DADC

D.A. Davidson & Co Portfolio holdings

AUM $14.2B
This Quarter Return
+4.07%
1 Year Return
+16.05%
3 Year Return
+57.83%
5 Year Return
+96.99%
10 Year Return
+189.22%
AUM
$3.06B
AUM Growth
+$3.06B
Cap. Flow
+$26.2M
Cap. Flow %
0.86%
Top 10 Hldgs %
22.86%
Holding
2,291
New
126
Increased
744
Reduced
759
Closed
132

Top Buys

1
RJI
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$13.6M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
$9.92M
3
DKS icon
Dick's Sporting Goods
DKS
$8.98M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$8.03M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$8.01M

Top Sells

1
IP icon
International Paper
IP
$8.95M
2
EXC icon
Exelon
EXC
$7.68M
3
KLIC icon
Kulicke & Soffa
KLIC
$6.34M
4
AAPL icon
Apple
AAPL
$6M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
$5.8M

Sector Composition

1 Industrials 10.63%
2 Technology 10.22%
3 Healthcare 9.11%
4 Energy 6.87%
5 Consumer Discretionary 6.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BCF
2201
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
– –
-1,000
Closed -$8K
CNQR
2202
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
– –
-1,348
Closed -$170K
KMP
2203
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-25,669
Closed -$2.39M
KMR
2204
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
– –
-27,982
Closed -$2.63M
EPB
2205
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
– –
-35,895
Closed -$1.44M
DNDN
2206
DELISTED
DENDREON CORPORATION
DNDN
– –
-5,600
Closed -$8K
IMCB
2207
DELISTED
INTERMOUNTAIN COMMUNITY BANCORP (ID) COMMON STOCK
IMCB
– –
-425
Closed -$7K
TWTC
2208
DELISTED
TW TELECOM INC CL A COM
TWTC
– –
-102,385
Closed -$4.26M
GAB.RT
2209
DELISTED
GABELLI EQUITY TR INC RTS EXP 10/20/14 (MD)
GAB.RT
– –
-30,716
Closed -$1K
NYC
2210
DELISTED
ISHARES NYSE COMPOSITE ETF
NYC
– –
-86
Closed -$8K
IID
2211
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
– –
-397
Closed -$3K
EOX
2212
DELISTED
EMERALD OIL INC (MT)
EOX
– –
-9,742
Closed -$59K
EMKR
2213
DELISTED
Emcore Corp
EMKR
$0 ﹤0.01%
150
– –
AHD
2214
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$0 ﹤0.01%
24
– –
IF
2215
DELISTED
Aberdeen Indonesia Fund
IF
– –
-24,402
Closed -$232K
EXXI
2216
DELISTED
ENERGY XXI LTD COM SHS
EXXI
– –
-2,129
Closed -$24K
FWLT
2217
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
– –
-7,600
Closed -$240K
FM
2218
DELISTED
iShares Frontier and Select EM ETF
FM
– –
-1,290
Closed -$48K
CMO
2219
DELISTED
Capstead Mortgage Corp.
CMO
– –
-35,874
Closed -$437K
BAS
2220
DELISTED
Basis Energy Services, Inc.
BAS
– –
0
-248
-100% -$5K
TSS
2221
DELISTED
Total System Services, Inc.
TSS
$0 ﹤0.01%
8
– –
TI
2222
DELISTED
Telecom Italia
TI
$0 ﹤0.01%
76
+27
+55% –
OREX
2223
DELISTED
Orexigen Therapeutics, Inc.
OREX
– –
-2,000
Closed -$8K
DYN.WS
2224
DELISTED
Dynegy Inc,
DYN.WS
$0 ﹤0.01%
1
– –
NWBO
2225
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
– –
-4
Closed –
86 87 88
89
90