
|
+$210M |
| 5 |
Liberty Media Series C
FWONK
|
+$206M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
McDonald's
MCD
|
+$374M |
| 2 |
Citigroup
C
|
+$301M |
| 3 |
Netflix
NFLX
|
+$221M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$215M |
| 5 |
Oracle
ORCL
|
+$201M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.75% |
| 2 | Healthcare | 11.67% |
| 3 | Consumer Discretionary | 9.57% |
| 4 | Financials | 9.15% |
| 5 | Industrials | 7.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Charles River Laboratories
CRL
$10.9B
| $54M | 0.09% |
534,227
-26,564
| -5% | -$2.45M |
|
277
Aptiv
APTV
$12B
| $52.4M | 0.09% |
+598,345
| New | +$49.9M |
|
278
PUT
Qualcomm
QCOM
$176B
| $52M | 0.09% |
942,200
+583,200
| +162% | +$32.6M |
|
279
CALL
Walt Disney
DIS
$165B
| $52M | 0.09% |
489,300
-598,200
| -55% | -$65.5M |
|
|
CERN
280
DELISTED
Cerner Corp
CERN
| $51.6M | 0.09% |
776,391
+772,786
| +21,437% | +$49.4M |
|
281
PUT
Nike
NKE
$61.9B
| $51.5M | 0.09% |
873,200
-100,800
| -10% | -$5.44M |
|
282
United Therapeutics
UTHR
$26.3B
| $51M | 0.08% |
393,141
+105,312
| +37% | +$13.1M |
|
283
CALL
Boeing
BA
$165B
| $49.9M | 0.08% |
252,300
-53,100
| -17% | -$9.89M |
|
284
PTC Therapeutics
PTCT
$6.37B
| $49.9M | 0.08% |
2,721,675
+744,599
| +38% | +$10M |
|
285
FedEx
FDX
$74.5B
| $49.8M | 0.08% |
229,117
-58,629
| -20% | -$11.6M |
|
286
Freeport-McMoran
FCX
$90B
| $49.5M | 0.08% |
4,120,973
+3,518,138
| +584% | +$42.7M |
|
|
ARNC.PRB
287
DELISTED
Arconic Inc.
ARNC.PRB
| $49.4M | 0.08% |
1,380,266
+350,000
| +34% | +$14.5M |
|
288
PUT
Morgan Stanley
MS
$337B
| $49.3M | 0.08% |
1,107,000
-149,800
| -12% | -$6.46M |
|
289
Labcorp
LH
$24.3B
| $49.3M | 0.08% |
372,244
+47,961
| +15% | +$5.87M |
|
|
AGN
290
CALL
DELISTED
Allergan plc
AGN
| $48.9M | 0.08% |
201,200
-125,700
| -38% | -$29.5M |
|
291
NetApp
NTAP
$32.9B
| $48.9M | 0.08% |
1,220,743
+501,107
| +70% | +$20M |
|
292
CALL
Regeneron Pharmaceuticals
REGN
$68.8B
| $48.6M | 0.08% |
98,900
+20,000
| +25% | +$8.75M |
|
293
Lennar Class A
LEN
$20.4B
| $48.2M | 0.08% |
949,461
+863,467
| +1,004% | +$42.5M |
|
294
PUT
Ford
F
$57.3B
| $47.8M | 0.08% |
4,274,400
+2,099,700
| +97% | +$23.4M |
|
295
Alcoa
AA
$11.7B
| $47.6M | 0.08% |
1,458,873
-720,524
| -33% | -$23.4M |
|
|
SHPG
296
DELISTED
Shire pic
SHPG
| $47.1M | 0.08% |
285,215
-61,986
| -18% | -$10.8M |
|
297
PUT
AutoZone
AZO
$48.3B
| $47.1M | 0.08% |
82,500
+18,800
| +30% | +$12.2M |
|
298
PUT
Halliburton
HAL
$27.9B
| $47M | 0.08% |
1,099,900
+534,200
| +94% | +$24.5M |
|
299
Lowe's Companies
LOW
$116B
| $46.8M | 0.08% |
604,047
+11,205
| +2% | +$916K |
|
300
Carnival Corporation Ltd
CCL
$36.1B
| $46.7M | 0.08% |
712,468
+458,839
| +181% | +$28.6M |
|
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D.E. Shaw & Co's Q2 2017 Portfolio in Review
As of Q2 2017, D.E. Shaw & Co held 3,739 positions worth $60.5B, up 6.3% from $56.9B the previous quarter. Its ten largest holdings account for 9.8% of the portfolio.
D.E. Shaw & Co's Q2 2017 filing shows 483 new, 1,217 increased, 1,312 reduced and 407 closed positions. Its largest new stake was Altaba Inc: 5,284,075 shares worth $288M. The largest sale was McDonald's, an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- D.E. Shaw & Co's largest Q2 2017 buy was Altaba Inc: 5,284,075 shares worth $288M.
- D.E. Shaw & Co added most to Verizon in Q2 2017, an estimated $322M increase.
- D.E. Shaw & Co's biggest Q2 2017 reduction was McDonald's, cutting an estimated $374M.
- D.E. Shaw & Co fully exited Yahoo Inc in Q2 2017, selling an estimated $215M.
- D.E. Shaw & Co's ten largest holdings make up 9.8% of its $60.5B portfolio in Q2 2017.
- D.E. Shaw & Co opened 483 new positions and closed 407 in Q2 2017.
- D.E. Shaw & Co's portfolio value rose 6.3% quarter-over-quarter to $60.5B.
Based on D.E. Shaw & Co's 13F filing for Q2 2017, filed 14 Aug 2017.